SECONDMARKET FINANCIAL, LLC
CRD #333332 SEC #801-131656 NEW YORK, NY 646-968-7000
SEC Registered Private Funds
Total AUM
$29.9M
Discretionary
$29.9M
Employees
19
Clients
--
Accounts
7
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 25, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CALLAHAN, THOMAS, FRANCIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CALLAHAN, THOMAS, FRANCIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CALLAHAN, THOMAS, FRANCIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CALLAHAN, THOMAS, FRANCIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CALLAHAN, THOMAS, FRANCIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Kroculick, Andrew, John | I | HEAD OF BUSINESS OPERATIONS AND CLIENT EXPERIENCE | NA | Control |
| Kroculick, Andrew, John | I | HEAD OF BUSINESS OPERATIONS AND CLIENT EXPERIENCE | NA | Control |
| Kroculick, Andrew, John | I | HEAD OF BUSINESS OPERATIONS AND CLIENT EXPERIENCE | NA | Control |
| Kroculick, Andrew, John | I | CHIEF OPERATING OFFICER | NA | Control |
| Kroculick, Andrew, John | I | CHIEF OPERATING OFFICER | NA | Control |
| Paula Molina, Rene | I | CHIEF FINANCIAL OFFICER & CHIEF LEGAL OFFICER | NA | Control |
| Paula Molina, Rene | I | CHIEF FINANCIAL OFFICER & CHIEF LEGAL OFFICER | NA | Control |
| Setaro, Christopher, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Setaro, Christopher, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Setaro, Christopher, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Setaro, Christopher, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Setaro, Christopher, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NASDAQ PRIVATE MARKET, LLC | DE | SHAREHOLDER | E | Control |
| NASDAQ PRIVATE MARKET, LLC | DE | SHAREHOLDER | E | Control |
| NASDAQ PRIVATE MARKET, LLC | DE | SHAREHOLDER | E | Control |
| NASDAQ PRIVATE MARKET, LLC | DE | SHAREHOLDER | E | Control |
| NASDAQ PRIVATE MARKET, LLC | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALLEN & COMPANY LLC | DE | NASDAQ PRIVATE MARKET, LLC | F | |
| BANC OF AMERICA STRATEGIC INVESTMENTS CORPORATION | DE | NASDAQ PRIVATE MARKET, LLC | F | |
| BNP PARIBAS S.A. | FE | NASDAQ PRIVATE MARKET, LLC | F | |
| CITICORP NORTHAMERICA, INC. | DE | NASDAQ PRIVATE MARKET, LLC | F | |
| DRW VENTURE CAPITAL LLC | DE | NASDAQ PRIVATE MARKET, LLC | F | |
| GOLDMAN SACHS PSI GLOBAL HOLDINGS LLC | DE | NASDAQ PRIVATE MARKET, LLC | F | |
| HIJOJO PARTNERS INC | FE | NASDAQ PRIVATE MARKET, LLC | F | |
| NASDAQ FUND SECONDARIES, LLC | DE | NASDAQ PRIVATE MARKET, LLC | F | |
| NASDAQ INC. | DE | NASDAQ PRIVATE MARKET, LLC | F | |
| STRATEGIC INVESTMENTS I, INC. | DE | NASDAQ PRIVATE MARKET, LLC | F | |
| SVB FINANCIAL GROUP | DE | NASDAQ PRIVATE MARKET, LLC | F | |
| UBS AMERICAS, INC | DE | NASDAQ PRIVATE MARKET, LLC | F | |
| WELLS FARGO CENTRAL PACIFIC HOLDINGS, INC | DE | NASDAQ PRIVATE MARKET, LLC | F |
Registrations
Federal
IA
Aug 25, 2025 REGISTERED
Notice Filings (1)
NY
Address
3 E 28TH STREET7TH FLOOR
NEW YORK, NY 10016
United States
Phone: 646-968-7000