CARROLL ADVISORY GROUP, LLC
Legal name: CARROLL ADVISORY GROUP
CRD #334565 SEC #801-132029 TEXARKANA, TX 903-793-4014
SEC Registered
Total AUM
$227.6M
Discretionary
$220.9M
Employees
5
Clients
0
Accounts
600
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 29, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAROLL, KAREN | I | TRUSTEE | NA | Control |
| CAROLL, KAREN | I | TRUSTEE | NA | Control |
| CARROLL, DEVIN, ANTHONY | I | CHIEF COMPLIANCE OFFICER, TRUSTEE, PRINCIPAL | NA | Control |
| CARROLL, DEVIN, ANTHONY | I | CHIEF COMPLIANCE OFFICER, TRUSTEE | NA | Control |
| CARROLL FAMILY TRUST DATED OCTOBER 28, 2019 | DE | TRUST | E | |
| CARROLL FAMILY TRUST DATED OCTOBER 28, 2019 | DE | OWNER | E | |
| CARROLL FAMILY TRUST DATED OCTOBER 28, 2019 | DE | TRUST | E | |
| CARROLL, DEVIN, ANTHONY | I | CCO | E | Control |
| CARROLL, DEVIN, ANTHONY | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL | E | Control |
| CARROLL, DEVIN, ANTHONY | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL | E | Control |
| CARROLL, DEVIN, ANTHONY | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL | E | Control |
| CARROLL, DEVIN, ANTHONY | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL | E | Control |
| CARROLL, DEVIN, ANTHONY | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL | E | Control |
| CARROLL, DEVIN, ANTHONY | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL | E | Control |
Registrations
Federal
IA
Sep 29, 2025 REGISTERED
Notice Filings (9)
AL AR CA CO FL LA TX UT VA
Address
4203 RICHMOND PLACETEXARKANA, TX 75503
United States
Phone: 903-793-4014