RIA Intelligence

STEPHENS INC.

Legal name: STEPHENS

CRD #3496 SEC #801-15510 LITTLE ROCK, AR 501-377-2000
SEC Registered Broker-Dealer Disclosures
Total AUM
$16.4B
Discretionary
$12.5B
Employees
623
Clients
--
Accounts
21,784

AUM Over Time

DateDec 2025
Total AUM$16.4B
Discretionary$12.5B
Non-Disc.$3.9B
Employees623
Clients169
DateAug 2025
Total AUM$16.4B
Discretionary$12.5B
Non-Disc.$3.9B
Employees623
Clients169
DateJun 2025
Total AUM$15.6B
Discretionary$11.8B
Non-Disc.$3.8B
Employees623
Clients169
DateMar 2025
Total AUM$15.6B
Discretionary$11.8B
Non-Disc.$3.8B
Employees623
Clients169
DateFeb 2025
Total AUM$14.8B
Discretionary$11.1B
Non-Disc.$3.7B
Employees629
Clients180
DateOct 2024
Total AUM$14.8B
Discretionary$11.1B
Non-Disc.$3.7B
Employees629
Clients180
DateMar 2024
Total AUM$13.6B
Discretionary$10.2B
Non-Disc.$3.4B
Employees629
Clients180
DateNov 2023
Total AUM$13.3B
Discretionary$10B
Non-Disc.$3.3B
Employees658
Clients132
DateSep 2023
Total AUM$13.3B
Discretionary$10B
Non-Disc.$3.3B
Employees658
Clients132
DateJun 2023
Total AUM$12.3B
Discretionary$9.2B
Non-Disc.$3.1B
Employees637
Clients87
DateJun 2023
Total AUM$12.3B
Discretionary$9.2B
Non-Disc.$3.1B
Employees637
Clients87
DateMar 2023
Total AUM$12.3B
Discretionary$9.2B
Non-Disc.$3.1B
Employees637
Clients87
DateMar 2023
Total AUM$12.4B
Discretionary$9.3B
Non-Disc.$3.1B
Employees619
Clients21,600
DateOct 2022
Total AUM$12.4B
Discretionary$9.3B
Non-Disc.$3.1B
Employees619
Clients21,600
DateSep 2022
Total AUM$12.4B
Discretionary$9.3B
Non-Disc.$3.1B
Employees619
Clients21,600
DateSep 2022
Total AUM$12.4B
Discretionary$9.3B
Non-Disc.$3.1B
Employees619
Clients21,600
DateMay 2022
Total AUM$15.1B
Discretionary$11.5B
Non-Disc.$3.6B
Employees625
Clients222
DateApr 2022
Total AUM$15.1B
Discretionary$11.5B
Non-Disc.$3.6B
Employees625
Clients222
DateMar 2022
Total AUM$15.1B
Discretionary$11.5B
Non-Disc.$3.6B
Employees625
Clients222
DateFeb 2022
Total AUM$14.1B
Discretionary$10.5B
Non-Disc.$3.5B
Employees624
Clients83
DateJan 2022
Total AUM$14.1B
Discretionary$10.5B
Non-Disc.$3.5B
Employees624
Clients83
DateDec 2021
Total AUM$14.1B
Discretionary$10.5B
Non-Disc.$3.5B
Employees624
Clients83
DateSep 2021
Total AUM$14.1B
Discretionary$10.5B
Non-Disc.$3.5B
Employees624
Clients83
DateAug 2021
Total AUM$14.1B
Discretionary$10.5B
Non-Disc.$3.5B
Employees624
Clients83
DateMay 2021
Total AUM$12.5B
Discretionary$9.3B
Non-Disc.$3.2B
Employees655
Clients102
DateMar 2021
Total AUM$12.5B
Discretionary$9.3B
Non-Disc.$3.2B
Employees655
Clients102
DateJan 2021
Total AUM$10.9B
Discretionary$8.1B
Non-Disc.$2.7B
Employees658
Clients102
DateDec 2020
Total AUM$10.9B
Discretionary$8.1B
Non-Disc.$2.7B
Employees658
Clients102
DateSep 2020
Total AUM$10.9B
Discretionary$8.1B
Non-Disc.$2.7B
Employees658
Clients102
DateAug 2020
Total AUM$10.9B
Discretionary$8.1B
Non-Disc.$2.7B
Employees658
Clients102
DateAug 2020
Total AUM$10.9B
Discretionary$8.1B
Non-Disc.$2.7B
Employees658
Clients102
DateJun 2020
Total AUM$11.3B
Discretionary$8.4B
Non-Disc.$2.9B
Employees658
Clients102
DateMar 2020
Total AUM$11.3B
Discretionary$8.4B
Non-Disc.$2.9B
Employees658
Clients102
DateJan 2020
Total AUM$11B
Discretionary$8B
Non-Disc.$3B
Employees666
Clients57
DateNov 2019
Total AUM$11B
Discretionary$8B
Non-Disc.$3B
Employees666
Clients57
DateOct 2019
Total AUM$10.9B
Discretionary$8B
Non-Disc.$2.9B
Employees666
Clients57
DateOct 2019
Total AUM$10.9B
Discretionary$8B
Non-Disc.$2.9B
Employees666
Clients57
DateAug 2019
Total AUM$10.9B
Discretionary$8B
Non-Disc.$2.9B
Employees666
Clients57
DateJun 2019
Total AUM$9.5B
Discretionary$7B
Non-Disc.$2.6B
Employees692
Clients62
DateMar 2019
Total AUM$9.5B
Discretionary$7B
Non-Disc.$2.6B
Employees692
Clients62
DateMar 2019
Total AUM$9.5B
Discretionary$7B
Non-Disc.$2.6B
Employees692
Clients62
DateOct 2018
Total AUM$10.4B
Discretionary$7.6B
Non-Disc.$2.8B
Employees692
Clients62
DateAug 2018
Total AUM$10.4B
Discretionary$7.6B
Non-Disc.$2.8B
Employees692
Clients62
DateApr 2018
Total AUM$10.1B
Discretionary$7.4B
Non-Disc.$2.7B
Employees692
Clients62
DateMar 2018
Total AUM$10.1B
Discretionary$7.4B
Non-Disc.$2.7B
Employees692
Clients62
DateDec 2017
Total AUM$10.4B
Discretionary$7.7B
Non-Disc.$2.7B
Employees680
Clients64
DateOct 2017
Total AUM$10.4B
Discretionary$7.7B
Non-Disc.$2.7B
Employees680
Clients64
DateSep 2017
Total AUM$10.1B
Discretionary$7.3B
Non-Disc.$2.8B
Employees671
Clients12,800
DateSep 2017
Total AUM$10.1B
Discretionary$8.2B
Non-Disc.$1.9B
Employees671
Clients12,800
DateSep 2017
Total AUM$8.3B
Discretionary$7B
Non-Disc.$1.3B
Employees671
Clients12,800
DateAug 2017
Total AUM$8.3B
Discretionary$7B
Non-Disc.$1.3B
Employees671
Clients12,800
DateAug 2017
Total AUM$8.3B
Discretionary$7B
Non-Disc.$1.3B
Employees671
Clients12,800
DateJul 2017
Total AUM$8.3B
Discretionary$7B
Non-Disc.$1.3B
Employees671
Clients12,800
DateApr 2017
Total AUM$7.8B
Discretionary$6.5B
Non-Disc.$1.2B
Employees671
Clients12,100
DateMar 2017
Total AUM$7.8B
Discretionary$6.5B
Non-Disc.$1.2B
Employees671
Clients12,100
DateMar 2017
Total AUM$7.8B
Discretionary$6.5B
Non-Disc.$1.2B
Employees657
Clients9,700
DateJan 2017
Total AUM$7.3B
Discretionary$6.1B
Non-Disc.$1.2B
Employees657
Clients9,700
DateJan 2017
Total AUM$7.3B
Discretionary$6.1B
Non-Disc.$1.2B
Employees657
Clients9,700
DateSep 2016
Total AUM$7B
Discretionary$5.9B
Non-Disc.$1.1B
Employees657
Clients9,700
DateMay 2016
Total AUM$6.6B
Discretionary$5.6B
Non-Disc.$1B
Employees657
Clients9,700
DateMar 2016
Total AUM$6.6B
Discretionary$5.6B
Non-Disc.$1B
Employees657
Clients9,700
DateMar 2016
Total AUM$6.6B
Discretionary$5.6B
Non-Disc.$1B
Employees657
Clients9,700
DateFeb 2016
Total AUM$6.5B
Discretionary$5.5B
Non-Disc.$1B
Employees627
Clients9,400
DateFeb 2016
Total AUM$6.5B
Discretionary$5.5B
Non-Disc.$1B
Employees627
Clients9,400
DateOct 2015
Total AUM$7B
Discretionary$5.9B
Non-Disc.$1.1B
Employees627
Clients9,400
DateAug 2015
Total AUM$7B
Discretionary$5.9B
Non-Disc.$1.1B
Employees627
Clients9,400
DateJul 2015
Total AUM$7B
Discretionary$5.9B
Non-Disc.$1.1B
Employees627
Clients9,400
DateJun 2015
Total AUM$7B
Discretionary$5.9B
Non-Disc.$1.1B
Employees627
Clients9,400
DateJun 2015
Total AUM$7B
Discretionary$5.9B
Non-Disc.$1.1B
Employees627
Clients9,400
DateMar 2015
Total AUM$6.8B
Discretionary$5.7B
Non-Disc.$1.1B
Employees627
Clients9,400
DateDec 2014
Total AUM$6.6B
Discretionary$5.6B
Non-Disc.$1B
Employees618
Clients7,600
DateOct 2014
Total AUM$5.6B
Discretionary$4.7B
Non-Disc.$860.4M
Employees618
Clients7,600
DateSep 2014
Total AUM$5.6B
Discretionary$4.7B
Non-Disc.$860.4M
Employees618
Clients7,600
DateSep 2014
Total AUM$5.6B
Discretionary$4.7B
Non-Disc.$860.4M
Employees618
Clients7,600
DateSep 2014
Total AUM$5.6B
Discretionary$4.7B
Non-Disc.$860.4M
Employees618
Clients7,600
DateAug 2014
Total AUM$5.7B
Discretionary$4.7B
Non-Disc.$922.2M
Employees618
Clients7,600
DateMar 2014
Total AUM$5.7B
Discretionary$4.7B
Non-Disc.$922.2M
Employees618
Clients7,600
DateFeb 2014
Total AUM$5.3B
Discretionary$4.4B
Non-Disc.$898.4M
Employees598
Clients6,500
DateJan 2014
Total AUM$5.3B
Discretionary$4.4B
Non-Disc.$898.4M
Employees598
Clients6,500
DateJan 2014
Total AUM$5.3B
Discretionary$4.4B
Non-Disc.$898.4M
Employees598
Clients6,500
DateDec 2013
Total AUM$5.3B
Discretionary$4.4B
Non-Disc.$898.4M
Employees598
Clients6,500
DateSep 2013
Total AUM$5.2B
Discretionary$4.4B
Non-Disc.$847.3M
Employees598
Clients6,500
DateAug 2013
Total AUM$5.1B
Discretionary$4.2B
Non-Disc.$858.5M
Employees598
Clients6,500
DateMay 2013
Total AUM$5.1B
Discretionary$4.2B
Non-Disc.$858.5M
Employees598
Clients6,500
DateMar 2013
Total AUM$4.6B
Discretionary$3.8B
Non-Disc.$795.3M
Employees598
Clients6,500
DateJan 2013
Total AUM$4.2B
Discretionary$3.3B
Non-Disc.$890.5M
Employees556
Clients5,000
DateJun 2012
Total AUM$4.2B
Discretionary$3.3B
Non-Disc.$890.5M
Employees51
Clients5,000
DateMay 2012
Total AUM$4.2B
Discretionary$3.3B
Non-Disc.$890.5M
Employees51
Clients5,000
DateFeb 2012
Total AUM$3.8B
Discretionary$3B
Non-Disc.$866.8M
Employees51
Clients5,000
DateFeb 2012
Total AUM$3.8B
Discretionary$3B
Non-Disc.$866.8M
Employees51
Clients5,000
DateDec 2011
Total AUM$3.8B
Discretionary$2.9B
Non-Disc.$843.5M
Employees51
Clients4,000
DateAug 2011
Total AUM$3.4B
Discretionary$2.6B
Non-Disc.$807.8M
Employees51
Clients--
DateAug 2011
Total AUM$3.4B
Discretionary$2.6B
Non-Disc.$807.8M
Employees51
Clients--
DateJul 2011
Total AUM$3.4B
Discretionary$2.6B
Non-Disc.$807.8M
Employees51
Clients--
DateMay 2011
Total AUM$3.4B
Discretionary$2.6B
Non-Disc.$807.8M
Employees51
Clients--
DateMay 2011
Total AUM$3.4B
Discretionary$2.6B
Non-Disc.$807.8M
Employees51
Clients--
DateMay 2011
Total AUM$3.4B
Discretionary$2.6B
Non-Disc.$807.8M
Employees51
Clients--
DateMay 2011
Total AUM$3.4B
Discretionary$2.6B
Non-Disc.$807.8M
Employees51
Clients--
DateMay 2011
Total AUM$3.4B
Discretionary$2.6B
Non-Disc.$807.8M
Employees51
Clients--
DateApr 2011
Total AUM$3.4B
Discretionary$2.6B
Non-Disc.$807.8M
Employees51
Clients--
DateMar 2011
Total AUM$3.4B
Discretionary$2.6B
Non-Disc.$807.8M
Employees51
Clients--
DateFeb 2011
Total AUM$3.1B
Discretionary$2.3B
Non-Disc.$779.7M
Employees51
Clients--
DateJan 2011
Total AUM$3.1B
Discretionary$2.3B
Non-Disc.$779.7M
Employees51
Clients--
DateJan 2011
Total AUM$3.1B
Discretionary$2.3B
Non-Disc.$779.7M
Employees51
Clients--
DateOct 2010
Total AUM$3.1B
Discretionary$2.3B
Non-Disc.$779.7M
Employees51
Clients--
DateJul 2010
Total AUM$3.1B
Discretionary$2.3B
Non-Disc.$779.7M
Employees51
Clients--
DateJul 2010
Total AUM$3.1B
Discretionary$2.3B
Non-Disc.$779.7M
Employees51
Clients--
DateJun 2010
Total AUM$3.1B
Discretionary$2.3B
Non-Disc.$779.7M
Employees51
Clients--
DateJun 2010
Total AUM$3.1B
Discretionary$2.3B
Non-Disc.$779.7M
Employees51
Clients--
DateJun 2010
Total AUM$3.1B
Discretionary$2.3B
Non-Disc.$779.7M
Employees51
Clients--
DateMay 2010
Total AUM$3.1B
Discretionary$2.3B
Non-Disc.$779.7M
Employees51
Clients--
DateMay 2010
Total AUM$3.1B
Discretionary$2.3B
Non-Disc.$779.7M
Employees51
Clients--
DateMar 2010
Total AUM$3.1B
Discretionary$2.3B
Non-Disc.$779.7M
Employees51
Clients--
DateMar 2010
Total AUM$2.8B
Discretionary$2.1B
Non-Disc.$679.6M
Employees51
Clients--
DateOct 2009
Total AUM$2.8B
Discretionary$2.1B
Non-Disc.$679.6M
Employees51
Clients--
DateJun 2009
Total AUM$2.8B
Discretionary$2.1B
Non-Disc.$679.6M
Employees51
Clients--
DateMar 2009
Total AUM$2.8B
Discretionary$2B
Non-Disc.$740.9M
Employees51
Clients--
DateSep 2008
Total AUM$2.9B
Discretionary$2.2B
Non-Disc.$765.9M
Employees51
Clients--
DateOct 2007
Total AUM$2.9B
Discretionary$2.2B
Non-Disc.$641.8M
Employees51
Clients--
DateSep 2007
Total AUM$2.9B
Discretionary$2.2B
Non-Disc.$641.8M
Employees51
Clients--
DateSep 2007
Total AUM$2.9B
Discretionary$2.2B
Non-Disc.$641.8M
Employees51
Clients--
DateMay 2007
Total AUM$2.9B
Discretionary$2.2B
Non-Disc.$641.8M
Employees51
Clients--
DateApr 2007
Total AUM$2.9B
Discretionary$2.2B
Non-Disc.$641.8M
Employees51
Clients--
DateMar 2007
Total AUM$2.9B
Discretionary$2.2B
Non-Disc.$641.8M
Employees51
Clients--
DateJan 2007
Total AUM$3.2B
Discretionary$1.8B
Non-Disc.$1.3B
Employees51
Clients--
DateNov 2006
Total AUM$3.2B
Discretionary$1.8B
Non-Disc.$1.3B
Employees51
Clients--
DateNov 2006
Total AUM$3.2B
Discretionary$1.8B
Non-Disc.$1.3B
Employees51
Clients--
DateMar 2006
Total AUM$2.9B
Discretionary$1.5B
Non-Disc.$1.3B
Employees51
Clients--
DateFeb 2006
Total AUM$2.9B
Discretionary$1.5B
Non-Disc.$1.3B
Employees51
Clients--
DateSep 2005
Total AUM$2.9B
Discretionary$1.5B
Non-Disc.$1.3B
Employees51
Clients--
DateMar 2004
Total AUM$1.3B
Discretionary$1.1B
Non-Disc.$157.1M
Employees51
Clients--
DateMar 2002
Total AUM$1.7B
Discretionary$662.3M
Non-Disc.$1B
Employees51
Clients--
DateMar 2002
Total AUM$2B
Discretionary$619.5M
Non-Disc.$1.4B
Employees51
Clients--
DateOct 2001
Total AUM$2B
Discretionary$619.5M
Non-Disc.$1.4B
Employees51
Clients--