RIA Intelligence

BARK SECURITIES, LLC

CRD #337787 SEC #801-134106 SAN FRANCISCO, CA 551-330-2708
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
1
Clients
0
Accounts
0

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jul 10, 2025
Branch Offices
0
LEI
39-2994035

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
Laqua, Nicolas, ScottIDIRECTOR (REPRESENTS MANAGER)NA Control
Laqua, Nicolas, ScottIDIRECTOR (REPRESENTS MANAGER)NA Control
Laqua, Nicolas, ScottIDIRECTOR (REPRESENTS MANAGER)NA Control
Margulies, Henry BernardICHIEF COMPLIANCE OFFICERNA Control
Margulies, Henry BernardICHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, PRESIDENTNA Control
Margulies, Henry BernardICHIEF COMPLIANCE OFFICERNA Control
Margulies, Henry BernardICHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, PRESIDENTNA Control
Margulies, Henry BernardICHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, PRESIDENTNA Control
Margulies, Henry BernardICHIEF COMPLIANCE OFFICERNA Control
Yuan, Emily, ZengIDIRECTOR (REPRESENTS MANAGER)NA Control
Yuan, Emily, ZengIDIRECTOR (REPRESENTS MANAGER)NA Control
Yuan, Emily, ZengIDIRECTOR (REPRESENTS MANAGER)NA Control
BARK FINANCE, INC.DEMEMBER / SOLE OWNERE Control
BARK FINANCE, INC.DEMANAGER / MEMBER / SOLE OWNERE Control
BARK FINANCE, INC.DEMEMBER / SOLE OWNERE Control
BARK FINANCE, INC.DEMANAGER / MEMBER / SOLE OWNERE Control
BARK FINANCE, INC.DEMANAGER / MEMBER / SOLE OWNERE Control
BARK FINANCE, INC.DEMEMBER / SOLE OWNERE Control

Registrations

Federal

IA
Jul 10, 2025 REGISTERED

Notice Filings (1)

CA

Address

473 PINE ST
FLOOR 5
SAN FRANCISCO, CA 94104
United States
Phone: 551-330-2708