TFR CAPITAL, LLC
Legal name: TFR CAPITAL
CRD #333108 SEC #801-131226 PLANO, TX 800-765-0397
SEC Registered Disclosures
Total AUM
$327.6M
Discretionary
$327.6M
Employees
9
Clients
10
Accounts
644
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GOFORTH, SONIA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOFORTH, SONIA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOFORTH, SONIA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOFORTH, SONIA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HUFF, MELANIE, ADRIENNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| JD FINCO, INC. | DE | MANAGER | NA | Control |
| JD FINCO, INC. | DE | MANAGER | NA | Control |
| JD FINCO, INC. | DE | MANAGER | NA | Control |
| JD FINCO, INC. | DE | MANAGER | NA | Control |
| JD FINCO, INC. | DE | MANAGER | NA | Control |
| DUNHAM, JOSHUA, RYAN | I | PRESIDENT AND MEMBER | E | Control |
| DUNHAM, JOSHUA, RYAN | I | PRESIDENT AND MEMBER | E | Control |
| DUNHAM, JOSHUA, RYAN | I | PRESIDENT AND MEMBER | E | Control |
| DUNHAM, JOSHUA, RYAN | I | PRESIDENT AND MEMBER | E | Control |
| DUNHAM, JOSHUA, RYAN | I | PRESIDENT AND MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DUNHAM, JOSHUA, RYAN | I | JD FINCO, INC. | D | Control |
| DUNHAM, JOSHUA, RYAN | I | JD FINCO, INC. | D | Control |
| Dunham, Jennie, Hughes | I | JD FINCO, INC. | D | Control |
| Dunham, Jennie, Hughes | I | JD FINCO, INC. | D | Control |
Registrations
Federal
IA
Mar 29, 2025 REGISTERED
Notice Filings (2)
CO TX
Address
5801 TENNYSON PKWYSUITE 150
PLANO, TX 75024
United States
Phone: 800-765-0397