HOLISTIC WEALTH ADVISORS
CRD #332918 SEC #801-131511 CLIFTON PARK, NY 518.357.3858
SEC Registered
Total AUM
$234.3M
Discretionary
$234.3M
Employees
10
Clients
0
Accounts
1,097
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 5, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SARGENT, JEFFREY, SPENCER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SARGENT, JEFFREY, SPENCER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SARGENT, JEFFREY, SPENCER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SARGENT, JEFFREY, SPENCER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SARGENT, JEFFREY, SPENCER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SARGENT, JEFFREY, SPENCER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLIFFORD, STACY, ANN | I | MANAGING MEMBER/OWNER | E | Control |
| CLIFFORD, STACY, ANN | I | MANAGING MEMBER/OWNER | E | Control |
| CLIFFORD, STACY, ANN | I | MANAGING MEMBER/OWNER | E | Control |
| CLIFFORD, STACY, ANN | I | MANAGING MEMBER/OWNER | E | Control |
| CLIFFORD, STACY, ANN | I | MANAGING MEMBER/OWNER | E | Control |
| CLIFFORD, STACY, ANN | I | MANAGING MEMBER/OWNER | E | Control |
Registrations
Federal
IA
May 5, 2025 REGISTERED
Notice Filings (13)
CA CO CT FL IL MA NC NH NJ NY SC TX VA
Address
5 SOUTHSIDE DRIVESUITE 204
CLIFTON PARK, NY 12065
United States
Phone: 518.357.3858