NEXTGEN EMP, INC.
Legal name: NEXTGEN EMP
CRD #333721 SEC #801-131531 COLUMBUS, TX 713-459-5254
SEC Registered
Total AUM
$7.1M
Discretionary
$7.1M
Employees
3
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 24, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PENELLO, WAYNE, FRANK | I | CEO AND CHIEF COMPLIANCE OFFICER | D | Control |
| PENELLO, WAYNE, FRANK | I | CEO AND CHIEF COMPLIANCE OFFICER | D | Control |
| PENELLO, WAYNE, FRANK | I | CEO AND CHIEF COMPLIANCE OFFICER | D | Control |
| COAKLEY, ROBERT | I | CHIEF OPERATING OFFICER | C | Control |
| COAKLEY, ROBERT, JAMES | I | CHIEF OPERATING OFFICER | C | Control |
| COAKLEY, ROBERT, JAMES | I | CHIEF OPERATING OFFICER | C | Control |
| DIPLACIDO, ANTHONY, JOHN | I | CHIEF MARKETING OFFICER | B | Control |
| DIPLACIDO, ANTHONY, JOHN | I | CHIEF MARKETING OFFICER | B | Control |
| DIPLACIDO, ANTHONY, JOHN | I | CHIEF MARKETING OFFICER | B | Control |
Registrations
Federal
IA
Jan 24, 2025 REGISTERED
Notice Filings (3)
FL NY TX
Address
1671 BRUNES MILL RD.COLUMBUS, TX 78934-5051
United States
Phone: 713-459-5254