WAFD WEALTH, INC
CRD #337346 SEC #801-134074 SEATTLE, WA 206-467-2800
SEC Registered
Total AUM
$348.1M
Discretionary
$286.9M
Employees
14
Clients
11
Accounts
677
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- OCTOBER
- Registration Date
- --
- Latest Filing
- Nov 29, 2025
- Branch Offices
- 0
- LEI
- 39-2521005
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Beardall, Brent, Joseph | I | PRESIDENT | NA | Control |
| Beardall, Brent, Joseph | I | PRESIDENT | NA | Control |
| Beardall, Brent, Joseph | I | PRESIDENT | NA | Control |
| CAMPBELL, ROBERT | I | PRESIDENT | NA | Control |
| CAMPBELL, ROBERT | I | PRESIDENT | NA | Control |
| Chavez, John, F | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Chavez, John, F | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Monroe, Justin, Michael | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| Monroe, Justin, Michael | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| Monroe, Justin, Michael | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| Monroe, Justin, Michael | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| Soriano, Yana, Erika | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAFD, INC. | DE | OWNER | E | Control |
| WAFD, INC. | DE | OWNER | E | Control |
| WAFD, INC. | DE | OWNER | E | Control |
| WAFD, INC. | DE | OWNER | E | Control |
| WAFD, INC. | DE | OWNER | E | Control |
Registrations
Federal
IA
Nov 29, 2025 REGISTERED
Notice Filings (24)
AK AL AR AZ CA FL HI ID MA MD ME MO MT NE NH NV NY OH OR SC TX UT VA WA
Address
1215 FOURTH AVENUESUITE 2200
SEATTLE, WA 98161
United States
Phone: 206-467-2800