MARQUETTE FINANCIAL GROUP, INC.
CRD #345 SEC #801-42498 MINNEAPOLIS, MN 952-541-8900
SEC Registered Broker-Dealer
Total AUM
$43M
Discretionary
$15.9M
Employees
51
Clients
26
Accounts
289
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 6, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BJORKMAN, LYNN CECELIA | I | VICE PRESIDENT | NA | |
| BJORKMAN, LYNN CECELIA | I | VICE PRESIDENT | NA | |
| BJORKMAN, LYNN CECELIA | I | VICE PRESIDENT | NA | |
| BOTTENSEK, JO ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BOTTENSEK, JO ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BOTTENSEK, JO ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BOTTENSEK, JO ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BOTTENSEK, JO ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BOTTENSEK, JO ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BOTTENSEK, JO ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| COLIANNI, ALBERT JOSEPH | I | DIRECTOR | NA | Control |
| COLIANNI, ALBERT JOSEPH | I | DIRECTOR | NA | Control |
| COLIANNI, ALBERT JOSEPH | I | DIRECTOR | NA | Control |
| COLIANNI, ALBERT JOSEPH | I | DIRECTOR | NA | Control |
| FARRISH, JOHN RICHARD | I | DIRECTOR | NA | Control |
| FARRISH, JOHN RICHARD | I | DIRECTOR | NA | Control |
| FARRISH, JOHN RICHARD | I | DIRECTOR | NA | Control |
| FLESCH, JOHN GERARD | I | CEO/DIRECTOR | NA | Control |
| FLESCH, JOHN GERARD | I | CEO/DIRECTOR | NA | Control |
| JENKINS, THOMAS HARVEY | I | DIRECTOR | NA | Control |
| JENKINS, THOMAS HARVEY | I | DIRECTOR | NA | Control |
| KIM, JAY | I | SECRETARY | NA | Control |
| KIM, JAY | I | SECRETARY | NA | Control |
| KIM, JAY | I | SECRETARY | NA | Control |
| KIM, JAY | I | SECRETARY | NA | Control |
| KLUESNER, KEVIN JOSEPH | I | SR. VICE PRES. | NA | Control |
| MAHER, CYNTHIA ANN | I | VICE PRESIDENT | NA | Control |
| MAHER, CYNTHIA ANN | I | VICE PRESIDENT | NA | Control |
| MAHER, CYNTHIA ANN | I | VICE PRESIDENT | NA | Control |
| MAHER, CYNTHIA ANN | I | VICE PRESIDENT | NA | Control |
| MAHER, CYNTHIA ANN | I | VICE PRESIDENT | NA | |
| MAHER, CYNTHIA ANN | I | VICE PRESIDENT | NA | |
| MAHER, CYNTHIA ANN | I | VICE PRESIDENT | NA | |
| OZZELLO WILCOX, JANICE LORRAINE | I | DIRECTOR | NA | Control |
| OZZELLO WILCOX, JANICE LORRAINE | I | DIRECTOR | NA | Control |
| OZZELLO WILCOX, JANICE LORRAINE | I | DIRECTOR | NA | Control |
| OZZELLO WILCOX, JANICE LORRAINE | I | DIRECTOR | NA | Control |
| RING, WARD DASHIELL JR | I | SENIOR VICE PRESIDENT | NA | |
| SCHUH, JEFFREY ALLEN | I | CFO/COO/SR. VICE PRES./DIRECTOR | NA | Control |
| SCHUH, JEFFREY ALLEN | I | CFO/COO/SR. VICE PRES./DIRECTOR | NA | Control |
| SCHUH, JEFFREY ALLEN | I | PRESIDENT/CFO/COO/DIRECTOR | NA | Control |
| SCHUH, JEFFREY ALLEN | I | PRESIDENT/CFO/COO/DIRECTOR | NA | Control |
| SCHUH, JEFFREY ALLEN | I | PRESIDENT/CFO/COO/DIRECTOR | NA | Control |
| SCHUH, JEFFREY ALLEN | I | PRESIDENT/CFO/COO/DIRECTOR | NA | Control |
| SCHUH, JEFFREY ALLEN | I | PRESIDENT/CFO/COO/DIRECTOR | NA | Control |
| TRAUDT, TIMOTHY NEIL | I | DIRECTOR | NA | Control |
| TRAUDT, TIMOTHY NEIL | I | DIRECTOR | NA | Control |
| TRAUDT, TIMOTHY NEIL | I | DIRECTOR | NA | Control |
| ZAJICEK, TODD MICHAEL | I | SR. VICE PRES./CIO | NA | Control |
| ZAJICEK, TODD MICHAEL | I | SR. VICE PRES./CIO | NA | Control |
| ZAJICEK, TODD MICHAEL | I | SR. VICE PRES./CIO | NA | Control |
| ZAJICEK, TODD MICHAEL | I | SR. VICE PRES./CIO | NA | Control |
| ZAJICEK, TODD MICHAEL | I | SR. VICE PRES./CIO | NA | |
| ZAJICEK, TODD MICHAEL | I | SR. VICE PRES./CIO | NA | |
| ZAJICEK, TODD MICHAEL | I | SR. VICE PRES./CIO | NA | |
| MARQUETTE BANCSHARES, INC. | DE | SHAREHOLDER | E | Control |
| MARQUETTE BANCSHARES, INC. | DE | SHAREHOLDER | E | Control |
| MARQUETTE BANCSHARES, INC. | DE | SHAREHOLDER | E | Control |
| MARQUETTE BANCSHARES, INC. | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| POHLAD, CARL RAY | I | MARQUETTE BANCSHARES, INC. | C | Control |
| POHLAD, CARL RAY | I | MARQUETTE BANCSHARES, INC. | C | Control |
| POHLAD, CARL RAY | I | MARQUETTE BANCSHARES, INC. | C | Control |
| POHLAD, CARL RAY | I | MARQUETTE BANCSHARES, INC. | C | Control |
| POHLAD, MARY ELOISE OROURKE | I | MARQUETTE BANCSHARES, INC. | C | Control |
| POHLAD, MARY ELOISE OROURKE | I | MARQUETTE BANCSHARES, INC. | C | Control |
| POHLAD, MARY ELOISE OROURKE | I | MARQUETTE BANCSHARES, INC. | C | Control |
| POHLAD, MARY ELOISE OROURKE | I | MARQUETTE BANCSHARES, INC. | C | Control |
Registrations
Federal
IA
May 6, 2002 REGISTERED
Notice Filings (16)
AZ CA FL IL KS LA MN MO MT NY SC SD TX VA WA WI
Address
600 HIGHWAY 169 SOUTHSUITE 1100
MINNEAPOLIS, MN 55426-1200
USA
Phone: 952-541-8900