TCW ASSET BACKED FINANCE MANAGEMENT COMPANY LLC

CRD #332802 SEC #801-131265 LOS ANGELES, CA 213-244-0000

SEC Registered

Total AUM

Discretionary

Employees

321

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Aug 4, 2025
Branch Offices: 1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BOWDEN, ANDREW, JOHN	I	EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, AND SECRETARY	NA	Control
BOWDEN, ANDREW, JOHN	I	EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, AND SECRETARY	NA	Control
BOWDEN, ANDREW, JOHN	I	BOARD MEMBER, EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, AND SECRETARY	NA	Control
BOWDEN, ANDREW, JOHN	I	BOARD MEMBER, EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, AND SECRETARY	NA	Control
KOCH, KATHRYN, AGNES	I	PRESIDENT AND CHIEF EXECUTIVE OFFICER	NA	Control
KOCH, KATHRYN, AGNES	I	PRESIDENT AND CHIEF EXECUTIVE OFFICER	NA	Control
KOCH, KATHRYN, AGNES	I	PRESIDENT AND CHIEF EXECUTIVE OFFICER	NA	Control
KOCH, KATHRYN, AGNES	I	PRESIDENT AND CHIEF EXECUTIVE OFFICER	NA	Control
MARZULLO, CHRISTOPHER, DAVID	I	GLOBAL CHIEF COMPLIANCE OFFICER	NA	Control
ROSS, DYLAN, MARCH PELLETIER	I	BOARD MEMBER, MANAGING DIRECTOR	NA	Control
ROSS, DYLAN, MARCH PELLETIER	I	BOARD MEMBER, MANAGING DIRECTOR	NA	Control
ROSS, DYLAN, MARCH PELLETIER	I	BOARD MEMBER, MANAGING DIRECTOR	NA	Control
ROSS, DYLAN, MARCH PELLETIER	I	BOARD MEMBER, MANAGING DIRECTOR	NA	Control
STOLFI, MELISSA, LYNN	I	EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER	NA	Control
STOLFI, MELISSA, LYNN	I	EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER	NA	Control
STOLFI, MELISSA, LYNN	I	EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF OPERATING OFFICER	NA	Control
STOLFI, MELISSA, LYNN	I	EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF OPERATING OFFICER	NA	Control
VILLA, RICHARD, MANUEL	I	BOARD MEMBER, EXECUTIVE VICE PRESIDENT, AND CHIEF FINANCIAL OFFICER	NA	Control
VILLA, RICHARD, MANUEL	I	BOARD MEMBER, EXECUTIVE VICE PRESIDENT, AND CHIEF FINANCIAL OFFICER	NA	Control
VILLA, RICHARD, MANUEL	I	BOARD MEMBER, EXECUTIVE VICE PRESIDENT, AND CHIEF FINANCIAL OFFICER	NA	Control
VILLA, RICHARD, MANUEL	I	BOARD MEMBER, EXECUTIVE VICE PRESIDENT, AND CHIEF FINANCIAL OFFICER	NA	Control
XIQUES, GLADYS	I	GLOBAL CHIEF COMPLIANCE OFFICER	NA	Control
XIQUES, GLADYS	I	GLOBAL CHIEF COMPLIANCE OFFICER	NA	Control
XIQUES, GLADYS	I	GLOBAL CHIEF COMPLIANCE OFFICER	NA	Control
TCW ASSET MANAGEMENT COMPANY LLC	DE	MEMBER	E	Control
TCW ASSET MANAGEMENT COMPANY LLC	DE	MEMBER	E	Control
TCW ASSET MANAGEMENT COMPANY LLC	DE	MEMBER	E	Control
TCW ASSET MANAGEMENT COMPANY LLC	DE	MEMBER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
CLIPPER GP, L.L.C.	DE	CLIPPER HOLDING, L.P.	F	Control
CLIPPER GP, L.L.C.	DE	CLIPPER HOLDING, L.P.	F	Control
CLIPPER ACQUISITIONS CORP.	DE	THE TCW GROUP, INC.	E	Control
CLIPPER ACQUISITIONS CORP.	DE	THE TCW GROUP, INC.	E	Control
CLIPPER HOLDING, L.P.	DE	CLIPPER INTERMEDIATE CORP.	E	Control
CLIPPER HOLDING, L.P.	DE	CLIPPER INTERMEDIATE CORP.	E	Control
CLIPPER INTERMEDIATE CORP.	DE	CLIPPER ACQUISITIONS CORP.	E	Control
CLIPPER INTERMEDIATE CORP.	DE	CLIPPER ACQUISITIONS CORP.	E	Control
NIPPON LIFE INSURANCE COMPANY	FE	NIPPON LIFE AMERICAS, INC.	E	Control
NIPPON LIFE INSURANCE COMPANY	FE	NIPPON LIFE AMERICAS, INC.	E	Control
THE TCW GROUP, INC.	DE	TCW ASSET MANAGEMENT COMPANY LLC	E	Control
THE TCW GROUP, INC.	DE	TCW ASSET MANAGEMENT COMPANY LLC	E	Control
NIPPON LIFE AMERICAS, INC.	DE	CLIPPER HOLDING, L.P.	C	Control
NIPPON LIFE AMERICAS, INC.	DE	CLIPPER HOLDING, L.P.	C	Control

Registrations

Federal

Aug 4, 2025 REGISTERED

Address

515 SOUTH FLOWER STREET
LOS ANGELES, CA 90071
United States

Phone: 213-244-0000