NOVAWAVE CAPITAL LLC
Legal name: NOVAWAVE CAPITAL
CRD #333205 SEC #801-131887 MENLO PARK, CA 781-710-3455
SEC Registered Private Funds
Total AUM
$90M
Discretionary
$80M
Employees
5
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 8, 2025
- Branch Offices
- 4
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AYRES, TIFFANY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| AYRES, TIFFANY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DIALLO, ALI, BADARA | I | MANAGER / CHIEF COMPLIANCE OFFICER | NA | Control |
| DIALLO, ALI, BADARA | I | MANAGER / CHIEF COMPLIANCE OFFICER | NA | Control |
| DIALLO, ALI, BADARA | I | MANAGER | NA | Control |
| DIALLO, ALI, BADARA | I | MANAGER | NA | Control |
| DIALLO, ALI, BADARA | I | MANAGER | NA | Control |
| DIALLO, ALI, BADARA | I | MANAGER | NA | Control |
| LABHART, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| LABHART, DAVID, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIM, KYOUNGBO, NMN | I | MANAGER | NA | |
| SIM, KYOUNGBO, NMN | I | MANAGER | NA | |
| SIM, KYOUNGBO, NMN | I | MANAGER | NA | |
| WISLAR, ELLIOTT, WAKEFIELD | I | MANAGER | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | MANAGER | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | MANAGER | NA | Control |
| AURION CAPITAL MANAGEMENT LLC | DE | MEMBER | E | Control |
| AURION CAPITAL MANAGEMENT LLC | DE | MEMBER | E | Control |
| AURION CAPITAL MANAGEMENT LLC | DE | MEMBER | E | Control |
| AURION CAPITAL MANAGEMENT LLC | DE | MEMBER | E | Control |
| AURION CAPITAL MANAGEMENT LLC | DE | MEMBER | E | Control |
| AURION CAPITAL MANAGEMENT LLC | DE | MEMBER | E | Control |
| CLEARBROOK, LLC | DE | MEMBER | C | Control |
| CLEARBROOK, LLC | DE | MEMBER | C | Control |
| CLEARBROOK, LLC | DE | MEMBER | C | Control |
| CLEARBROOK, LLC | DE | MEMBER | C | Control |
| CLEARBROOK, LLC | DE | MEMBER | C | Control |
| CLEARBROOK, LLC | DE | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DIALLO, ALI, BADARA | I | AURION CAPITAL MANAGEMENT LLC | E | Control |
Registrations
Federal
IA
Dec 8, 2025 REGISTERED
Notice Filings (2)
CA FL
Address
149 COMMONWEALTH DRSUITE 1090
MENLO PARK, CA 94025
United States
Phone: 781-710-3455