ROTHWELL INVESTMENT ADVISORS LLC
Legal name: ROTHWELL INVESTMENT ADVISORS
CRD #337504 SEC #801-133979 SALEM, MA 978-387-9997
SEC Registered
Total AUM
$188.7M
Discretionary
$188.7M
Employees
4
Clients
0
Accounts
1,337
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 28, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MAITLAND, BARBARA, JEAN | I | OWNER/CCO | E | Control |
| MAITLAND, BARBARA, JEAN | I | OWNER/CCO | E | Control |
| MAITLAND, BARBARA, JEAN | I | OWNER/CCO | E | Control |
| MAITLAND, BARBARA, JEAN | I | OWNER/CCO | E | Control |
Registrations
Federal
IA
Nov 28, 2025 REGISTERED
Notice Filings (12)
CA CT FL LA MA ME NC NE NH NJ PR TX
Address
11A DERBY SQUARESALEM, MA 01970
United States
Phone: 978-387-9997