RIA Intelligence

ALPHA ONE ASSET MANAGEMENT LLC

CRD #338725 SEC #801-134758 PASADENA, CA 213-688-8000
SEC Registered Exempt Reporting Private Funds Disclosures
Total AUM
$114.7M
Discretionary
$114.7M
Employees
9
Clients
--
Accounts
1
This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
JUNE
Registration Date
--
Latest Filing
Oct 15, 2025
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
Bromberg, MatthewISECRETARY AND GENERAL COUNSELNA Control
Bromberg, MatthewISECRETARY AND GENERAL COUNSELNA Control
Bromberg, MatthewISECRETARY AND GENERAL COUNSELNA Control
Kirkman, SamanthaICHIEF FINANCIAL OFFICERNA Control
Kirkman, SamanthaICHIEF FINANCIAL OFFICERNA Control
Kirkman, SamanthaICHIEF FINANCIAL OFFICERNA Control
PAULINO, FRANCIS, NIMANAGING DIRECTORNA Control
PAULINO, FRANCIS, NIMANAGING DIRECTORNA Control
PAULINO, FRANCIS, NIMANAGING DIRECTORNA Control
PRESTON, ERIN, KATHLEENICHIEF COMPLIANCE OFFICERNA Control
PRESTON, ERIN, KATHLEENICHIEF COMPLIANCE OFFICERNA Control
PRESTON, ERIN, KATHLEENICHIEF COMPLIANCE OFFICERNA Control
WHITE, KEVIN, DONALDICHIEF EXECUTIVE OFFICER AND PRESIDENTNA Control
WHITE, KEVIN, DONALDICHIEF EXECUTIVE OFFICER AND PRESIDENTNA Control
WHITE, KEVIN, DONALDICHIEF EXECUTIVE OFFICER AND PRESIDENTNA Control
WEDBUSH FINANCIAL SERVICES LLCDEMEMBERE Control
WEDBUSH FINANCIAL SERVICES LLCDEMEMBERE Control
WEDBUSH FINANCIAL SERVICES LLCDEMEMBERE Control

Registrations

Federal

IA
Oct 15, 2025 REGISTERED
ERA
Oct 15, 2025 REGISTERED

Notice Filings (2)

CA NY

Address

225 S. LAKE AVE
PASADENA, CA 91101
United States
Phone: 213-688-8000