501 NORTH, LLC
CRD #338118 SEC #801-134954 NEW YORK, NY (212) 887-7777
SEC Registered
Total AUM
--
Discretionary
--
Employees
10
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 14, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Perez, Cynthia, Teresa | I | COO | NA | Control |
| Spero, Michael, Alexander | I | CCO | NA | Control |
| STIFEL FINANCIAL CORP. | DE | SHAREHOLDER | E | Control |
Registrations
Federal
IA
Nov 14, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
787 7TH AVENUENEW YORK, NY 10019
United States
Phone: (212) 887-7777