PIVOT CAPITAL PARTNERS LLC
CRD #335324 SEC #801-132725 CHICAGO, IL 888-585-9981
SEC Registered Broker-Dealer
Total AUM
$139M
Discretionary
$139M
Employees
3
Clients
0
Accounts
6
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Florida
- Fiscal Year End
- JANUARY
- Registration Date
- --
- Latest Filing
- Sep 5, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HEARNE, JOHN, M | I | MANAGING DIRECTOR | NA | Control |
| HEARNE, JOHN, M | I | MANAGING DIRECTOR | NA | Control |
| PARIKH, RAKESH, BIPIN | I | PARTNER / CHIEF COMPLIANCE OFFICER | D | Control |
| PARIKH, RAKESH, BIPIN | I | PARTNER / CHIEF COMPLIANCE OFFICER | D | Control |
| PARIKH, RAKESH, BIPIN | I | PARTNER / CHIEF COMPLIANCE OFFICER | D | Control |
| Pugh, James, Bates | I | PARTNER | D | Control |
| Pugh, James, Bates | I | PARTNER | D | Control |
| Pugh, James, Bates | I | PARTNER | D | Control |
Registrations
Federal
IA
Sep 5, 2025 REGISTERED
Notice Filings (3)
AL GA IL
Address
181 W. MADISON STREETSUITE 4700
CHICAGO, IL 60602
United States
Phone: 888-585-9981