SPIEGELMAN WEALTH MANAGEMENT, INC.
CRD #336637 SEC #801-133759 WALNUT CREEK, CA 925-385-6200
SEC Registered
Total AUM
$431.9M
Discretionary
$431.9M
Employees
4
Clients
0
Accounts
531
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 24, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Green, Jordan, Jeffrey | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPIEGELMAN, ADAM, DAVID | I | MEMBER | E | Control |
| SPIEGELMAN, ADAM, DAVID | I | MEMBER, CCO | E | Control |
| SPIEGELMAN, ADAM, DAVID | I | MEMBER, CCO | E | Control |
| SPIEGELMAN, ADAM, DAVID | I | MEMBER, CCO | E | Control |
| SPIEGELMAN, ADAM, DAVID | I | MEMBER, CCO | E | Control |
| SPIEGELMAN, ADAM, DAVID | I | MEMBER, CCO | E | Control |
| SPIEGELMAN, ADAM, DAVID | I | MEMBER, CCO | E | Control |
Registrations
Federal
IA
Oct 24, 2025 REGISTERED
Notice Filings (1)
CA
Address
1212 BROADWAY PLAZA SUITE 2100 #54.WALNUT CREEK, CA 94596
United States
Phone: 925-385-6200