SIFE
CRD #3355 SEC #801-10980 WALNUT CREEK, CA 925-988-2400
SEC Registered
Total AUM
$706.5M
Discretionary
$706.5M
Employees
--
Clients
0
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 8, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COLMERY, JOSEPH P. | I | INDEPENDENT DIRECTOR | NA | |
| ISAACSON, GARY ARVIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KING, JOHN PRESTON | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MCREYNOLDS, CARY D | I | GENERAL COUNSEL | NA | |
| BELDING, DIANE KATHERINE | I | DIRECTOR/OWNER | B | |
| FROEHLICH, CHARLES WALTON JR | I | DIRECTOR/OWNER | B | |
| MARCHESE, SAM ANTHONY | I | DIRECTOR/OWNER | B | |
| TUDISCO, SHARON ELLEN | I | DIRECTOR/OWNER | B | |
| WOODS, JOHN LOUIS | I | OWNER | B | |
| STEAD, MICHAEL JOHN | I | CHIEF INVESTMENT OFFICER, OWNER | A | Control |
| WOODS, BRUCE WEBB | I | OWNER & EX-PRESIDENT & CEO | A |
Registrations
Federal
IA
Mar 8, 2002 REGISTERED
Notice Filings (1)
CA
Address
100 N. WIGET LANEWALNUT CREEK, CA 94598
USA
Phone: 925-988-2400