SERONE CAPITAL MANAGEMENT LLC
CRD #338114 SEC #801-135110 NEW YORK, NY 1-646-781-7394
SEC Registered
Total AUM
--
Discretionary
--
Employees
3
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 5, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Hayes, Brent, Thomas | I | HEAD OF NORTH AMERICA | NA | |
| Hayes, Brent, Thomas | I | HEAD OF NORTH AMERICA & CLIENT PARTNERSHIP GROUP | NA | |
| KING, ADRIAN, NICHOLAS | I | DIRECTOR AND GROUP CHIEF OPERATING OFFICER | NA | Control |
| KING, ADRIAN, NICHOLAS | I | OFFICER | NA | Control |
| LIKHOSHERSTOV, SERGEY, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIKHOSHERSTOV, SERGEY, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SERONE CAPITAL MANAGEMENT (UK) LIMITED | FE | SOLE MEMBER | E | Control |
| SERONE CAPITAL MANAGEMENT (UK) LIMITED | FE | OWNER | E | Control |
Registrations
Federal
IA
Dec 5, 2025 REGISTERED
Address
444 MADISON AVENUENEW YORK, NY 10022
United States
Phone: 1-646-781-7394