ELEVATE CAPITAL GROUP, LLC
CRD #332775 SEC #801-131140 NEWPORT BEACH, CA 949-577-2578
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| THORNTON, JAMES, ANTHONY | I | CCO | NA | Control |
| THORNTON, JAMES, ANTHONY | I | CCO | NA | |
| THORNTON, JAMES, ANTHONY | I | CCO | NA | |
| THORNTON, JAMES, ANTHONY | I | CCO | NA | |
| THORNTON, JAMES, ANTHONY | I | CCO | NA | |
| THORNTON, JAMES, ANTHONY | I | CCO | NA | Control |
| THORNTON, JAMES, ANTHONY | I | CCO | NA | Control |
| THORNTON, JAMES, ANTHONY | I | CCO | NA | Control |
| ELEVATE FINANCIAL & INSURANCE SERVICES, LLC | DE | MANAGING MEMBER | D | Control |
| ELEVATE FINANCIAL & INSURANCE SERVICES, LLC | DE | MANAGING MEMBER | D | Control |
| ELEVATE FINANCIAL & INSURANCE SERVICES, LLC | DE | MANAGING MEMBER | D | Control |
| ELEVATE FINANCIAL & INSURANCE SERVICES, LLC | DE | MANAGING MEMBER | D | Control |
| ELEVATE FINANCIAL & INSURANCE SERVICES, LLC | DE | MANAGING MEMBER | D | Control |
| ELEVATE FINANCIAL & INSURANCE SERVICES, LLC | DE | MANAGING MEMBER | D | Control |
| ELEVATE FINANCIAL & INSURANCE SERVICES, LLC | DE | MANAGING MEMBER | D | Control |
| ELEVATE FINANCIAL & INSURANCE SERVICES, LLC | DE | MANAGING MEMBER | D | Control |
| OTB FINANCIAL GROUP, LLC | DE | MEMBER | B | |
| OTB FINANCIAL GROUP, LLC | DE | MEMBER | B | |
| OTB FINANCIAL GROUP, LLC | DE | MEMBER | B | |
| OTB FINANCIAL GROUP, LLC | DE | MEMBER | B | |
| OTB FINANCIAL GROUP, LLC | DE | MEMBER | B | |
| OTB FINANCIAL GROUP, LLC | DE | MEMBER | B | |
| OTB FINANCIAL GROUP, LLC | DE | MEMBER | B | |
| OTB FINANCIAL GROUP, LLC | DE | MEMBER | B | |
| ROTMAN, JASON, MICHAEL | I | MEMBER | B | |
| ROTMAN, JASON, MICHAEL | I | MEMBER | B | |
| ROTMAN, JASON, MICHAEL | I | MEMBER | B | |
| ROTMAN, JASON, MICHAEL | I | MEMBER | B | |
| ROTMAN, JASON, MICHAEL | I | MEMBER | B | |
| ROTMAN, JASON, MICHAEL | I | MEMBER | B | |
| ROTMAN, JASON, MICHAEL | I | MEMBER | B | |
| ROTMAN, JASON, MICHAEL | I | MEMBER | B | |
| S.SPRACKLEN HOLDINGS CO. LLC | DE | MEMBER | A | |
| S.SPRACKLEN HOLDINGS CO. LLC | DE | MEMBER | A | |
| S.SPRACKLEN HOLDINGS CO. LLC | DE | MEMBER | A | |
| S.SPRACKLEN HOLDINGS CO. LLC | DE | MEMBER | A | |
| S.SPRACKLEN HOLDINGS CO. LLC | DE | MEMBER | A | |
| S.SPRACKLEN HOLDINGS CO. LLC | DE | MEMBER | A | |
| S.SPRACKLEN HOLDINGS CO. LLC | DE | MEMBER | A | |
| S.SPRACKLEN HOLDINGS CO. LLC | DE | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| IRVIN, JOHN, THOMAS | I | OTB FINANCIAL GROUP, LLC | E | Control |
| IRVIN, JOHN, THOMAS | I | OTB FINANCIAL GROUP, LLC | E | Control |
| PETERSON, STEPHEN, JOHN | I | ELEVATE FINANCIAL & INSURANCE SERVICES, LLC | E | Control |
| PETERSON, STEPHEN, JOHN | I | ELEVATE FINANCIAL & INSURANCE SERVICES, LLC | E | Control |
| PETERSON, STEPHEN, JOHN | I | ELEVATE FINANCIAL & INSURANCE SERVICES, LLC | E | Control |
| PETERSON, STEPHEN, JOHN | I | ELEVATE FINANCIAL & INSURANCE SERVICES, LLC | E | Control |
| PETERSON, STEPHEN, JOHN | I | ELEVATE FINANCIAL & INSURANCE SERVICES, LLC | E | Control |
| Spracklen, Spencer, Colton | I | S.SPRACKLEN HOLDINGS CO. LLC | E | Control |
| Spracklen, Spencer, Colton | I | S.SPRACKLEN HOLDINGS CO. LLC | E | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (1)
CA
Address
4675 MACARTHUR CT.SUITE 1430
NEWPORT BEACH, CA 92660
United States
Phone: 949-577-2578