LATHROP INVESTMENT MANAGEMENT COMPANY
CRD #334458 SEC #801-131853 LITTLE ROCK, AR 501-227-4930
SEC Registered
Total AUM
$937.1M
Discretionary
$714M
Employees
6
Clients
10
Accounts
818
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arkansas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 4, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GATTIN, RYAN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| GATTIN, RYAN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAVENS, JAMES, WESLEY | I | PRESIDENT | NA | Control |
| HAVENS, JAMES, WESLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAVENS, JAMES, WESLEY | I | PRESIDENT | NA | Control |
| LATHROP, GREGORY, COLIN | I | CHAIRMAN | E | Control |
| LATHROP, GREGORY, COLIN | I | CHAIRMAN | E | Control |
| LATHROP, GREGORY, COLIN | I | CHAIRMAN | D | Control |
| HAVENS, JAMES, WESLEY | I | PRESIDENT | C | Control |
Registrations
Federal
IA
Feb 4, 2025 REGISTERED
Notice Filings (7)
AR CA LA NH NY TN TX
Address
500 PLEASANT VALLEY DRIVE,BUILDING D-101
LITTLE ROCK, AR 72227
United States
Phone: 501-227-4930