ASK DOLLY, LLC
Legal name: ASK DOLLY
CRD #337843 SEC #801-134446 DENVER, CO 720-432-6841
SEC Registered
Total AUM
--
Discretionary
--
Employees
3
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 5, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NEVEL, STEPHANIE, MARIA | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| NEVEL, STEPHANIE, MARIA | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| TU, VIVIAN, (NMN) | I | CHIEF EXECUTIVE OFFICER | E | Control |
| TU, VIVIAN, (NMN) | I | CHIEF EXECUTIVE OFFICER | E | Control |
Registrations
Federal
IA
Dec 5, 2025 REGISTERED
Notice Filings (1)
CO
Address
865 ALBION STSTE 250
DENVER, CO 80220
United States
Phone: 720-432-6841