HAROLD C. BROWN & CO., INC.
CRD #35222 SEC #801-44967 BUFFALO, NY 716-854-2500
SEC Registered Broker-Dealer
Total AUM
$855.2M
Discretionary
$786.2M
Employees
--
Clients
51
Accounts
2,897
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 4, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GIORDANO, RUSSELL MICHAEL | I | CCO, COO | NA | |
| HARVEY, HERBERT FENTON | I | CHAIRMAN OF THE BOARD EMERITUS | NA | |
| KLUCIK, BARBARA LEIGH | I | CIO, DIRECTOR | NA | |
| MCCOLLUM, CHARLES WILLIAM | I | PRESIDENT, CHAIRMAN OF THE BOARD | D | Control |
| BUCK, WINTHROP LAWRENCE | I | SR. EXECUTIVE VICE PRESIDENT,TREASURER | C | Control |
| CHRISTOFERSON, KATHERINE ANN | I | EXECUTIVE VICE PRESIDENT, SECRETARY | A | Control |
Registrations
Federal
IA
Jun 4, 2001 REGISTERED
Notice Filings (25)
AL CA CT GA IL IN KY MD ME MO MS NC NE NH NM NV NY OH SC TN UT VA VT WA WV
Address
ONE HSBC CENTER, SUITE 3800BUFFALO, NY 14203-2898
USA
Phone: 716-854-2500