WFP SECURITIES CORPORATION
Legal name: WESTERN FINANCIAL ADVISORS
CRD #35098 SEC #801-64673 SAN DIEGO, CA 858-677-0377
SEC Registered Broker-Dealer
Total AUM
$31.6M
Discretionary
$15.9M
Employees
10
Clients
51
Accounts
238
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Jan 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HANSON, THOMAS EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSON, THOMAS EDWARD | I | DIRECTOR OF OPERATIONS & GENERAL SECURITIES PRINCIPAL | NA | |
| HANSON, THOMAS EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSON, THOMAS EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSON, THOMAS EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNEY, WARREN REES | I | SENIOR VICE PRESIDENT | NA | |
| HORNEY, WARREN REES | I | SENIOR VICE PRESIDENT | NA | |
| HORNEY, WARREN REES | I | SENIOR VICE PRESIDENT | NA | |
| HORNEY, WARREN REES | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNEY, WARREN REES | I | SENIOR VICE PRESIDENT | NA | |
| JENSEN, GAIL MARIE | I | CHIEF SUPERVISION OFFICER (CSO) & GENERAL SECURITIES PRINCIPAL | NA | |
| SCHOOLER, JOHN EVAN | I | PRESIDENT | NA | Control |
| SCHOOLER, JOHN EVAN | I | PRESIDENT | NA | Control |
| SCHOOLER, JOHN EVAN | I | PRESIDENT | NA | Control |
| SCHOOLER, JOHN EVAN | I | PRESIDENT | NA | Control |
| SCHOOLER, JOHN EVAN | I | PRESIDENT | NA | Control |
| SCHOOLER, JOHN EVAN | I | PRESIDENT | NA | Control |
| WFP HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| WFP HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| WFP HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| WFP HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| WFP HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| WFP HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| DOLAN, JAMES MICHAEL | I | CHIEF COMPLIANCE OFFICER (CCO) & GENERAL SECURITIES PRINCIPAL | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SCHOOLER, JOHN EVAN | I | SCHOOLER FAMILY TRUST | F | |
| SCHOOLER, JOHN EVAN | I | SCHOOLER FAMILY TRUST | F | |
| SCHOOLER, JOHN EVAN | I | SCHOOLER FAMILY TRUST | F | |
| SCHOOLER, JOHN EVAN | I | SCHOOLER FAMILY TRUST | F | |
| SCHOOLER, JOHN EVAN | I | SCHOOLER FAMILY TRUST | F | |
| SCHOOLER, JOHN EVAN | I | SCHOOLER FAMILY TRUST | F | |
| SCHOOLER, LOUIS V | I | LOUIS V SCHOOLER SEPARATE PROPERTY ESTATE TRUST | F | |
| SCHOOLER, LOUIS V | I | LOUIS V SCHOOLER SEPARATE PROPERTY ESTATE TRUST | F | |
| SCHOOLER, LOUIS V | I | LOUIS V SCHOOLER SEPARATE PROPERTY ESTATE TRUST | F | |
| SCHOOLER, LOUIS V | I | LOUIS V SCHOOLER SEPARATE PROPERTY ESTATE TRUST | F | |
| SCHOOLER, LOUIS V | I | LOUIS V SCHOOLER SEPARATE PROPERTY ESTATE TRUST | F | |
| SCHOOLER, LOUIS V | I | LOUIS V SCHOOLER SEPARATE PROPERTY ESTATE TRUST | F | |
| SCHOOLER, SUSAN JANE | I | SCHOOLER FAMILY TRUST | F | |
| SCHOOLER, SUSAN JANE | I | SCHOOLER FAMILY TRUST | F | |
| SCHOOLER, SUSAN JANE | I | SCHOOLER FAMILY TRUST | F | |
| SCHOOLER, SUSAN JANE | I | SCHOOLER FAMILY TRUST | F | |
| SCHOOLER, SUSAN JANE | I | SCHOOLER FAMILY TRUST | F | |
| SCHOOLER, SUSAN JANE | I | SCHOOLER FAMILY TRUST | F | |
| JOHN SCHOOLER AND SUSAN SCHOOLER TRUSTEES OF THE SCHOOLER FAMILY TRUST | DE | WFP HOLDINGS, INC | D | |
| JOHN SCHOOLER AND SUSAN SCHOOLER TRUSTEES OF THE SCHOOLER FAMILY TRUST | DE | WFP HOLDINGS, INC | D | |
| JOHN SCHOOLER AND SUSAN SCHOOLER TRUSTEES OF THE SCHOOLER FAMILY TRUST | DE | WFP HOLDINGS, INC | D | |
| JOHN SCHOOLER AND SUSAN SCHOOLER TRUSTEES OF THE SCHOOLER FAMILY TRUST | DE | WFP HOLDINGS, INC | D | |
| JOHN SCHOOLER AND SUSAN SCHOOLER TRUSTEES OF THE SCHOOLER FAMILY TRUST | DE | WFP HOLDINGS, INC | D | |
| JOHN SCHOOLER AND SUSAN SCHOOLER TRUSTEES OF THE SCHOOLER FAMILY TRUST | DE | WFP HOLDINGS, INC | D | |
| LOUIS V SCHOOLER TRUSTEE OF THE LOUIS V SCHOOLER SEPARATE PROPERTY ESTATE TRUST | DE | WFP HOLDINGS, INC | D | |
| LOUIS V SCHOOLER TRUSTEE OF THE LOUIS V SCHOOLER SEPARATE PROPERTY ESTATE TRUST | DE | WFP HOLDINGS, INC | D | |
| LOUIS V SCHOOLER TRUSTEE OF THE LOUIS V SCHOOLER SEPARATE PROPERTY ESTATE TRUST | DE | WFP HOLDINGS, INC | D | |
| LOUIS V SCHOOLER TRUSTEE OF THE LOUIS V SCHOOLER SEPARATE PROPERTY ESTATE TRUST | DE | WFP HOLDINGS, INC | D | |
| LOUIS V SCHOOLER TRUSTEE OF THE LOUIS V SCHOOLER SEPARATE PROPERTY ESTATE TRUST | DE | WFP HOLDINGS, INC | D | |
| LOUIS V SCHOOLER TRUSTEE OF THE LOUIS V SCHOOLER SEPARATE PROPERTY ESTATE TRUST | DE | WFP HOLDINGS, INC | D |
Registrations
Federal
IA
Jan 30, 2007 REGISTERED
Notice Filings (1)
CA
Address
6020 CORNERSTONE COURT WSUITE 240
SAN DIEGO, CA 92121
USA
Phone: 858-677-0377