TIFF ADVISORY SERVICES, INC.
Legal name: TIFF INVESTMENT MANAGEMENT
CRD #34939 SEC #801-45618 RADNOR, PA 610-684-8200
SEC Registered Private Funds
Total AUM
$6.4B
Discretionary
$6.4B
Employees
68
Clients
--
Accounts
67
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 10, 2023
- Branch Offices
- 1
- LEI
- 549300HWK8EZJUOMM111
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALEXANDER, SETH | I | DIRECTOR | NA | Control |
| ALEXANDER, SETH | I | DIRECTOR | NA | Control |
| ALEXANDER, SETH | I | DIRECTOR | NA | Control |
| ALEXANDER, SETH | I | DIRECTOR | NA | |
| ALEXANDER, SETH | I | DIRECTOR | NA | Control |
| ALEXANDER, SETH, DAVID | I | DIRECTOR | NA | Control |
| ALEXANDER, SETH, DAVID | I | DIRECTOR | NA | Control |
| ALEXANDER, SETH, DAVID | I | DIRECTOR | NA | Control |
| ALEXANDER, SETH, DAVID | I | DIRECTOR | NA | Control |
| ALEXANDER, SETH, DAVID | I | DIRECTOR | NA | Control |
| ALEXANDER, SETH, DAVID | I | DIRECTOR | NA | Control |
| ALEXANDER, SETH, DAVID | I | DIRECTOR | NA | Control |
| ALEXANDER, SETH, DAVID | I | DIRECTOR | NA | Control |
| ALEXANDER, SETH, DAVID | I | DIRECTOR | NA | Control |
| ALEXANDER, SETH, DAVID | I | DIRECTOR | NA | Control |
| ALEXANDER, SETH, DAVID | I | DIRECTOR | NA | Control |
| ALEXANDER, SETH, DAVID | I | DIRECTOR | NA | Control |
| ALEXANDER, SETH, DAVID | I | DIRECTOR | NA | Control |
| ALEXANDER, SETH, DAVID | I | DIRECTOR | NA | Control |
| ALEXANDER, SETH, DAVID | I | DIRECTOR | NA | Control |
| ALEXANDER, SETH, DAVID | I | DIRECTOR | NA | Control |
| ALEXANDER, SETH, DAVID | I | DIRECTOR | NA | Control |
| ALEXANDER, SETH, DAVID | I | DIRECTOR | NA | Control |
| ALEXANDER, SETH, DAVID | I | DIRECTOR | NA | Control |
| ALEXANDER, SETH, DAVID | I | DIRECTOR | NA | Control |
| ALEXANDER, SETH, DAVID | I | DIRECTOR | NA | Control |
| ALEXANDER, SETH, DAVID | I | DIRECTOR | NA | Control |
| BOEDICKER, DEBORAH, DIANE | I | DIRECTOR | NA | Control |
| BOEDICKER, DEBORAH, DIANE | I | DIRECTOR | NA | Control |
| BOEDICKER, DEBORAH, DIANE | I | DIRECTOR | NA | Control |
| BOEDICKER, DEBORAH, DIANE | I | DIRECTOR | NA | Control |
| BOEDICKER, DEBORAH, DIANE | I | DIRECTOR | NA | Control |
| BOEDICKER, DEBORAH, DIANE | I | DIRECTOR | NA | Control |
| BOEDICKER, DEBORAH, DIANE | I | DIRECTOR | NA | Control |
| BOEDICKER, DEBORAH, DIANE | I | DIRECTOR | NA | Control |
| BOEDICKER, DEBORAH, DIANE | I | DIRECTOR | NA | Control |
| BOEDICKER, DEBORAH, DIANE | I | DIRECTOR | NA | Control |
| BOEDICKER, DEBORAH, DIANE | I | DIRECTOR | NA | Control |
| BOEDICKER, DEBORAH, DIANE | I | DIRECTOR | NA | Control |
| BOEDICKER, DEBORAH, DIANE | I | DIRECTOR | NA | Control |
| BOHNET, HERBERT, FREDERICK | I | GENERAL COUNSEL-CORPORATE/SECRETARY/VICE PRESIDENT | NA | Control |
| BOHNET, HERBERT, FREDERICK | I | GENERAL COUNSEL-CORPORATE/SECRETARY/VICE PRESIDENT | NA | Control |
| BOHNET, HERBERT, FREDERICK | I | GENERAL COUNSEL-CORPORATE/SECRETARY/VICE PRESIDENT | NA | Control |
| BOHNET, HERBERT, FREDERICK | I | GENERAL COUNSEL-CORPORATE/SECRETARY/VICE PRESIDENT | NA | Control |
| BOHNET, HERBERT, FREDERICK | I | GENERAL COUNSEL-CORPORATE/SECRETARY/VICE PRESIDENT | NA | Control |
| BOHNET, HERBERT, FREDERICK | I | GENERAL COUNSEL-CORPORATE/SECRETARY/VICE PRESIDENT | NA | Control |
| BOHNET, HERBERT, FREDERICK | I | GENERAL COUNSEL-CORPORATE/SECRETARY/VICE PRESIDENT | NA | Control |
| BRENAN, CLARENCE, KANE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BRENAN, CLARENCE, KANE | I | PRESIDENT | NA | Control |
| BRENAN, CLARENCE, KANE | I | CHIEF EXECUTIVE OFFICER/DIRECTOR | NA | Control |
| BRENAN, CLARENCE, KANE | I | CHIEF EXECUTIVE OFFICER/DIRECTOR | NA | Control |
| BRENAN, CLARENCE, KANE | I | PRESIDENT | NA | Control |
| BRENAN, CLARENCE, KANE | I | CHIEF EXECUTIVE OFFICER/DIRECTOR | NA | Control |
| BRENAN, CLARENCE, KANE | I | CHIEF EXECUTIVE OFFICER/DIRECTOR | NA | Control |
| BRENAN, CLARENCE, KANE | I | CHIEF EXECUTIVE OFFICER/DIRECTOR | NA | Control |
| BRENAN, CLARENCE, KANE | I | CHIEF EXECUTIVE OFFICER/DIRECTOR | NA | Control |
| BRENAN, CLARENCE, KANE | I | CHIEF EXECUTIVE OFFICER/DIRECTOR | NA | Control |
| BRENAN, CLARENCE, KANE | I | CHIEF EXECUTIVE OFFICER/DIRECTOR | NA | Control |
| BRENAN, CLARENCE, KANE | I | CHIEF EXECUTIVE OFFICER/DIRECTOR | NA | Control |
| BRENAN, CLARENCE, KANE | I | CHIEF EXECUTIVE OFFICER/DIRECTOR | NA | Control |
| BRENAN, CLARENCE, KANE | I | CHIEF EXECUTIVE OFFICER/DIRECTOR | NA | Control |
| BRENAN, CLARENCE, KANE | I | CHIEF EXECUTIVE OFFICER/DIRECTOR | NA | Control |
| BRENAN, CLARENCE, KANE | I | CHIEF EXECUTIVE OFFICER/DIRECTOR | NA | Control |
| BRENAN, CLARENCE, KANE | I | CHIEF EXECUTIVE OFFICER/DIRECTOR | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | DIRECTOR | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | DIRECTOR | NA | Control |
| BRIGHTMAN, CHRISTOPHER, JON | I | DIRECTOR | NA | Control |
| CASH, ESTHER, LYNN | I | MANAGING DIRECTOR | NA | Control |
| CASH, ESTHER, LYNN | I | MANAGING DIRECTOR | NA | Control |
| CASH, ESTHER, LYNN | I | MANAGING DIRECTOR | NA | Control |
| CASH, ESTHER, LYNN | I | CFO | NA | |
| CASH, ESTHER, LYNN | I | CFO | NA | |
| CASH, ESTHER, LYNN | I | CFO | NA | |
| CASH, ESTHER, LYNN | I | MANAGING DIRECTOR | NA | Control |
| CASH, ESTHER, LYNN | I | CFO | NA | |
| CASH, ESTHER, LYNN | I | CFO | NA | |
| CHHABRA, ASHVIN, BONAFEDE | I | DIRECTOR | NA | Control |
| CHHABRA, ASHVIN, BONAFEDE | I | DIRECTOR | NA | Control |
| CHHABRA, ASHVIN, BONAFEDE | I | DIRECTOR | NA | Control |
| CHHABRA, ASHVIN, BONAFEDE | I | DIRECTOR | NA | Control |
| CHHABRA, ASHVIN, BONAFEDE | I | DIRECTOR | NA | Control |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | Control |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | Control |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | Control |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | Control |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | Control |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | Control |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | Control |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | Control |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | Control |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | Control |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | Control |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | Control |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | Control |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | Control |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | Control |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | Control |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | Control |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | Control |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | Control |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | Control |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | Control |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | Control |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | Control |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | Control |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | Control |
| CHILTON, COLLETTE, DENEVERS | I | DIRECTOR | NA | Control |
| DERGANC-BILLINGS, KATHERINE MARY, (NMN) | I | VICE PRESIDENT/TREASURER | NA | Control |
| DERGANC-BILLINGS, KATHERINE MARY, (NMN) | I | VICE PRESIDENT/TREASURER | NA | Control |
| DERGANC-BILLINGS, KATHERINE MARY, (NMN) | I | VICE PRESIDENT/TREASURER | NA | Control |
| DERGANC-BILLINGS, KATHERINE MARY, (NMN) | I | VICE PRESIDENT/TREASURER | NA | Control |
| DERGANC-BILLINGS, KATHERINE MARY, (NMN) | I | VICE PRESIDENT/TREASURER | NA | Control |
| DERGANC-BILLINGS, KATHERINE MARY, (NMN) | I | VICE PRESIDENT/TREASURER | NA | Control |
| DERGANC-BILLINGS, KATHERINE MARY, (NMN) | I | VICE PRESIDENT/TREASURER | NA | Control |
| DERGANC-BILLINGS, KATHERINE MARY, (NMN) | I | VICE PRESIDENT/TREASURER | NA | Control |
| DERGANC-BILLINGS, KATHERINE MARY, (NMN) | I | VICE PRESIDENT/TREASURER | NA | Control |
| DERGANC-BILLINGS, KATHERINE MARY, (NMN) | I | VICE PRESIDENT/TREASURER | NA | Control |
| DERGANC-BILLINGS, KATHERINE MARY, (NMN) | I | VICE PRESIDENT/TREASURER | NA | Control |
| DERGANC-BILLINGS, KATHERINE MARY, (NMN) | I | VICE PRESIDENT/TREASURER | NA | Control |
| DERGANC-BILLINGS, KATHERINE MARY, (NMN) | I | VICE PRESIDENT/TREASURER | NA | Control |
| DERGANC-BILLINGS, KATHERINE MARY, (NMN) | I | VICE PRESIDENT/TREASURER | NA | Control |
| DERGANC-BILLINGS, KATHERINE MARY, (NMN) | I | VICE PRESIDENT/TREASURER | NA | Control |
| DERGANC-BILLINGS, KATHERINE MARY, (NMN) | I | VICE PRESIDENT/TREASURER | NA | Control |
| DERGANC-BILLINGS, KATHERINE MARY, (NMN) | I | VICE PRESIDENT/TREASURER | NA | Control |
| DERGANC-BILLINGS, KATHERINE MARY, (NMN) | I | VICE PRESIDENT/TREASURER | NA | Control |
| DERGANC-BILLINGS, KATHERINE MARY, (NMN) | I | VICE PRESIDENT/TREASURER | NA | Control |
| DERGANC-BILLINGS, KATHERINE MARY, (NMN) | I | VICE PRESIDENT/TREASURER | NA | Control |
| DERGANC-BILLINGS, KATHERINE MARY, (NMN) | I | VICE PRESIDENT/TREASURER | NA | Control |
| DERGANC-BILLINGS, KATHERINE MARY, (NMN) | I | VICE PRESIDENT/TREASURER | NA | Control |
| DERGANC-BILLINGS, KATHERINE MARY, (NMN) | I | VICE PRESIDENT/TREASURER | NA | Control |
| DERGANC-BILLINGS, KATHERINE MARY, (NMN) | I | VICE PRESIDENT/TREASURER | NA | Control |
| DERGANC-BILLINGS, KATHERINE MARY, (NMN) | I | VICE PRESIDENT/TREASURER | NA | Control |
| DURDEN, ROBERT, WELLES | I | DIRECTOR | NA | Control |
| DURDEN, ROBERT, WELLES | I | DIRECTOR | NA | Control |
| DURDEN, ROBERT, WELLES | I | DIRECTOR | NA | Control |
| DURDEN, ROBERT, WELLES | I | DIRECTOR | NA | Control |
| DURDEN, ROBERT, WELLES | I | DIRECTOR | NA | Control |
| DURDEN, ROBERT, WELLES | I | DIRECTOR | NA | Control |
| DURDEN, ROBERT, WELLES | I | DIRECTOR | NA | Control |
| DURDEN, ROBERT, WELLES | I | DIRECTOR | NA | Control |
| DURDEN, ROBERT, WELLES | I | DIRECTOR | NA | Control |
| DURDEN, ROBERT, WELLES | I | DIRECTOR | NA | Control |
| DURDEN, ROBERT, WELLES | I | DIRECTOR | NA | Control |
| DURDEN, ROBERT, WELLES | I | DIRECTOR | NA | Control |
| DURDEN, ROBERT, WELLES | I | DIRECTOR | NA | Control |
| DURDEN, ROBERT, WELLES | I | DIRECTOR | NA | Control |
| FELKER, THOMAS, NELSON | I | MANAGING DIRECTOR | NA | Control |
| FELKER, THOMAS, NELSON | I | MANAGING DIRECTOR | NA | Control |
| FELKER, THOMAS, NELSON | I | MANAGING DIRECTOR | NA | Control |
| FELKER, THOMAS, NELSON | I | MANAGING DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO | NA | |
| FLANNERY, RICHARD, JOSEPH | I | CEO | NA | |
| FLANNERY, RICHARD, JOSEPH | I | CEO | NA | |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR/INTERIM CHIEF INVESTMENT OFFICER | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR/INTERIM CHIEF INVESTMENT OFFICER | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | EXECUTIVE CHAIRMAN/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | EXECUTIVE CHAIRMAN/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | EXECUTIVE CHAIRMAN/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| FLANNERY, RICHARD, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| HAMID, ZANE, TAYYEB | I | VICE PRESIDENT | NA | Control |
| HAMID, ZANE, TAYYEB | I | VICE PRESIDENT | NA | Control |
| HAMID, ZANE, TAYYEB | I | VICE PRESIDENT | NA | Control |
| HAMID, ZANE, TAYYEB | I | VICE PRESIDENT | NA | Control |
| HAMID, ZANE, TAYYEB | I | VICE PRESIDENT | NA | Control |
| HAMID, ZANE, TAYYEB | I | VICE PRESIDENT | NA | Control |
| HAMID, ZANE, TAYYEB | I | VICE PRESIDENT | NA | Control |
| HAMID, ZANE, TAYYEB | I | VICE PRESIDENT | NA | Control |
| HAMID, ZANE, TAYYEB | I | VICE PRESIDENT | NA | Control |
| HAMID, ZANE, TAYYEB | I | VICE PRESIDENT | NA | Control |
| HAMID, ZANE, TAYYEB | I | VICE PRESIDENT | NA | Control |
| HAMID, ZANE, TAYYEB | I | VICE PRESIDENT | NA | Control |
| HAMID, ZANE, TAYYEB | I | VICE PRESIDENT | NA | Control |
| HAMID, ZANE, TAYYEB | I | VICE PRESIDENT | NA | Control |
| HAMID, ZANE, TAYYEB | I | VICE PRESIDENT | NA | Control |
| HAMID, ZANE, TAYYEB | I | VICE PRESIDENT | NA | Control |
| HAMID, ZANE, TAYYEB | I | VICE PRESIDENT | NA | Control |
| HAMID, ZANE, TAYYEB | I | VICE PRESIDENT | NA | Control |
| HAMID, ZANE, TAYYEB | I | VICE PRESIDENT | NA | Control |
| HAMID, ZANE, TAYYEB | I | VICE PRESIDENT | NA | Control |
| HAMID, ZANE, TAYYEB | I | VICE PRESIDENT | NA | Control |
| HAMID, ZANE, TAYYEB | I | VICE PRESIDENT | NA | Control |
| HOLLAND, PETER, BERNARD | I | DIRECTOR | NA | Control |
| HOLLAND, PETER, BERNARD | I | DIRECTOR | NA | Control |
| HOLLAND, PETER, BERNARD | I | DIRECTOR | NA | Control |
| HOLLAND, PETER, BERNARD | I | DIRECTOR | NA | Control |
| HOLLAND, PETER, BERNARD | I | DIRECTOR | NA | Control |
| HOLLAND, PETER, BERNARD | I | DIRECTOR | NA | Control |
| HOLLAND, PETER, BERNARD | I | DIRECTOR | NA | Control |
| HOLLAND, PETER, BERNARD | I | DIRECTOR | NA | Control |
| HOLLAND, PETER, BERNARD | I | DIRECTOR | NA | Control |
| HOLLAND, PETER, BERNARD | I | DIRECTOR | NA | Control |
| HOLLAND, PETER, BERNARD | I | DIRECTOR | NA | Control |
| HOLLAND, PETER, BERNARD | I | DIRECTOR | NA | Control |
| HOLLAND, PETER, BERNARD | I | DIRECTOR | NA | Control |
| HOLLAND, PETER, BERNARD | I | DIRECTOR | NA | Control |
| HOLLAND, PETER, BERNARD | I | DIRECTOR | NA | Control |
| HOLLAND, PETER, BERNARD | I | DIRECTOR | NA | Control |
| HOLLAND, PETER, BERNARD | I | DIRECTOR | NA | Control |
| HOLLAND, PETER, BERNARD | I | DIRECTOR | NA | Control |
| HOLLAND, PETER, BERNARD | I | DIRECTOR | NA | Control |
| KOCH, KATHRYN, AGNES | I | DIRECTOR | NA | Control |
| KOCH, KATHRYN, AGNES | I | DIRECTOR | NA | Control |
| KOCH, KATHRYN, AGNES | I | DIRECTOR | NA | Control |
| KOCH, KATHRYN, AGNES | I | DIRECTOR | NA | Control |
| KOCH, KATHRYN, AGNES | I | DIRECTOR | NA | Control |
| KOCH, KATHRYN, AGNES | I | DIRECTOR | NA | Control |
| KOCH, KATHRYN, AGNES | I | DIRECTOR | NA | Control |
| KOCH, KATHRYN, AGNES | I | DIRECTOR | NA | Control |
| KOCH, KATHRYN, AGNES | I | DIRECTOR | NA | Control |
| KOCH, KATHRYN, AGNES | I | DIRECTOR | NA | Control |
| KOCH, KATHRYN, AGNES | I | DIRECTOR | NA | Control |
| KOCH, KATHRYN, AGNES | I | DIRECTOR | NA | Control |
| KOCH, KATHRYN, AGNES | I | DIRECTOR | NA | Control |
| KOCH, KATHRYN, AGNES | I | DIRECTOR | NA | Control |
| KRITZMAN, MARK, PAUL | I | DIRECTOR | NA | Control |
| KRITZMAN, MARK, PAUL | I | DIRECTOR | NA | Control |
| KRITZMAN, MARK, PAUL | I | DIRECTOR | NA | Control |
| KRITZMAN, MARK, PAUL | I | DIRECTOR | NA | Control |
| KRITZMAN, MARK, PAUL | I | DIRECTOR | NA | Control |
| LEBOWITZ, LAURENCE, HUGH | I | PRESIDENT/CIO/DIRECTOR | NA | Control |
| LEBOWITZ, LAURENCE, HUGH | I | PRESIDENT/CIO/DIRECTOR | NA | Control |
| LEBOWITZ, LAURENCE, HUGH | I | PRESIDENT/CIO/DIRECTOR | NA | Control |
| LEBOWITZ, LAURENCE, HUGH | I | PRESIDENT/CIO/DIRECTOR | NA | Control |
| LEBOWITZ, LAURENCE, HUGH | I | PRESIDENT/CIO/DIRECTOR | NA | Control |
| LEBOWITZ, LAURENCE, HUGH | I | PRESIDENT/CIO/DIRECTOR | NA | Control |
| LEBOWITZ, LAURENCE, HUGH | I | PRESIDENT/CIO/DIRECTOR | NA | Control |
| LEBOWITZ, LAURENCE, HUGH | I | PRESIDENT/CIO/DIRECTOR | NA | Control |
| LEBOWITZ, LAURENCE, HUGH | I | PRESIDENT/CIO/DIRECTOR | NA | Control |
| LEBOWITZ, LAURENCE, HUGH | I | PRESIDENT/CIO/DIRECTOR | NA | Control |
| LEBOWITZ, LAURENCE, HUGH | I | PRESIDENT/CIO/DIRECTOR | NA | Control |
| LEBOWITZ, LAURENCE, HUGH | I | PRESIDENT/CIO/DIRECTOR | NA | Control |
| LEBOWITZ, LAURENCE, HUGH | I | PRESIDENT/CIO/DIRECTOR | NA | Control |
| LEBOWITZ, LAURENCE, HUGH | I | PRESIDENT/CIO/DIRECTOR | NA | Control |
| LEBOWITZ, LAURENCE, HUGH | I | PRESIDENT/CIO/DIRECTOR | NA | Control |
| LEBOWITZ, LAURENCE, HUGH | I | PRESIDENT/CIO/DIRECTOR | NA | Control |
| LEITER, TINA, MARIE | I | CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| LEITER, TINA, MARIE | I | SECRETARY | NA | Control |
| LEITER, TINA, MARIE | I | SECRETARY | NA | Control |
| LEITER, TINA, MARIE | I | SECRETARY | NA | Control |
| LEITER, TINA, MARIE | I | SECRETARY | NA | |
| LEITER, TINA, MARIE | I | SECRETARY | NA | |
| LEITER, TINA, MARIE | I | SECRETARY | NA | |
| LEITER, TINA, MARIE | I | CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| LEITER, TINA, MARIE | I | CCO/SECRETARY | NA | |
| LEITER, TINA, MARIE | I | CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| LEITER, TINA, MARIE | I | CCO/SECRETARY | NA | |
| LEITER, TINA, MARIE | I | SECRETARY | NA | Control |
| LEW, KIM, YVONNE | I | DIRECTOR | NA | Control |
| LEW, KIM, YVONNE | I | DIRECTOR | NA | Control |
| LEW, KIM, YVONNE | I | DIRECTOR | NA | Control |
| LEW, KIM, YVONNE | I | DIRECTOR | NA | Control |
| LEW, KIM, YVONNE | I | DIRECTOR | NA | Control |
| LEW, KIM, YVONNE | I | DIRECTOR | NA | Control |
| LEW, KIM, YVONNE | I | DIRECTOR | NA | Control |
| LEW, KIM, YVONNE | I | DIRECTOR | NA | Control |
| LEW, KIM, YVONNE | I | DIRECTOR | NA | Control |
| LEW, KIM, YVONNE | I | DIRECTOR | NA | Control |
| LEW, KIM, YVONNE | I | DIRECTOR | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LEZON, DAWN, IRENE | I | VICE PRESIDENT/TREASURER | NA | Control |
| LINDSEY, RICHARD, RAY | I | DIRECTOR | NA | |
| LINDSEY, RICHARD, RAY | I | DIRECTOR | NA | |
| LINDSEY, RICHARD, RAY | I | DIRECTOR | NA | |
| LINDSEY, RICHARD, RAY | I | DIRECTOR | NA | |
| LINDSEY, RICHARD, RAY | I | DIRECTOR | NA | Control |
| LINDSEY, RICHARD, RAY | I | DIRECTOR | NA | Control |
| LINDSEY, RICHARD, RAY | I | DIRECTOR | NA | Control |
| LUNDBERG, ERIK | I | DIRECTOR | NA | |
| LUNDBERG, ERIK | I | DIRECTOR | NA | |
| LUNDBERG, ERIK | I | DIRECTOR | NA | |
| LUNDBERG, ERIK | I | DIRECTOR | NA | |
| LUNDBERG, LEIV, ERIK | I | DIRECTOR | NA | Control |
| LUNDBERG, LEIV, ERIK | I | DIRECTOR | NA | Control |
| LUNDBERG, LEIV, ERIK | I | DIRECTOR | NA | Control |
| LUNDBERG, LEIV, ERIK | I | DIRECTOR | NA | Control |
| LUNDBERG, LEIV, ERIK | I | DIRECTOR | NA | Control |
| LUNDBERG, LEIV, ERIK | I | DIRECTOR | NA | Control |
| LUNDBERG, LEIV, ERIK | I | DIRECTOR | NA | Control |
| LUNDBERG, LEIV, ERIK | I | DIRECTOR | NA | Control |
| LUNDBERG, LEIV, ERIK | I | DIRECTOR | NA | Control |
| LUNDBERG, LEIV, ERIK | I | DIRECTOR | NA | Control |
| LUNDBERG, LEIV, ERIK | I | DIRECTOR | NA | Control |
| LUNDBERG, LEIV, ERIK | I | DIRECTOR | NA | Control |
| LUNDBERG, LEIV, ERIK | I | DIRECTOR | NA | Control |
| LUNDBERG, LEIV, ERIK | I | DIRECTOR | NA | Control |
| LUNDBERG, LEIV, ERIK | I | DIRECTOR | NA | Control |
| LUNDBERG, LEIV, ERIK | I | DIRECTOR | NA | Control |
| LUNDBERG, LEIV, ERIK | I | DIRECTOR | NA | Control |
| LUNDBERG, LEIV, ERIK | I | DIRECTOR | NA | Control |
| LUNDBERG, LEIV, ERIK | I | DIRECTOR | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| LUNDSTROM, KELLY, ANN | I | VICE PRESIDENT | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL/SECRETARY | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL/SECRETARY | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL/SECRETARY | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL/SECRETARY | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL/SECRETARY | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL/SECRETARY | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL/SECRETARY | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL/SECRETARY | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL/SECRETARY | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL/SECRETARY | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL/SECRETARY | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL/SECRETARY | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL/SECRETARY | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL/SECRETARY | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL/SECRETARY | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL/SECRETARY | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL/SECRETARY | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL/SECRETARY | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL/SECRETARY | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL/SECRETARY | NA | Control |
| MAESTRO, RICHELLE, SANDMEYER | I | VICE PRESIDENT/GENERAL COUNSEL/SECRETARY | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MALPASS, SCOTT, CHARLES | I | DIRECTOR | NA | Control |
| MARSHALL, ANA, WIECHERS | I | DIRECTOR | NA | Control |
| MARSHALL, ANA, WIECHERS | I | DIRECTOR | NA | Control |
| MARSHALL, ANA, WIECHERS | I | DIRECTOR | NA | Control |
| MARSHALL, ANA, WIECHERS | I | DIRECTOR | NA | Control |
| MARSHALL, ANA, WIECHERS | I | DIRECTOR | NA | Control |
| MARSHALL, ANA, WIECHERS | I | DIRECTOR | NA | Control |
| MARSHALL, ANA, WIECHERS | I | DIRECTOR | NA | Control |
| MARSHALL, ANA, WIECHERS | I | DIRECTOR | NA | Control |
| MATSON, LISA, LAZARUS BLACK | I | GENERAL COUNSEL/VICE PRESIDENT/SECRETARY | NA | Control |
| MATSON, LISA, LAZARUS BLACK | I | GENERAL COUNSEL/VICE PRESIDENT/SECRETARY | NA | Control |
| MATSON, LISA, LAZARUS BLACK | I | GENERAL COUNSEL/VICE PRESIDENT/SECRETARY | NA | Control |
| MATSON, LISA, LAZARUS BLACK | I | GENERAL COUNSEL/VICE PRESIDENT/SECRETARY | NA | Control |
| MATSON, LISA, LAZARUS BLACK | I | GENERAL COUNSEL/VICE PRESIDENT/SECRETARY | NA | Control |
| MATSON, LISA, LAZARUS BLACK | I | GENERAL COUNSEL/VICE PRESIDENT/SECRETARY | NA | Control |
| MATSON, LISA, LAZARUS BLACK | I | GENERAL COUNSEL/VICE PRESIDENT/SECRETARY | NA | Control |
| MATSON, LISA, LAZARUS BLACK | I | GENERAL COUNSEL/VICE PRESIDENT/SECRETARY | NA | Control |
| MATSON, LISA, LAZARUS BLACK | I | GENERAL COUNSEL/VICE PRESIDENT/SECRETARY | NA | Control |
| MATSON, LISA, LAZARUS BLACK | I | GENERAL COUNSEL/VICE PRESIDENT/SECRETARY | NA | Control |
| MATSON, LISA, LAZARUS BLACK | I | GENERAL COUNSEL/VICE PRESIDENT/SECRETARY | NA | Control |
| MATSON, LISA, LAZARUS BLACK | I | GENERAL COUNSEL/VICE PRESIDENT/SECRETARY | NA | Control |
| MATSON, LISA, LAZARUS BLACK | I | GENERAL COUNSEL/VICE PRESIDENT/SECRETARY | NA | Control |
| MATSON, LISA, LAZARUS BLACK | I | GENERAL COUNSEL/VICE PRESIDENT/SECRETARY | NA | Control |
| MCLEAN, WILLIAM | I | DIRECTOR | NA | Control |
| MCLEAN, WILLIAM | I | DIRECTOR | NA | Control |
| MCLEAN, WILLIAM | I | DIRECTOR | NA | Control |
| MENDILLO, JANE | I | DIRECTOR | NA | Control |
| MENDILLO, JANE | I | DIRECTOR | NA | Control |
| MENDILLO, JANE | I | DIRECTOR | NA | Control |
| MORTON, THRUSTON, BALLARD | I | DIRECTOR | NA | Control |
| MORTON, THRUSTON, BALLARD | I | DIRECTOR | NA | Control |
| Murray, Michael, Alfred | I | HEAD OF STRATEGIC PARTNERSHIPS | NA | Control |
| Murray, Michael, Alfred | I | HEAD OF STRATEGIC PARTNERSHIPS | NA | Control |
| Murray, Michael, Alfred | I | HEAD OF STRATEGIC PARTNERSHIPS | NA | Control |
| Murray, Michael, Alfred | I | HEAD OF STRATEGIC PARTNERSHIPS | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLIVEROS, GUMERSINDO, (NMN) | I | DIRECTOR | NA | Control |
| OLUSANYA, BOLA, NMN | I | DIRECTOR | NA | Control |
| OLUSANYA, BOLA, NMN | I | DIRECTOR | NA | Control |
| OLUSANYA, BOLA, NMN | I | DIRECTOR | NA | Control |
| OLUSANYA, BOLA, NMN | I | DIRECTOR | NA | Control |
| OLUSANYA, BOLA, NMN | I | DIRECTOR | NA | Control |
| OLUSANYA, BOLA, NMN | I | DIRECTOR | NA | Control |
| OLUSANYA, BOLA, NMN | I | DIRECTOR | NA | Control |
| OLUSANYA, BOLA, NMN | I | DIRECTOR | NA | Control |
| OLUSANYA, BOLA, NMN | I | DIRECTOR | NA | Control |
| OLUSANYA, BOLA, NMN | I | DIRECTOR | NA | Control |
| PASQUESI, MEREDITH, SHUWALL | I | MANAGING DIRECTOR | NA | Control |
| PASQUESI, MEREDITH, SHUWALL | I | MANAGING DIRECTOR | NA | Control |
| PEEDIN, PAMELA, LYNN | I | DIRECTOR | NA | Control |
| PEEDIN, PAMELA, LYNN | I | DIRECTOR | NA | Control |
| PEEDIN, PAMELA, LYNN | I | DIRECTOR | NA | Control |
| PEEDIN, PAMELA, LYNN | I | DIRECTOR | NA | Control |
| PEEDIN, PAMELA, LYNN | I | DIRECTOR | NA | Control |
| PEEDIN, PAMELA, LYNN | I | DIRECTOR | NA | Control |
| PEEDIN, PAMELA, LYNN | I | DIRECTOR | NA | Control |
| PEEDIN, PAMELA, LYNN | I | DIRECTOR | NA | Control |
| PEEDIN, PAMELA, LYNN | I | DIRECTOR | NA | Control |
| PEEDIN, PAMELA, LYNN | I | DIRECTOR | NA | Control |
| PEEDIN, PAMELA, LYNN | I | DIRECTOR | NA | Control |
| PEEDIN, PAMELA, LYNN | I | DIRECTOR | NA | Control |
| PEEDIN, PAMELA, LYNN | I | DIRECTOR | NA | Control |
| PEEDIN, PAMELA, LYNN | I | DIRECTOR | NA | Control |
| PEEDIN, PAMELA, LYNN | I | DIRECTOR | NA | Control |
| PORTIS, JESSICA, NOEL | I | HEAD OF MEMBER PORTFOLIO MANAGEMENT AND SERVICES | NA | Control |
| PORTIS, JESSICA, NOEL | I | HEAD OF MEMBER PORTFOLIO MANAGEMENT AND SERVICES | NA | Control |
| PORTIS, JESSICA, NOEL | I | HEAD OF MEMBER PORTFOLIO MANAGEMENT AND SERVICES | NA | Control |
| PORTIS, JESSICA, NOEL | I | HEAD OF MEMBER PORTFOLIO MANAGEMENT AND SERVICES | NA | Control |
| PORTIS, JESSICA, NOEL | I | HEAD OF MEMBER PORTFOLIO MANAGEMENT AND SERVICES | NA | Control |
| PORTIS, JESSICA, NOEL | I | HEAD OF MEMBER PORTFOLIO MANAGEMENT AND SERVICES | NA | Control |
| PORTIS, JESSICA, NOEL | I | HEAD OF MEMBER PORTFOLIO MANAGEMENT AND SERVICES | NA | Control |
| PORTIS, JESSICA, NOEL | I | HEAD OF MEMBER PORTFOLIO MANAGEMENT AND SERVICES | NA | Control |
| PORTIS, JESSICA, NOEL | I | HEAD OF MEMBER PORTFOLIO MANAGEMENT AND SERVICES | NA | Control |
| PORTIS, JESSICA, NOEL | I | HEAD OF MEMBER PORTFOLIO MANAGEMENT AND SERVICES | NA | Control |
| PORTIS, JESSICA, NOEL | I | HEAD OF MEMBER PORTFOLIO MANAGEMENT AND SERVICES | NA | Control |
| PORTIS, JESSICA, NOEL | I | HEAD OF MEMBER PORTFOLIO MANAGEMENT AND SERVICES | NA | Control |
| POTTER, SUSAN, KUNIHOLM | I | MANAGING DIRECTOR AND HEAD OF MEMBER DEVELOPMENT | NA | Control |
| POTTER, SUSAN, KUNIHOLM | I | MANAGING DIRECTOR AND HEAD OF MEMBER DEVELOPMENT | NA | Control |
| POTTER, SUSAN, KUNIHOLM | I | MANAGING DIRECTOR AND HEAD OF MEMBER DEVELOPMENT | NA | Control |
| POTTER, SUSAN, KUNIHOLM | I | MANAGING DIRECTOR AND HEAD OF MEMBER DEVELOPMENT | NA | Control |
| POTTER, SUSAN, KUNIHOLM | I | MANAGING DIRECTOR AND HEAD OF MEMBER DEVELOPMENT | NA | Control |
| POTTER, SUSAN, KUNIHOLM | I | MANAGING DIRECTOR AND HEAD OF MEMBER DEVELOPMENT | NA | Control |
| POTTER, SUSAN, KUNIHOLM | I | MANAGING DIRECTOR AND HEAD OF MEMBER DEVELOPMENT | NA | Control |
| POTTER, SUSAN, KUNIHOLM | I | MANAGING DIRECTOR AND HEAD OF MEMBER DEVELOPMENT | NA | Control |
| REIDER, ALYSSA, CORINNE | I | DIRECTOR | NA | |
| REIDER, ALYSSA, CORINNE | I | DIRECTOR | NA | Control |
| REIDER, ALYSSA, CORINNE | I | DIRECTOR | NA | Control |
| REIDER, ALYSSA, CORINNE | I | DIRECTOR | NA | Control |
| REIDER, ALYSSA, CORINNE | I | DIRECTOR | NA | Control |
| REIDER, ALYSSA, CORINNE | I | DIRECTOR | NA | Control |
| ROBERTSON, SANDRA, (NMN) | I | DIRECTOR | NA | Control |
| ROBERTSON, SANDRA, (NMN) | I | DIRECTOR | NA | Control |
| ROBERTSON, SANDRA, (NMN) | I | DIRECTOR | NA | Control |
| ROBERTSON, SANDRA, (NMN) | I | DIRECTOR | NA | Control |
| ROBERTSON, SANDRA, (NMN) | I | DIRECTOR | NA | Control |
| ROBERTSON, SANDRA, (NMN) | I | DIRECTOR | NA | Control |
| ROBERTSON, SANDRA, (NMN) | I | DIRECTOR | NA | Control |
| ROBERTSON, SANDRA, (NMN) | I | DIRECTOR | NA | Control |
| ROBERTSON, SANDRA, (NMN) | I | DIRECTOR | NA | Control |
| ROBERTSON, SANDRA, (NMN) | I | DIRECTOR | NA | Control |
| ROBERTSON, SANDRA, (NMN) | I | DIRECTOR | NA | Control |
| ROBERTSON, SANDRA, (NMN) | I | DIRECTOR | NA | Control |
| ROBERTSON, SANDRA, (NMN) | I | DIRECTOR | NA | Control |
| ROBERTSON, SANDRA, (NMN) | I | DIRECTOR | NA | Control |
| ROBERTSON, SANDRA, (NMN) | I | DIRECTOR | NA | Control |
| ROBERTSON, SANDRA, (NMN) | I | DIRECTOR | NA | Control |
| ROBERTSON, SANDRA, (NMN) | I | DIRECTOR | NA | Control |
| ROBERTSON, SANDRA, (NMN) | I | DIRECTOR | NA | Control |
| ROBERTSON, SANDRA, (NMN) | I | DIRECTOR | NA | Control |
| ROBERTSON, SANDRA, (NMN) | I | DIRECTOR | NA | Control |
| ROBERTSON, SANDRA, (NMN) | I | DIRECTOR | NA | Control |
| ROBERTSON, SANDRA, (NMN) | I | DIRECTOR | NA | Control |
| ROBERTSON, SANDRA, (NMN) | I | DIRECTOR | NA | Control |
| SALEM, DAVID, ANDREW | I | PRESIDENT/DIRECTOR | NA | Control |
| SALEM, DAVID, ANDREW | I | PRESIDENT | NA | Control |
| SALEM, DAVID, ANDREW | I | PRESIDENT | NA | Control |
| SALEM, DAVID, ANDREW | I | PRESIDENT | NA | Control |
| SALEM, DAVID, ANDREW | I | PRESIDENT/DIRECTOR | NA | Control |
| SALEM, DAVID, ANDREW | I | PRESIDENT | NA | Control |
| SALEM, DAVID, ANDREW | I | PRESIDENT | NA | Control |
| SALEM, DAVID, ANDREW | I | PRESIDENT | NA | Control |
| SALEM, DAVID, ANDREW | I | PRESIDENT/DIRECTOR | NA | Control |
| SALEM, DAVID, ANDREW | I | PRESIDENT | NA | Control |
| SALEM, DAVID, ANDREW | I | PRESIDENT | NA | Control |
| SALEM, DAVID, ANDREW | I | PRESIDENT/DIRECTOR | NA | Control |
| SALEM, DAVID, ANDREW | I | PRESIDENT | NA | Control |
| SALEM, DAVID, ANDREW | I | PRESIDENT | NA | Control |
| SCHERAGO, NINA, F | I | MANAGING DIRECTOR | NA | Control |
| SCHERAGO, NINA, F | I | MANAGING DIRECTOR | NA | Control |
| SCHERAGO, NINA, F | I | MANAGING DIRECTOR | NA | Control |
| SCHERAGO, NINA, F | I | MANAGING DIRECTOR | NA | Control |
| SHIELDS, JAMES, L | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, L | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, L | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, L | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHIELDS, JAMES, LEO | I | VICE PRESIDENT/CHIEF INFO OFFICER | NA | Control |
| SHUMAN, D, ELLEN | I | DIRECTOR | NA | Control |
| SHUMAN, D, ELLEN | I | DIRECTOR | NA | Control |
| SHUMAN, D, ELLEN | I | DIRECTOR | NA | Control |
| SHUWALL, MEREDITH, ANNE | I | MANAGING DIRECTOR | NA | Control |
| SLOCUM, RICHARD, WARD | I | DIRECTOR | NA | |
| SLOCUM, RICHARD, WARD | I | DIRECTOR | NA | Control |
| SLOCUM, RICHARD, WARD | I | DIRECTOR | NA | Control |
| SLOCUM, RICHARD, WARD | I | DIRECTOR | NA | Control |
| SLOCUM, RICHARD, WARD | I | DIRECTOR | NA | Control |
| SLOCUM, RICHARD, WARD | I | DIRECTOR | NA | Control |
| SUGINO, DENNIS, RICHARD | I | DIRECTOR | NA | Control |
| SUGINO, DENNIS, RICHARD | I | DIRECTOR | NA | Control |
| SUGINO, DENNIS, RICHARD | I | DIRECTOR | NA | Control |
| SUGINO, DENNIS, RICHARD | I | DIRECTOR | NA | Control |
| SUGINO, DENNIS, RICHARD | I | DIRECTOR | NA | Control |
| SUGINO, DENNIS, RICHARD | I | DIRECTOR | NA | Control |
| SUGINO, DENNIS, RICHARD | I | DIRECTOR | NA | Control |
| SUGINO, DENNIS, RICHARD | I | DIRECTOR | NA | Control |
| SUGINO, DENNIS, RICHARD | I | DIRECTOR | NA | Control |
| SUGINO, DENNIS, RICHARD | I | DIRECTOR | NA | Control |
| SUGINO, DENNIS, RICHARD | I | DIRECTOR | NA | Control |
| SUGINO, DENNIS, RICHARD | I | DIRECTOR | NA | Control |
| SUGINO, DENNIS, RICHARD | I | DIRECTOR | NA | Control |
| SUGINO, DENNIS, RICHARD | I | DIRECTOR | NA | Control |
| SUGINO, DENNIS, RICHARD | I | DIRECTOR | NA | Control |
| SUGINO, DENNIS, RICHARD | I | DIRECTOR | NA | Control |
| SUGINO, DENNIS, RICHARD | I | DIRECTOR | NA | Control |
| SUGINO, DENNIS, RICHARD | I | DIRECTOR | NA | Control |
| SUGINO, DENNIS, RICHARD | I | DIRECTOR | NA | Control |
| SUGINO, DENNIS, RICHARD | I | DIRECTOR | NA | Control |
| SUGINO, DENNIS, RICHARD | I | DIRECTOR | NA | Control |
| SUGINO, DENNIS, RICHARD | I | DIRECTOR | NA | Control |
| SUGINO, DENNIS, RICHARD | I | DIRECTOR | NA | Control |
| SUGINO, DENNIS, RICHARD | I | DIRECTOR | NA | Control |
| SUGINO, DENNIS, RICHARD | I | DIRECTOR | NA | Control |
| SUGINO, DENNIS, RICHARD | I | DIRECTOR | NA | Control |
| SZAUTNER, CHRISTIAN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | GENERAL COUNSEL-REGULATORY/CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | GENERAL COUNSEL-REGULATORY/CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | GENERAL COUNSEL-REGULATORY/CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | GENERAL COUNSEL-REGULATORY/CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | GENERAL COUNSEL-REGULATORY/CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | GENERAL COUNSEL-REGULATORY/CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | GENERAL COUNSEL-REGULATORY/CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | GENERAL COUNSEL-REGULATORY/CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | GENERAL COUNSEL-REGULATORY/CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | GENERAL COUNSEL-REGULATORY/CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | GENERAL COUNSEL-REGULATORY/CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| SZAUTNER, CHRISTIAN, ANDREAS | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | Control |
| TORREY, PATRICK, ALAN | I | MANAGING DIRECTOR/HEAD OF OUTREACH | NA | Control |
| TORREY, PATRICK, ALAN | I | MANAGING DIRECTOR/HEAD OF OUTREACH | NA | Control |
| TORREY, PATRICK, ALAN | I | MANAGING DIRECTOR/HEAD OF OUTREACH | NA | Control |
| TORREY, PATRICK, ALAN | I | MANAGING DIRECTOR/HEAD OF OUTREACH | NA | Control |
| TORREY, PATRICK, ALAN | I | MANAGING DIRECTOR/HEAD OF OUTREACH | NA | Control |
| TORREY, PATRICK, ALAN | I | MANAGING DIRECTOR/HEAD OF OUTREACH | NA | Control |
| TORREY, PATRICK, ALAN | I | MANAGING DIRECTOR/HEAD OF OUTREACH | NA | Control |
| TORREY, PATRICK, ALAN | I | MANAGING DIRECTOR/HEAD OF OUTREACH | NA | Control |
| TORREY, PATRICK, ALAN | I | MANAGING DIRECTOR/HEAD OF OUTREACH | NA | Control |
| TORREY, PATRICK, ALAN | I | MANAGING DIRECTOR/HEAD OF OUTREACH | NA | Control |
| TORREY, PATRICK, ALAN | I | MANAGING DIRECTOR/HEAD OF OUTREACH | NA | Control |
| TORREY, PATRICK, ALAN | I | MANAGING DIRECTOR/HEAD OF OUTREACH | NA | Control |
| TORREY, PATRICK, ALAN | I | MANAGING DIRECTOR/HEAD OF OUTREACH | NA | Control |
| TORREY, PATRICK, ALAN | I | MANAGING DIRECTOR/HEAD OF OUTREACH | NA | Control |
| TORREY, PATRICK, ALAN | I | MANAGING DIRECTOR/HEAD OF OUTREACH | NA | Control |
| TORREY, PATRICK, ALAN | I | MANAGING DIRECTOR/HEAD OF OUTREACH | NA | Control |
| TORREY, PATRICK, ALAN | I | MANAGING DIRECTOR/HEAD OF OUTREACH | NA | Control |
| TORREY, PATRICK, ALAN | I | MANAGING DIRECTOR/HEAD OF OUTREACH | NA | Control |
| TRIPLETT, NEAL, FINLEY | I | DIRECTOR | NA | Control |
| TRIPLETT, NEAL, FINLEY | I | DIRECTOR | NA | Control |
| TRIPLETT, NEAL, FINLEY | I | DIRECTOR | NA | Control |
| TRIPLETT, NEAL, FINLEY | I | DIRECTOR | NA | Control |
| TRIPLETT, NEAL, FINLEY | I | DIRECTOR | NA | Control |
| TRIPLETT, NEAL, FINLEY | I | DIRECTOR | NA | Control |
| TRIPLETT, NEAL, FINLEY | I | DIRECTOR | NA | Control |
| TRIPLETT, NEAL, FINLEY | I | DIRECTOR | NA | Control |
| TRIPLETT, NEAL, FINLEY | I | DIRECTOR | NA | Control |
| TRIPLETT, NEAL, FINLEY | I | DIRECTOR | NA | Control |
| TRIPLETT, NEAL, FINLEY | I | DIRECTOR | NA | Control |
| TRIPLETT, NEAL, FINLEY | I | DIRECTOR | NA | Control |
| TRIPLETT, NEAL, FINLEY | I | DIRECTOR | NA | Control |
| TRIPLETT, NEAL, FINLEY | I | DIRECTOR | NA | Control |
| TRIPLETT, NEAL, FINLEY | I | DIRECTOR | NA | Control |
| TRIPLETT, NEAL, FINLEY | I | DIRECTOR | NA | Control |
| TRIPLETT, NEAL, FINLEY | I | DIRECTOR | NA | Control |
| TRIPLETT, NEAL, FINLEY | I | DIRECTOR | NA | Control |
| TRIPLETT, NEAL, FINLEY | I | DIRECTOR | NA | Control |
| TRIPLETT, NEAL, FINLEY | I | DIRECTOR | NA | Control |
| TRIPLETT, NEAL, FINLEY | I | DIRECTOR | NA | Control |
| TRIPLETT, NEAL, FINLEY | I | DIRECTOR | NA | Control |
| TRIPLETT, NEAL, FINLEY | I | DIRECTOR | NA | Control |
| WHITE, KERRI, CASH | I | TREASURER | NA | |
| WHITE, KERRI, CASH | I | TREASURER | NA | |
| WHITE, KERRI, CASH | I | TREASURER | NA | |
| WHITE, KERRI, CASH | I | TREASURER | NA | |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER/DIRECTOR | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER/DIRECTOR | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER/DIRECTOR | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER/DIRECTOR | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER/DIRECTOR | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER/DIRECTOR | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER/DIRECTOR | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER/DIRECTOR | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER/DIRECTOR | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER/DIRECTOR | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER/DIRECTOR | NA | Control |
| WILLOUGHBY, JAY, LYNN | I | CHIEF INVESTMENT OFFICER/DIRECTOR | NA | Control |
| ZION, ROBERT, JAY | I | CHIEF OPERATING OFFICER | NA | Control |
| ZION, ROBERT, JAY | I | CHIEF OPERATING OFFICER/VICE PRESIDENT | NA | Control |
| ZION, ROBERT, JAY | I | CHIEF OPERATING OFFICER/VICE PRESIDENT | NA | Control |
| ZION, ROBERT, JAY | I | CHIEF OPERATING OFFICER/VICE PRESIDENT | NA | Control |
| ZION, ROBERT, JAY | I | CHIEF OPERATING OFFICER/VICE PRESIDENT | NA | Control |
| ZION, ROBERT, JAY | I | CHIEF OPERATING OFFICER/VICE PRESIDENT | NA | Control |
| ZION, ROBERT, JAY | I | CHIEF OPERATING OFFICER/VICE PRESIDENT | NA | Control |
| ZION, ROBERT, JAY | I | CHIEF OPERATING OFFICER/VICE PRESIDENT | NA | Control |
| ZION, ROBERT, JAY | I | CHIEF OPERATING OFFICER/VICE PRESIDENT | NA | Control |
| ZION, ROBERT, JAY | I | CHIEF OPERATING OFFICER/VICE PRESIDENT | NA | Control |
| ZION, ROBERT, JAY | I | CHIEF OPERATING OFFICER/VICE PRESIDENT | NA | Control |
| ZION, ROBERT, JAY | I | CHIEF OPERATING OFFICER/VICE PRESIDENT | NA | Control |
| ZION, ROBERT, JAY | I | CHIEF OPERATING OFFICER/VICE PRESIDENT | NA | Control |
| ZION, ROBERT, JAY | I | CHIEF OPERATING OFFICER/VICE PRESIDENT | NA | Control |
| ZION, ROBERT, JAY | I | CHIEF OPERATING OFFICER/VICE PRESIDENT | NA | Control |
| ZION, ROBERT, JAY | I | CHIEF OPERATING OFFICER/VICE PRESIDENT | NA | Control |
| ZION, ROBERT, JAY | I | CHIEF OPERATING OFFICER/VICE PRESIDENT | NA | Control |
| ZION, ROBERT, JAY | I | CHIEF OPERATING OFFICER/VICE PRESIDENT | NA | Control |
| ZION, ROBERT, JAY | I | CHIEF OPERATING OFFICER/VICE PRESIDENT | NA | Control |
| ZION, ROBERT, JAY | I | CHIEF OPERATING OFFICER/VICE PRESIDENT | NA | Control |
| ZION, ROBERT, JAY | I | CHIEF OPERATING OFFICER/VICE PRESIDENT | NA | Control |
| ZION, ROBERT, JAY | I | CHIEF OPERATING OFFICER/VICE PRESIDENT | NA | Control |
| ZION, ROBERT, JAY | I | CHIEF OPERATING OFFICER/VICE PRESIDENT | NA | Control |
| ZION, ROBERT, JAY | I | CHIEF OPERATING OFFICER/VICE PRESIDENT | NA | Control |
| ZION, ROBERT, JAY | I | CHIEF OPERATING OFFICER/VICE PRESIDENT | NA | Control |
| ZION, ROBERT, JAY | I | CHIEF OPERATING OFFICER/VICE PRESIDENT | NA | Control |
Registrations
Federal
IA
Jul 10, 2023 REGISTERED
Notice Filings (10)
CA DE LA MA MD MI NC PA TX VA
Address
170 N. RADNOR CHESTER RDSUITE 300
RADNOR, PA 19087
United States
Phone: 610-684-8200