RIA Intelligence

PLUM POINTE WEALTH MANAGEMENT, LLC

Legal name: PLUM POINTE WEALTH MANAGEMENT

CRD #332618 SEC #801-131283 PROVIDENCE, RI 401-228-8258
SEC Registered
Total AUM
$206.7M
Discretionary
$206.7M
Employees
4
Clients
0
Accounts
935

Firm Details

Organization Type
Limited Liability Company
State of Formation
Rhode Island
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 24, 2025
Branch Offices
2

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DUNCKLEY, BRIAN, SCOTTICHIEF COMPLIANCE OFFICERNA Control
DUNCKLEY, BRIAN, SCOTTICHIEF COMPLIANCE OFFICERNA Control
DUNCKLEY, BRIAN, SCOTTICHIEF COMPLIANCE OFFICERNA Control
DUNCKLEY, BRIAN, SCOTTICHIEF COMPLIANCE OFFICERNA Control
DUNCKLEY, BRIAN, SCOTTICHIEF COMPLIANCE OFFICERNA Control
DUNCKLEY, BRIAN, SCOTTICHIEF COMPLIANCE OFFICERNA Control
PLUM POINTE WEALTH MANAGEMENT, LTDDEMEMBERD Control
PLUM POINTE WEALTH MANAGEMENT, LTDDEMEMBERD Control
PLUM POINTE WEALTH MANAGEMENT, LTDDEMEMBERD Control
PLUM POINTE WEALTH MANAGEMENT, LTDDEMEMBERD Control
PLUM POINTE WEALTH MANAGEMENT, LTDDEMEMBERD Control
PLUM POINTE WEALTH MANAGEMENT, LTDDEMEMBERD Control
WILLIAMS, JOHN, EDWARDIMEMBERD Control
WILLIAMS, JOHN, EDWARDIMEMBERD Control
WILLIAMS, JOHN, EDWARDIMEMBERD Control
WILLIAMS, JOHN, EDWARDIMEMBERD Control
WILLIAMS, JOHN, EDWARDIMEMBERD Control
WILLIAMS, JOHN, EDWARDIMEMBERD Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
DUNCKLEY, BRIAN, SCOTTIPLUM POINTE WEALTH MANAGEMENT, LTDE Control
DUNCKLEY, BRIAN, SCOTTIPLUM POINTE WEALTH MANAGEMENT, LTDE Control

Registrations

Federal

IA
Oct 24, 2025 REGISTERED

Notice Filings (6)

CT FL MA NH RI TX

Address

225 DYER STREET
FL 2
PROVIDENCE, RI 02903
United States
Phone: 401-228-8258