RIA Intelligence

W&S ADVISORY SERVICES, LLC

CRD #334683 SEC #801-132082 CINCINNATI, OH 513-362-8176
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
1
Clients
0
Accounts
0

Firm Details

Organization Type
Limited Liability Company
State of Formation
Ohio
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Dec 18, 2025
Branch Offices
4

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
Anderson, Jason, ToddIASSISTANT TREASURERNA Control
Anderson, Jason, ToddIASSISTANT TREASURERNA Control
Anderson, Jason, ToddIASSISTANT TREASURERNA Control
Anderson, Jason, ToddIASSISTANT TREASURERNA Control
BADER, SPENCER, AARONIASSISTANT TREASURERNA Control
BADER, SPENCER, AARONIASSISTANT TREASURERNA Control
BADER, SPENCER, AARONIASSISTANT TREASURERNA Control
BADER, SPENCER, AARONIASSISTANT TREASURERNA Control
BADER, SPENCER, AARONIASSISTANT TREASURERNA Control
BADER, SPENCER, AARONIASSISTANT TREASURERNA Control
BRODIE, TROY, DALEIDIRECTORNA Control
BRODIE, TROY, DALEIDIRECTORNA Control
BRODIE, TROY, DALEIDIRECTORNA Control
BRODIE, TROY, DALEIDIRECTORNA Control
BRODIE, TROY, DALEIDIRECTORNA Control
BRODIE, TROY, DALEIDIRECTORNA Control
Bultema, John, HenryIDIRECTORNA Control
Bultema, John, HenryIDIRECTORNA Control
Bultema, John, HenryIDIRECTORNA Control
Bultema, John, HenryIDIRECTORNA Control
Bultema, John, HenryIDIRECTORNA Control
Bultema, John, HenryIDIRECTORNA Control
Fotsch, Benjamin, EdwardIVICE PRESIDENTNA Control
Fotsch, Benjamin, EdwardIVICE PRESIDENTNA Control
Fotsch, Benjamin, EdwardIVICE PRESIDENTNA Control
Fotsch, Benjamin, EdwardIVICE PRESIDENTNA Control
Fotsch, Benjamin, EdwardIVICE PRESIDENTNA Control
Fotsch, Benjamin, EdwardIVICE PRESIDENTNA Control
Herron, Sarah, SparksICORPORATE SECRETARY, CFO, CLONA Control
Herron, Sarah, SparksICORPORATE SECRETARY, CFO, CLONA Control
Herron, Sarah, SparksICORPORATE SECRETARYNA Control
Herron, Sarah, SparksICORPORATE SECRETARYNA Control
Herron, Sarah, SparksICORPORATE SECRETARYNA Control
Herron, Sarah, SparksICORPORATE SECRETARYNA Control
Herron, Sarah, SparksICORPORATE SECRETARYNA Control
Herron, Sarah, SparksICORPORATE SECRETARYNA Control
JOHNSON, JAY, VINCENTIVICE PRESIDENT AND TREASURERNA Control
JOHNSON, JAY, VINCENTIVICE PRESIDENT AND TREASURERNA Control
JOHNSON, JAY, VINCENTIVICE PRESIDENT AND TREASURERNA Control
JOHNSON, JAY, VINCENTIVICE PRESIDENT AND TREASURERNA Control
JOHNSON, JAY, VINCENTIVICE PRESIDENT AND TREASURERNA Control
JOHNSON, JAY, VINCENTIVICE PRESIDENT AND TREASURERNA Control
LOVELESS, MATTHEW, WILLIAMIPRESIDENTNA Control
LOVELESS, MATTHEW, WILLIAMIPRESIDENTNA Control
LOVELESS, MATTHEW, WILLIAMIPRESIDENTNA Control
LOVELESS, MATTHEW, WILLIAMIPRESIDENTNA Control
LOVELESS, MATTHEW, WILLIAMIPRESIDENTNA Control
LOVELESS, MATTHEW, WILLIAMIPRESIDENTNA Control
MCGRUDER, JILL, TRIPPIDIRECTORNA Control
MCGRUDER, JILL, TRIPPIDIRECTORNA Control
MCGRUDER, JILL, TRIPPIDIRECTORNA Control
MCGRUDER, JILL, TRIPPIDIRECTORNA Control
MCGRUDER, JILL, TRIPPIDIRECTORNA Control
MCGRUDER, JILL, TRIPPIDIRECTORNA Control
NIEMEYER, JONATHAN, DAVIDIDIRECTORNA Control
NIEMEYER, JONATHAN, DAVIDIDIRECTORNA Control
NIEMEYER, JONATHAN, DAVIDIDIRECTORNA Control
NIEMEYER, JONATHAN, DAVIDIDIRECTORNA Control
NIEMEYER, JONATHAN, DAVIDIDIRECTORNA Control
NIEMEYER, JONATHAN, DAVIDIDIRECTORNA Control
ROSENBLUTH, DAVID, AIDIRECTORNA Control
ROSENBLUTH, DAVID, AIDIRECTORNA Control
ROSENBLUTH, DAVID, AIDIRECTORNA Control
ROSENBLUTH, DAVID, AIDIRECTORNA Control
ROSENBLUTH, DAVID, AIDIRECTORNA Control
ROSENBLUTH, DAVID, AIDIRECTORNA Control
STEARNS, TIMOTHY, STEVENIVP, CHIEF COMPLIANCE OFFICER, CEO, COONA Control
STEARNS, TIMOTHY, STEVENIVP, CHIEF COMPLIANCE OFFICER, CEO, COONA Control
STEARNS, TIMOTHY, STEVENIVP, CHIEF COMPLIANCE OFFICERNA Control
STEARNS, TIMOTHY, STEVENIVP, CHIEF COMPLIANCE OFFICERNA Control
STEARNS, TIMOTHY, STEVENIVP, CHIEF COMPLIANCE OFFICERNA Control
STEARNS, TIMOTHY, STEVENIVP, CHIEF COMPLIANCE OFFICERNA Control
STEARNS, TIMOTHY, STEVENIVP, CHIEF COMPLIANCE OFFICERNA Control
STEARNS, TIMOTHY, STEVENIVP, CHIEF COMPLIANCE OFFICERNA Control
Surgnier, Steven, PaulIVICE PRESIDENTNA Control
Surgnier, Steven, PaulIVICE PRESIDENTNA Control
Surgnier, Steven, PaulIVICE PRESIDENTNA Control
Surgnier, Steven, PaulIVICE PRESIDENTNA Control
Surgnier, Steven, PaulIVICE PRESIDENTNA Control
Surgnier, Steven, PaulIVICE PRESIDENTNA Control
Wittman, Scott, JosephIVICE PRESIDENTNA Control
Wittman, Scott, JosephIVICE PRESIDENTNA Control
Wittman, Scott, JosephIVICE PRESIDENTNA Control
Wittman, Scott, JosephIVICE PRESIDENTNA Control
Wittman, Scott, JosephIVICE PRESIDENTNA Control
Wittman, Scott, JosephIVICE PRESIDENTNA Control
WESTERN & SOUTHERN FINANCIAL GROUP, INC.DEPARENT COMPANYE Control
WESTERN & SOUTHERN FINANCIAL GROUP, INC.DEPARENT COMPANYE Control
WESTERN & SOUTHERN FINANCIAL GROUP, INC.DEPARENT COMPANYE Control
WESTERN & SOUTHERN FINANCIAL GROUP, INC.DEPARENT COMPANYE Control
WESTERN & SOUTHERN FINANCIAL GROUP, INC.DEPARENT COMPANYE Control
WESTERN & SOUTHERN FINANCIAL GROUP, INC.DEPARENT COMPANYE Control
WESTERN & SOUTHERN FINANCIAL GROUP, INC.DEPARENT COMPANYE Control
WESTERN & SOUTHERN FINANCIAL GROUP, INC.DEPARENT COMPANYE Control

Registrations

Federal

IA
Dec 18, 2025 REGISTERED

Notice Filings (10)

FL GA LA MS NC OH PA SC TX VA

Address

303 BROADWAY
SUITE 1100
CINCINNATI, OH 45202
United States
Phone: 513-362-8176