SMITH MOORE & CO.
CRD #3441 SEC #801-68175 CLAYTON, MO 314-727-5225
SEC Registered Broker-Dealer Disclosures
Total AUM
$2B
Discretionary
$1.9B
Employees
65
Clients
51
Accounts
5,353
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $2B | $1.9B | $126M | 65 | 1 |
| Mar 2024 | $1.7B | $1.6B | $117.7M | 65 | 3 |
| Mar 2023 | $1.5B | $1.3B | $137.1M | 55 | 3 |
| Oct 2022 | $1.6B | $1.4B | $128.8M | 50 | 3 |
| Apr 2022 | $1.6B | $1.4B | $128.8M | 50 | 3 |
| Apr 2022 | $1.6B | $1.4B | $128.8M | 50 | 3 |
| Mar 2022 | $1.6B | $1.4B | $128.8M | 50 | 3 |
| Mar 2021 | $1.3B | $1.2B | $113M | 37 | 3 |
| Jun 2020 | $1.1B | $940.3M | $116M | 43 | 2 |
| Apr 2020 | $1.1B | $940.3M | $116M | 43 | 2 |
| Oct 2019 | $863.4M | $784.5M | $78.9M | 43 | 2 |
| Apr 2019 | $863.4M | $784.5M | $78.9M | 43 | 2 |
| Mar 2018 | $960.7M | $799.3M | $161.4M | 47 | 0 |
| Apr 2017 | $748.2M | $572.3M | $175.9M | 54 | 2,200 |
| Apr 2016 | $611.8M | $474.7M | $137.1M | 54 | 2,200 |
| Mar 2016 | $611.8M | $474.7M | $137.1M | 54 | 2,200 |
| Sep 2015 | $514.1M | $403.9M | $110.3M | 53 | 2,044 |
| Oct 2014 | $504.7M | $403.6M | $101.1M | 52 | 1,865 |
| Jul 2014 | $431M | $338.4M | $92.6M | 48 | 1,800 |
| Sep 2013 | $431M | $338.4M | $92.6M | 48 | 1,800 |
| Jun 2013 | $281.6M | $219.2M | $62.3M | 45 | 1,700 |
| Sep 2012 | $281.6M | $219.2M | $62.3M | 51 | 1,700 |
| Apr 2012 | $281.6M | $219.2M | $62.3M | 51 | 1,700 |
| Mar 2012 | $281.6M | $219.2M | $62.3M | 51 | 1,700 |
DateMar 2025
Total AUM$2B
Discretionary$1.9B
Non-Disc.$126M
Employees65
Clients1
DateMar 2024
Total AUM$1.7B
Discretionary$1.6B
Non-Disc.$117.7M
Employees65
Clients3
DateMar 2023
Total AUM$1.5B
Discretionary$1.3B
Non-Disc.$137.1M
Employees55
Clients3
DateOct 2022
Total AUM$1.6B
Discretionary$1.4B
Non-Disc.$128.8M
Employees50
Clients3
DateApr 2022
Total AUM$1.6B
Discretionary$1.4B
Non-Disc.$128.8M
Employees50
Clients3
DateApr 2022
Total AUM$1.6B
Discretionary$1.4B
Non-Disc.$128.8M
Employees50
Clients3
DateMar 2022
Total AUM$1.6B
Discretionary$1.4B
Non-Disc.$128.8M
Employees50
Clients3
DateMar 2021
Total AUM$1.3B
Discretionary$1.2B
Non-Disc.$113M
Employees37
Clients3
DateJun 2020
Total AUM$1.1B
Discretionary$940.3M
Non-Disc.$116M
Employees43
Clients2
DateApr 2020
Total AUM$1.1B
Discretionary$940.3M
Non-Disc.$116M
Employees43
Clients2
DateOct 2019
Total AUM$863.4M
Discretionary$784.5M
Non-Disc.$78.9M
Employees43
Clients2
DateApr 2019
Total AUM$863.4M
Discretionary$784.5M
Non-Disc.$78.9M
Employees43
Clients2
DateMar 2018
Total AUM$960.7M
Discretionary$799.3M
Non-Disc.$161.4M
Employees47
Clients0
DateApr 2017
Total AUM$748.2M
Discretionary$572.3M
Non-Disc.$175.9M
Employees54
Clients2,200
DateApr 2016
Total AUM$611.8M
Discretionary$474.7M
Non-Disc.$137.1M
Employees54
Clients2,200
DateMar 2016
Total AUM$611.8M
Discretionary$474.7M
Non-Disc.$137.1M
Employees54
Clients2,200
DateSep 2015
Total AUM$514.1M
Discretionary$403.9M
Non-Disc.$110.3M
Employees53
Clients2,044
DateOct 2014
Total AUM$504.7M
Discretionary$403.6M
Non-Disc.$101.1M
Employees52
Clients1,865
DateJul 2014
Total AUM$431M
Discretionary$338.4M
Non-Disc.$92.6M
Employees48
Clients1,800
DateSep 2013
Total AUM$431M
Discretionary$338.4M
Non-Disc.$92.6M
Employees48
Clients1,800
DateJun 2013
Total AUM$281.6M
Discretionary$219.2M
Non-Disc.$62.3M
Employees45
Clients1,700
DateSep 2012
Total AUM$281.6M
Discretionary$219.2M
Non-Disc.$62.3M
Employees51
Clients1,700
DateApr 2012
Total AUM$281.6M
Discretionary$219.2M
Non-Disc.$62.3M
Employees51
Clients1,700
DateMar 2012
Total AUM$281.6M
Discretionary$219.2M
Non-Disc.$62.3M
Employees51
Clients1,700