PNC BROKERAGE CORP
CRD #34671 SEC #801-51637 PITTSBURGH, PA 412-768-8664
SEC Registered Broker-Dealer
Total AUM
$94.8M
Discretionary
$0
Employees
251
Clients
--
Accounts
1,273
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHURCH, GERARD BENEDICT | I | CFO & FINOP | NA | |
| GAMACHE, GARY LANCE | I | MUNI PRINCIPAL | NA | |
| GUYAUX, JOSEPH CLINTON | I | BOARD DIRECTOR | NA | |
| MOORE, THOMAS RICHARD | I | SECRETARY | NA | |
| MORTENSEN, MICHAEL SCOTT | I | PRESIDENT, SROP, CEO, BOARD DIRECTOR | NA | Control |
| RABENSTINE, JAMES JAY | I | CCO & CROP | NA | |
| WHITFORD, THOMAS KIRK | I | BOARD DIRECTOR | NA | |
| PNC BANK, NATIONAL ASSOCIATION | DE | PARENT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PNC BANCORP, INC. | DE | PNC BANK, NA | E | Control |
| THE PNC FINANCIAL SERVICES GROUP, INC. | DE | PNC BANCORP, INC. | E | Control |
Registrations
Federal
IA
Apr 1, 2002 REGISTERED
Address
620 LIBERTY AVENUE, 26TH FLOORPITTSBURGH, PA 15222
USA
Phone: 412-768-8664