DICK ADVISORY GROUP LLC
Legal name: DICK ADVISORY GROUP
CRD #333425 SEC #801-131432 TEWKSBURY, MA 978-851-4411
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
1
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 3, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DICK, BRIAN, HOWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| DICK, BRIAN, HOWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| DICK, BRIAN, HOWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| DICK, BRIAN, HOWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| DICK, BRIAN, HOWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Dec 3, 2024 REGISTERED
Notice Filings (2)
MA NH
Address
461 MAIN STREETTEWKSBURY, MA 01876
United States
Phone: 978-851-4411