WING FINANCIAL INC.
Legal name: WING
CRD #333826 SEC #801-131883 NEWPORT BEACH, CA 9492099584
SEC Registered
Total AUM
$15.5K
Discretionary
$15.5K
Employees
2
Clients
0
Accounts
5
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 4, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CACCIOLA, MATTHEW, MICHAEL | I | OWNER | NA | |
| CACCIOLA, MATTHEW, MICHAEL | I | OWNER | NA | |
| CACCIOLA, MATTHEW, MICHAEL | I | OWNER | NA | |
| CACCIOLA, MATTHEW, MICHAEL | I | OWNER | NA | |
| CACCIOLA, MATTHEW, MICHAEL | I | OWNER | NA | |
| PARISOT, PIERRE, MICKAEL | I | OWNER | NA | |
| PARISOT, PIERRE, MICKAEL | I | OWNER | NA | |
| PARISOT, PIERRE, MICKAEL | I | OWNER | NA | |
| PARISOT, PIERRE, MICKAEL | I | OWNER | NA | |
| PARISOT, PIERRE, MICKAEL | I | OWNER | NA | |
| SHARPE, JOHN, WILLIAM | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| SHARPE, JOHN, WILLIAM | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| SHARPE, JOHN, WILLIAM | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| SHARPE, JOHN, WILLIAM | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| SHARPE, JOHN, WILLIAM | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| WING, SEAN, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | C | Control |
| WING, SEAN, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | C | Control |
| WING, SEAN, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | C | Control |
| WING, SEAN, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | C | Control |
| WING, SEAN, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | C | Control |
Registrations
Federal
IA
Jun 4, 2025 REGISTERED
Address
4041 MACARTHUR BLVDSUITE 400
NEWPORT BEACH, CA 92660
United States
Phone: 9492099584