EFM INVESTMENTS & ADVISORY LLC
CRD #339744 SEC #801-135239 PORTLAND, OR 503-467-0829
SEC Registered Private Funds
Total AUM
$653.2M
Discretionary
$224M
Employees
13
Clients
0
Accounts
9
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Oregon
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 24, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOLITOGLOSSA LLC | DE | SHAREHOLDER | D | Control |
| VON HAGEN, BETTINA | I | CHIEF EXECUTIVE OFFICER | D | Control |
| ARTHA CAPITAL LLC | DE | SHAREHOLDER | C | Control |
| Vatsal, Amrita | I | MANAGING DIRECTOR | C | Control |
| CONCORD ADVISORY HOLDINGS LLC | DE | SHAREHOLDER | B | Control |
| SWEENEY, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | B | Control |
Registrations
Federal
IA
Dec 24, 2025 REGISTERED
Notice Filings (4)
CA NV OR WA
Address
721 NW 9TH AVESUITE 230
PORTLAND, OR 97209
United States
Phone: 503-467-0829