ROOTED FINANCIAL GROUP, LLC
CRD #335302 SEC #801-132354 TIGARD, OR 503-207-2067
SEC Registered
Total AUM
$100.4M
Discretionary
$100.4M
Employees
2
Clients
0
Accounts
565
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Oregon
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 2, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLAUD, THOMAS, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAUD, THOMAS, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAUD, THOMAS, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAUD, THOMAS, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAUD, THOMAS, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAUD, THOMAS, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAUD, THOMAS, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAUD, THOMAS, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAUD, THOMAS, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAUD, THOMAS, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Walker, Thomas, A | I | MANAGING MEMBER | NA | Control |
| Walker, Thomas, A | I | MANAGING MEMBER | NA | Control |
| Walker, Thomas, A | I | MANAGING MEMBER | NA | Control |
| Walker, Thomas, A | I | MANAGING MEMBER | NA | Control |
| Walker, Thomas, A | I | MANAGING MEMBER | NA | Control |
| Walker, Thomas, A | I | MANAGING MEMBER | NA | Control |
| Walker, Thomas, A | I | MANAGING MEMBER | NA | Control |
| Walker, Thomas, A | I | MANAGING MEMBER | NA | Control |
| Walker, Thomas, A | I | MANAGING MEMBER | NA | Control |
| Walker, Thomas, A | I | MANAGING MEMBER | NA | Control |
| ROOTED FINANCIAL GROUP, LLC | DE | OWNER | E | Control |
| ROOTED FINANCIAL GROUP, LLC | DE | OWNER | E | Control |
| ROOTED FINANCIAL GROUP, LLC | DE | OWNER | E | Control |
| ROOTED FINANCIAL GROUP, LLC | DE | OWNER | E | Control |
| ROOTED FINANCIAL GROUP, LLC | DE | OWNER | E | Control |
| ROOTED FINANCIAL GROUP, LLC | DE | OWNER | E | Control |
| ROOTED FINANCIAL GROUP, LLC | DE | OWNER | E | Control |
| ROOTED FINANCIAL GROUP, LLC | DE | OWNER | E | Control |
| ROOTED FINANCIAL GROUP, LLC | DE | OWNER | E | Control |
| ROOTED FINANCIAL GROUP, LLC | DE | OWNER | E | Control |
Registrations
Federal
IA
Oct 2, 2025 REGISTERED
Notice Filings (4)
AZ OR TX WA
Address
7307 SOUTHWEST BEVELAND ROADSUITE 200
TIGARD, OR 97223
United States
Phone: 503-207-2067