SMA CAPITAL LLC
CRD #335168 SEC #801-132287 NEW YORK, NY (860) 839-0074
SEC Registered
Total AUM
$518M
Discretionary
$518M
Employees
8
Clients
--
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 17, 2025
- Branch Offices
- 2
- LEI
- 254900E7FTQWS3903B67
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HARRIS, PHILIP, MARK | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, AND CHIEF EXECUTIVE OFFICER | D | Control |
| HARRIS, PHILIP, MARK | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, AND CHIEF EXECUTIVE OFFICER | D | Control |
| HARRIS, PHILIP, MARK | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, AND CHIEF EXECUTIVE OFFICER | D | Control |
| DAVIS, EDWARD, WILSON | I | MEMBER | B | |
| DAVIS, EDWARD, WILSON | I | MEMBER | B | |
| DAVIS, EDWARD, WILSON | I | MEMBER | B | |
| YORIO, JESSE, ANDREW | I | CHIEF COMPLIANCE OFFICER AND MEMBER | B | |
| YORIO, JESSE, ANDREW | I | CHIEF COMPLIANCE OFFICER AND MEMBER | B | |
| YORIO, JESSE, ANDREW | I | CHIEF COMPLIANCE OFFICER AND MEMBER | B |
Registrations
Federal
IA
Nov 17, 2025 REGISTERED
Notice Filings (4)
CT HI IL NY
Address
825 THIRD AVENUE21ST FLOOR
NEW YORK, NY 10022
United States
Phone: (860) 839-0074