COFG ADVISORS, LLC
Legal name: CHICAGO OAKBROOK FINANCIAL GROUP
CRD #333344 SEC #801-131428 OAK BROOK, IL (630) 954-5572
SEC Registered
Total AUM
$907.3M
Discretionary
$907.3M
Employees
18
Clients
0
Accounts
1,116
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 1, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COFG BROKERAGE, INC. | DE | OWNER | D | Control |
| COFG BROKERAGE, INC. | DE | OWNER | D | Control |
| COFG BROKERAGE, INC. | DE | OWNER | D | Control |
| COFG BROKERAGE, INC. | DE | OWNER | D | Control |
| NAVARRO, DAVID, NATHAN | I | PRESIDENT | D | Control |
| NAVARRO, DAVID, NATHAN | I | PRESIDENT | D | Control |
| NAVARRO, DAVID, NATHAN | I | PRESIDENT | D | Control |
| NAVARRO, DAVID, NATHAN | I | PRESIDENT | D | Control |
| JAE HA WEALTH MANAGEMENT, INC. | DE | OWNER | B | |
| JAE HA WEALTH MANAGEMENT, INC. | DE | OWNER | B | |
| JAE HA WEALTH MANAGEMENT, INC. | DE | OWNER | B | |
| JAE HA WEALTH MANAGEMENT, INC. | DE | OWNER | B | |
| JAF WEALTH MANAGEMENT, INC. | DE | OWNER | B | |
| JAF WEALTH MANAGEMENT, INC. | DE | OWNER | B | |
| JAF WEALTH MANAGEMENT, INC. | DE | OWNER | B | |
| JAF WEALTH MANAGEMENT, INC. | DE | OWNER | B | |
| BSWM, INC. | DE | OWNER | A | |
| BSWM, INC. | DE | OWNER | A | |
| BSWM, INC. | DE | OWNER | A | |
| BSWM, INC. | DE | OWNER | A | |
| FOX HILL VENTURES, LLC | DE | OWNER | A | |
| FOX HILL VENTURES, LLC | DE | OWNER | A | |
| FOX HILL VENTURES, LLC | DE | OWNER | A | |
| FOX HILL VENTURES, LLC | DE | OWNER | A | |
| KAUTZKY, FRANK, EDWARD | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | A | Control |
| KAUTZKY, FRANK, EDWARD | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | A | Control |
| KAUTZKY, FRANK, EDWARD | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | A | Control |
| KAUTZKY, FRANK, EDWARD | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | A | Control |
| KPW HOLDINGS, INC. | DE | OWNER | A | |
| KPW HOLDINGS, INC. | DE | OWNER | A | |
| KPW HOLDINGS, INC. | DE | OWNER | A | |
| KPW HOLDINGS, INC. | DE | OWNER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FERRANTE, JOHN, ANTHONY | I | JAF WEALTH MANAGEMENT, INC. | E | |
| HA, JAE, WON | I | JAE HA WEALTH MANAGEMENT, INC. | E | |
| KAUTZKY, FRANK, EDWARD | I | KPW HOLDINGS, INC. | E | Control |
| NAVARRO, DAVID, NATHAN | I | COFG BROKERAGE, INC. | E | Control |
| PIERCE, BRENDON, JON | I | FOX HILL VENTURES, LLC | E | |
| SHERPAN, BRETT, ERROL | I | BSWM, INC. | E |
Registrations
Federal
IA
Oct 1, 2025 REGISTERED
Notice Filings (15)
AZ CA CO FL GA IL IN MA MI NC NY TN TX WA WI
Address
903 COMMERCE DRIVE,SUITE 300
OAK BROOK, IL 60523
United States
Phone: (630) 954-5572