PATHFINDER WEALTH CONSULTING, INC.
Legal name: PATHFINDER WEALTH CONSULTING
CRD #336658 SEC #801-134277 WILMINGTON, NC (910) 793-0616
SEC Registered
Total AUM
$847.4M
Discretionary
$847.4M
Employees
17
Clients
0
Accounts
653
Firm Details
- Organization Type
- Corporation
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 15, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WHEELER, JASON, THOMAS | I | CEO & WEALTH ADVISOR | D | Control |
| WHEELER, JASON, THOMAS | I | CEO & WEALTH ADVISOR | D | Control |
| WHEELER, JASON, THOMAS | I | CEO & WEALTH ADVISOR | D | Control |
| PENN, ROBERT, LESLIE | I | PRESIDENT & WEALTH ADVISOR | B | |
| PENN, ROBERT, LESLIE | I | PRESIDENT & WEALTH ADVISOR | B | |
| PENN, ROBERT, LESLIE | I | PRESIDENT & WEALTH ADVISOR | B | |
| WALSH, CHRISTOPHER, JAMES | I | PARTNER & WEALTH ADVISOR | B | |
| WALSH, CHRISTOPHER, JAMES | I | PARTNER & WEALTH ADVISOR | B | |
| WALSH, CHRISTOPHER, JAMES | I | PARTNER & WEALTH ADVISOR | B | |
| ZACHARY, JOHN, BRANTLEY | I | PARTNER & WEALTH ADVISOR | B | |
| ZACHARY, JOHN, BRANTLEY | I | PARTNER & WEALTH ADVISOR | B | |
| ZACHARY, JOHN, BRANTLEY | I | PARTNER & WEALTH ADVISOR | B | |
| Ernst, Margaret, Jeanne | I | CHIEF COMPLIANCE OFFICER & CLIENT SERVICES MANAGER | A | |
| Ernst, Margaret, Jeanne | I | CHIEF COMPLIANCE OFFICER & CLIENT SERVICES MANAGER | A | |
| Ernst, Margaret, Jeanne | I | CHIEF COMPLIANCE OFFICER & CLIENT SERVICES MANAGER | A |
Registrations
Federal
IA
Dec 15, 2025 REGISTERED
Notice Filings (16)
CA FL GA LA MA MD NC NE NH NY OH PA SC TN TX VA
Address
4018 OLEANDER DRIVESUITE 102
WILMINGTON, NC 28403
United States
Phone: (910) 793-0616