M4A3 LLC
CRD #336172 SEC #801-132765 BOULDER, CO 303.396.6204
SEC Registered
Total AUM
$317.3M
Discretionary
$285.4M
Employees
2
Clients
--
Accounts
148
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 10, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Sherman, Mandi, Michelle | I | MANAGING MEMBER, FOUNDER, CHIEF OPERATIONS OFFICER & CHIEF COMPLIANCE OFFICER | D | Control |
| Sherman, Mandi, Michelle | I | MANAGING MEMBER, FOUNDER, CHIEF OPERATIONS OFFICER & CHIEF COMPLIANCE OFFICER | D | Control |
| Sherman, Mandi, Michelle | I | MANAGING MEMBER, FOUNDER, CHIEF OPERATIONS OFFICER & CHIEF COMPLIANCE OFFICER | D | Control |
| Sherman, Mandi, Michelle | I | MANAGING MEMBER, FOUNDER, CHIEF OPERATIONS OFFICER & CHIEF COMPLIANCE OFFICER | D | Control |
| SHERMAN, MICHAEL, JOHN | I | MANAGING MEMBER, FOUNDER & CHIEF EXECUTIVE OFFICER | C | Control |
| SHERMAN, MICHAEL, JOHN | I | MANAGING MEMBER, FOUNDER & CHIEF EXECUTIVE OFFICER | C | Control |
| SHERMAN, MICHAEL, JOHN | I | MANAGING MEMBER, FOUNDER & CHIEF EXECUTIVE OFFICER | C | Control |
| SHERMAN, MICHAEL, JOHN | I | MANAGING MEMBER, FOUNDER & CHIEF EXECUTIVE OFFICER | C | Control |
Registrations
Federal
IA
Sep 10, 2025 REGISTERED
Notice Filings (1)
CO
Address
820 PEARL STREETSTE F
BOULDER, CO 80302
United States
Phone: 303.396.6204