TECTONIC CAPITAL ADVISORS, LLC
CRD #339604 SEC #801-134938 HOUSTON, TX (713) 250-4200
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
3
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 4, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAIRD, MICHELLE, BARTOE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BAIRD, MICHELLE, BARTOE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MANGOLD, STEPHEN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MANGOLD, STEPHEN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHERMAN, ARTHUR, HAAG | I | CEO | NA | Control |
| SHERMAN, ARTHUR, HAAG | I | CEO | NA | Control |
| TECTONIC FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| TECTONIC FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
Registrations
Federal
IA
Dec 4, 2025 REGISTERED
Notice Filings (1)
TX
Address
600 TRAVIS STREETSTE 5900
HOUSTON, TX 77002
United States
Phone: (713) 250-4200