PM WEALTH ADVISORS LLC
CRD #335598 SEC #801-133883 NEW YORK, NY 212-643-0099
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
2
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 12, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FRIEDMAN, GLENN, LAWRENCE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FRIEDMAN, GLENN, LAWRENCE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ROTH, LORI, ANN | I | PRESIDENT | NA | Control |
| ROTH, LORI, ANN | I | PRESIDENT | NA | Control |
| RUST, JOSEPH, NM | I | CHIEF COMPLIANCE OFFICER/ VICE PRESIDENT | NA | Control |
| RUST, JOSEPH, NM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rust, Joseph | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PMWA HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| PMWA HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| PMWA HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
Registrations
Federal
IA
Dec 12, 2025 REGISTERED
Notice Filings (2)
CA NY
Address
14 PENN PLAZASUITE 1800
NEW YORK, NY 10122
United States
Phone: 212-643-0099