SANTA BARBARA MGMT, LLC
Legal name: SANTA BARBARA MANAGEMENT
CRD #334801 SEC #801-132201 CHICAGO, IL 734-604-9891
SEC Registered
Total AUM
$259.2M
Discretionary
$240.6M
Employees
7
Clients
0
Accounts
154
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 15, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CASEY III, ROBERT, DONALD | I | CEO | NA | Control |
| CASEY III, ROBERT, DONALD | I | CEO | NA | Control |
| CASEY III, ROBERT, DONALD | I | CEO | NA | Control |
| CASEY III, ROBERT, DONALD | I | CEO | NA | Control |
| CASEY III, ROBERT, DONALD | I | CEO | NA | Control |
| CASEY III, ROBERT, DONALD | I | CEO | NA | Control |
| POHL, BRETT, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| POHL, BRETT, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| POHL, BRETT, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| POHL, BRETT, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| POHL, BRETT, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| POHL, BRETT, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROBERT D. CASEY DESCENDANTS TRUST | DE | OWNER | NA | |
| ROBERT D. CASEY DESCENDANTS TRUST | DE | OWNER | NA | |
| Rajan, Kinshuk, Dey | I | CHIEF OPERATING OFFICER | NA | Control |
| Rajan, Kinshuk, Dey | I | CHIEF OPERATING OFFICER | NA | Control |
| Rajan, Kinshuk, Dey | I | CHIEF OPERATING OFFICER | NA | Control |
| Rajan, Kinshuk, Dey | I | CHIEF OPERATING OFFICER | NA | Control |
| Rajan, Kinshuk, Dey | I | CHIEF OPERATING OFFICER | NA | Control |
| Rajan, Kinshuk, Dey | I | CHIEF OPERATING OFFICER | NA | Control |
| SANTA BARBARA MANAGEMENT HOLDINGS, LLC | DE | OWNER | E | |
| SANTA BARBARA MANAGEMENT HOLDINGS, LLC | DE | OWNER | E | |
| SANTA BARBARA MANAGEMENT HOLDINGS, LLC | DE | OWNER | E | |
| SANTA BARBARA MANAGEMENT HOLDINGS, LLC | DE | OWNER | E | |
| SANTA BARBARA MANAGEMENT HOLDINGS, LLC | DE | OWNER | E | |
| SANTA BARBARA MANAGEMENT HOLDINGS, LLC | DE | OWNER | E |
Registrations
Federal
IA
Sep 15, 2025 REGISTERED
Notice Filings (3)
CA IL TX
Address
10 E. OHIO ST.2ND FLOOR
CHICAGO, IL 60611
United States
Phone: 734-604-9891