FNEX WEALTH, LLC
CRD #334569 SEC #801-132205 INDIANAPOLIS, IN 317-445-7676
SEC Registered
Total AUM
$102.1M
Discretionary
$102.1M
Employees
2
Clients
--
Accounts
84
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Indiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 17, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Hertog, Thomas, Edward | I | CHIEF COMPLIANCE OFFICER | NA | |
| Hertog, Thomas, Edward | I | CHIEF COMPLIANCE OFFICER | NA | |
| Hertog, Thomas, Edward | I | CHIEF COMPLIANCE OFFICER | NA | |
| Hertog, Thomas, Edward | I | CHIEF COMPLIANCE OFFICER | NA | |
| FNEX, LLC | DE | OWNER | E | Control |
| FNEX, LLC | DE | OWNER | E | Control |
| FNEX, LLC | DE | OWNER | E | Control |
| FNEX, LLC | DE | OWNER | E | Control |
| DALZELL, ROBERT, JOSEPH | I | FIRM PRINCIPAL | B | Control |
| DALZELL, ROBERT, JOSEPH | I | FIRM PRINCIPAL | B | Control |
| DALZELL, ROBERT, JOSEPH | I | FIRM PRINCIPAL | B | Control |
| DALZELL, ROBERT, JOSEPH | I | FIRM PRINCIPAL | B | Control |
Registrations
Federal
IA
Jul 17, 2025 REGISTERED
Notice Filings (1)
IN
Address
ONE INDIANA SQUARESUITE 2252
INDIANAPOLIS, IN 46204
United States
Phone: 317-445-7676