ALPHA ROCK INVESTMENTS, LLC
CRD #335453 SEC #801-132349 MALVERN, PA 610-721-1277
SEC Registered
Total AUM
$16.5M
Discretionary
$16.5M
Employees
1
Clients
--
Accounts
66
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 5, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SCHREINER, BRIAN, ANDREW | I | FOUNDER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| SCHREINER, BRIAN, ANDREW | I | FOUNDER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| SCHREINER, BRIAN, ANDREW | I | FOUNDER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| SCHREINER, BRIAN, ANDREW | I | FOUNDER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| SCHREINER, BRIAN, ANDREW | I | FOUNDER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| SCHREINER, BRIAN, ANDREW | I | FOUNDER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| SCHREINER, BRIAN, ANDREW | I | FOUNDER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| SCHREINER, BRIAN, ANDREW | I | FOUNDER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| SCHREINER, BRIAN, ANDREW | I | FOUNDER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| SCHREINER, BRIAN, ANDREW | I | FOUNDER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Aug 5, 2025 REGISTERED
Notice Filings (4)
CA FL PA TX
Address
40 PENNSYLVANIA AVEMALVERN, PA 19355
United States
Phone: 610-721-1277