STEPHEN SMITH FINANCIAL INC.
CRD #339402 SEC #801-134877 SCHAUMBURG, IL 847-337-1022
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
3
Clients
--
Accounts
0
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 4, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Smith, Stephen, Richard | I | PRESIDENT / CCO | E | Control |
| Smith, Stephen, Richard | I | PRESIDENT / CCO | E | Control |
| Smith, Stephen, Richard | I | PRESIDENT / CCO | E | Control |
Registrations
Federal
IA
Dec 4, 2025 REGISTERED
Notice Filings (1)
IL
Address
1701 EAST WOODFIELD ROADSUITE 810
SCHAUMBURG, IL 60173
United States
Phone: 847-337-1022