RIA Intelligence

WEDBUSH FUND ADVISERS, LLC

CRD #334057 SEC #801-131773 PASADENA, CA 213-688-8000
SEC Registered
Total AUM
$754.2M
Discretionary
$754.2M
Employees
5
Clients
--
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
JUNE
Registration Date
--
Latest Filing
Sep 29, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BILLINGS, DANIEL, ERICICHIEF FINANCIAL OFFICERNA Control
BILLINGS, DANIEL, ERICICHIEF FINANCIAL OFFICERNA Control
BILLINGS, DANIEL, ERICICHIEF FINANCIAL OFFICERNA Control
BILLINGS, DANIEL, ERICICHIEF FINANCIAL OFFICERNA Control
BILLINGS, DANIEL, ERICICHIEF FINANCIAL OFFICERNA Control
BILLINGS, DANIEL, ERICICHIEF FINANCIAL OFFICERNA Control
BILLINGS, DANIEL, ERICICHIEF FINANCIAL OFFICERNA Control
BILLINGS, DANIEL, ERICICHIEF FINANCIAL OFFICERNA Control
Bromberg, MatthewISECRETARY AND CHIEF COMPLIANCE OFFICERNA Control
Bromberg, MatthewIGENERAL COUNSEL, CHIEF OPERATING OFFICER & SECRETARYNA Control
Bromberg, MatthewIGENERAL COUNSEL, CHIEF OPERATING OFFICER & SECRETARYNA Control
Bromberg, MatthewIGENERAL COUNSEL, CHIEF OPERATING OFFICER & SECRETARYNA Control
Bromberg, MatthewIGENERAL COUNSEL, CHIEF OPERATING OFFICER & SECRETARYNA Control
Bromberg, MatthewIGENERAL COUNSEL, CHIEF OPERATING OFFICER & SECRETARYNA Control
Bromberg, MatthewIGENERAL COUNSEL, CHIEF OPERATING OFFICER & SECRETARYNA Control
Bromberg, MatthewIGENERAL COUNSEL, CHIEF OPERATING OFFICER & SECRETARYNA Control
PRESTON, ERIN, KATHLEENICHIEF COMPLIANCE OFFICERNA Control
PRESTON, ERIN, KATHLEENICHIEF COMPLIANCE OFFICERNA Control
PRESTON, ERIN, KATHLEENICHIEF COMPLIANCE OFFICERNA Control
PRESTON, ERIN, KATHLEENICHIEF COMPLIANCE OFFICERNA Control
PRESTON, ERIN, KATHLEENICHIEF COMPLIANCE OFFICERNA Control
PRESTON, ERIN, KATHLEENICHIEF COMPLIANCE OFFICERNA Control
PRESTON, ERIN, KATHLEENICHIEF COMPLIANCE OFFICERNA Control
ROGERS, WILLIAM, CULLENICHIEF INVESTMENT OFFICERNA Control
ROGERS, WILLIAM, CULLENICHIEF INVESTMENT OFFICERNA Control
ROGERS, WILLIAM, CULLENICHIEF INVESTMENT OFFICERNA Control
ROGERS, WILLIAM, CULLENICHIEF INVESTMENT OFFICERNA Control
ROGERS, WILLIAM, CULLENICHIEF INVESTMENT OFFICERNA Control
ROGERS, WILLIAM, CULLENICHIEF INVESTMENT OFFICERNA Control
ROGERS, WILLIAM, CULLENICHIEF INVESTMENT OFFICERNA Control
WEDBUSH FINANCIAL SERVICES, LLCDESOLE MEMBERE Control
WEDBUSH FINANCIAL SERVICES, LLCDESOLE MEMBERE Control
WEDBUSH FINANCIAL SERVICES, LLCDESOLE MEMBERE Control
WEDBUSH FINANCIAL SERVICES, LLCDESOLE MEMBERE Control
WEDBUSH FINANCIAL SERVICES, LLCDESOLE MEMBERE Control
WEDBUSH FINANCIAL SERVICES, LLCDESOLE MEMBERE Control
WEDBUSH FINANCIAL SERVICES, LLCDESOLE MEMBERE Control
WEDBUSH FINANCIAL SERVICES, LLCDESOLE MEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
THE BRYN MAWR TRUST COMPANY OF DELAWAREDEEDWARD AND JEAN WEDBUSH FAMILY TRUSTF Control
EDWARD AND JEAN WEDBUSH FAMILY TRUSTDEWEDBUSH FAMILY PARTNERS, LLCE Control
WEDBUSH CAPITALDEWEDBUSH FINANCIAL SERVICES, LLCE Control
WEDBUSH FAMILY PARTNERS, LLCDEWEDBUSH CAPITALD Control

Registrations

Federal

IA
Sep 29, 2025 REGISTERED

Notice Filings (3)

CA NY TX

Address

225 S LAKE AVE
PASADENA, CA 91101
United States
Phone: 213-688-8000