OSAIC INSTITUTIONS, INC.
CRD #35371 SEC #801-67242 MERIDEN, CT 203-599-6000
SEC Registered Broker-Dealer
Total AUM
$4B
Discretionary
$1.1B
Employees
630
Clients
1
Accounts
8,779
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Oct 2025 | $4B | $1.1B | $2.9B | 630 | 13 |
| Jul 2025 | $4B | $1.1B | $2.9B | 630 | 13 |
| Mar 2025 | $4B | $1.1B | $2.9B | 630 | 13 |
| Sep 2024 | $3.6B | $995.8M | $2.6B | 722 | 25 |
| Jul 2024 | $3.6B | $995.8M | $2.6B | 722 | 25 |
| Jun 2024 | $3.6B | $995.8M | $2.6B | 722 | 25 |
| May 2024 | $3.6B | $995.8M | $2.6B | 722 | 25 |
| Mar 2024 | $3.6B | $995.8M | $2.6B | 722 | 25 |
| Jan 2024 | $2.8B | $875.6M | $1.9B | 764 | 5,973 |
| Nov 2023 | $2.8B | $875.6M | $1.9B | 764 | 5,973 |
| Nov 2023 | $2.8B | $875.6M | $1.9B | 764 | 5,973 |
| Aug 2023 | $2.8B | $875.6M | $1.9B | 764 | 5,973 |
| Aug 2023 | $2.8B | $875.6M | $1.9B | 764 | 5,973 |
| Jul 2023 | $2.8B | $875.6M | $1.9B | 764 | 5,973 |
| Mar 2023 | $2.8B | $875.6M | $1.9B | 764 | 5,973 |
| Jan 2023 | $2.8B | $910.9M | $1.9B | 775 | 5,953 |
| Nov 2022 | $2.8B | $910.9M | $1.9B | 775 | 5,953 |
| May 2022 | $2.8B | $910.9M | $1.9B | 775 | 5,953 |
| May 2022 | $2.8B | $910.9M | $1.9B | 775 | 5,953 |
| Apr 2022 | $2.8B | $910.9M | $1.9B | 775 | 5,953 |
| Mar 2022 | $2.8B | $910.9M | $1.9B | 775 | 5,953 |
| Nov 2021 | $2.5B | $884.8M | $1.7B | 803 | 4,599 |
| Jul 2021 | $2.5B | $884.8M | $1.7B | 803 | 4,599 |
| Apr 2021 | $2.5B | $884.8M | $1.7B | 803 | 4,599 |
| Mar 2021 | $2.5B | $884.8M | $1.7B | 803 | 4,599 |
| Mar 2021 | $1.7B | $615.3M | $1.1B | 860 | 4,172 |
| Jan 2021 | $1.7B | $615.3M | $1.1B | 860 | 4,172 |
| Dec 2020 | $1.7B | $615.3M | $1.1B | 860 | 4,172 |
| Jun 2020 | $1.7B | $615.3M | $1.1B | 860 | 4,172 |
| Mar 2020 | $1.7B | $615.3M | $1.1B | 860 | 4,172 |
| Mar 2020 | $1.4B | $475.2M | $880.3M | 867 | 3,188 |
| Apr 2019 | $1.4B | $475.2M | $880.3M | 867 | 3,188 |
| Apr 2019 | $1.4B | $475.2M | $880.3M | 867 | 3,188 |
| Mar 2019 | $1.4B | $475.2M | $880.3M | 867 | 3,188 |
| Mar 2019 | $1.1B | $475.5M | $587.9M | 850 | 6,759 |
| Aug 2018 | $1.1B | $475.5M | $587.9M | 850 | 6,759 |
| Jul 2018 | $1.1B | $475.5M | $587.9M | 850 | 6,759 |
| Mar 2018 | $1.1B | $475.5M | $587.9M | 850 | 6,759 |
| Jun 2017 | $849.8M | $364.5M | $485.3M | 850 | 5,500 |
| Apr 2017 | $849.8M | $364.5M | $485.3M | 850 | 5,500 |
| Mar 2017 | $1.2B | $364.5M | $826.5M | 850 | 5,500 |
| Jan 2017 | $579.9M | $232.3M | $347.6M | 620 | 4,100 |
| Oct 2016 | $579.9M | $232.3M | $347.6M | 620 | 4,100 |
| Mar 2016 | $579.9M | $232.3M | $347.6M | 620 | 4,100 |
| Mar 2016 | $790.1M | $149.1M | $641M | 600 | 3,900 |
| Mar 2016 | $790.1M | $149.1M | $641M | 600 | 3,900 |
| Jan 2016 | $790.1M | $149.1M | $641M | 600 | 3,900 |
| Nov 2015 | $790.1M | $149.1M | $641M | 600 | 3,900 |
| Oct 2015 | $790.1M | $149.1M | $641M | 600 | 3,900 |
| Jun 2015 | $790.1M | $149.1M | $641M | 600 | 3,900 |
| Mar 2015 | $790.1M | $149.1M | $641M | 600 | 3,900 |
| Jan 2015 | $727.2M | $133.8M | $593.4M | 560 | 3,000 |
| May 2014 | $727.2M | $133.8M | $593.4M | 560 | 3,000 |
| Apr 2014 | $727.2M | $133.8M | $593.4M | 560 | 3,000 |
| Mar 2014 | $458.1M | $34.2M | $423.9M | 460 | 2,300 |
| Nov 2013 | $458.1M | $34.2M | $423.9M | 460 | 2,300 |
| Nov 2013 | $458.1M | $34.2M | $423.9M | 460 | 2,300 |
| Jun 2013 | $458.1M | $34.2M | $423.9M | 460 | 2,300 |
| Mar 2013 | $458.1M | $34.2M | $423.9M | 460 | 2,300 |
| Dec 2012 | $370.6M | $26.1M | $344.5M | 440 | 1,900 |
| Apr 2012 | $370.6M | $26.1M | $344.5M | 251 | 1,900 |
| Mar 2012 | $370.6M | $26.1M | $344.5M | 251 | 1,900 |
| Aug 2011 | $311.4M | $33.6M | $277.8M | 251 | -- |
| Apr 2011 | $311.4M | $33.6M | $277.8M | 251 | -- |
| Apr 2011 | $311.4M | $33.6M | $277.8M | 251 | -- |
| Apr 2011 | $311.4M | $33.6M | $277.8M | 251 | -- |
| Mar 2011 | $311.4M | $33.6M | $277.8M | 251 | -- |
| Mar 2011 | $284.1M | $32.6M | $251.6M | 251 | -- |
| Mar 2011 | $284.1M | $32.6M | $251.6M | 251 | -- |
| Feb 2011 | $284.1M | $32.6M | $251.6M | 251 | -- |
| Feb 2011 | $284.1M | $32.6M | $251.6M | 251 | -- |
| Jan 2011 | $284.1M | $32.6M | $251.6M | 251 | -- |
| Jan 2011 | $284.1M | $32.6M | $251.6M | 251 | -- |
| Jan 2011 | $284.1M | $32.6M | $251.6M | 251 | -- |
| Oct 2010 | $284.1M | $32.6M | $251.6M | 251 | -- |
| Oct 2010 | $187.6M | $30.4M | $157.2M | 251 | -- |
| Mar 2010 | $187.6M | $30.4M | $157.2M | 251 | -- |
| Sep 2009 | $187.6M | $30.4M | $157.2M | 251 | -- |
| Sep 2009 | $111.7M | $44.2M | $67.5M | 251 | -- |
| Jun 2009 | $111.7M | $44.2M | $67.5M | 251 | -- |
| Mar 2009 | $111.7M | $44.2M | $67.5M | 251 | -- |
| Feb 2008 | $82.5M | $51.7M | $30.7M | 51 | -- |
| Jan 2008 | $82.5M | $51.7M | $30.7M | 51 | -- |
| Dec 2007 | $82.5M | $51.7M | $30.7M | 51 | -- |
| Nov 2007 | $82.5M | $51.7M | $30.7M | 51 | -- |
| Oct 2007 | $82.5M | $51.7M | $30.7M | 51 | -- |
| Sep 2007 | $82.5M | $51.7M | $30.7M | 51 | -- |
| Sep 2007 | $43.7M | $29.7M | $14M | 51 | -- |
| Sep 2007 | $43.7M | $29.7M | $14M | 51 | -- |
| Sep 2007 | $43.7M | $29.7M | $14M | 51 | -- |
| Aug 2007 | $43.7M | $29.7M | $14M | 51 | -- |
| Aug 2007 | $43.7M | $29.7M | $14M | 51 | -- |
| Aug 2007 | $43.7M | $29.7M | $14M | 51 | -- |
| Aug 2007 | $43.7M | $29.7M | $14M | 51 | -- |
| Jun 2007 | $43.7M | $29.7M | $14M | 51 | -- |
| Jun 2007 | $43.7M | $29.7M | $14M | 51 | -- |
| May 2007 | $43.7M | $29.7M | $14M | 51 | -- |
| May 2007 | $43.7M | $29.7M | $14M | 51 | -- |
| May 2007 | $43.7M | $29.7M | $14M | 51 | -- |
| Apr 2007 | $43.7M | $29.7M | $14M | 51 | -- |
| Apr 2007 | $43.7M | $29.7M | $14M | 51 | -- |
| Mar 2007 | $43.7M | $29.7M | $14M | 51 | -- |
| Mar 2007 | $43.7M | $29.7M | $14M | 51 | -- |
| Mar 2007 | $43.7M | $29.7M | $14M | 51 | -- |
| Feb 2007 | $43.7M | $29.7M | $14M | 51 | -- |
| Jan 2007 | $43.7M | $29.7M | $14M | 51 | -- |
| Jan 2007 | $43.7M | $29.7M | $14M | 51 | -- |
| Dec 2006 | $43.7M | $29.7M | $14M | 51 | -- |
| Nov 2006 | $43.7M | $29.7M | $14M | 51 | -- |
DateOct 2025
Total AUM$4B
Discretionary$1.1B
Non-Disc.$2.9B
Employees630
Clients13
DateJul 2025
Total AUM$4B
Discretionary$1.1B
Non-Disc.$2.9B
Employees630
Clients13
DateMar 2025
Total AUM$4B
Discretionary$1.1B
Non-Disc.$2.9B
Employees630
Clients13
DateSep 2024
Total AUM$3.6B
Discretionary$995.8M
Non-Disc.$2.6B
Employees722
Clients25
DateJul 2024
Total AUM$3.6B
Discretionary$995.8M
Non-Disc.$2.6B
Employees722
Clients25
DateJun 2024
Total AUM$3.6B
Discretionary$995.8M
Non-Disc.$2.6B
Employees722
Clients25
DateMay 2024
Total AUM$3.6B
Discretionary$995.8M
Non-Disc.$2.6B
Employees722
Clients25
DateMar 2024
Total AUM$3.6B
Discretionary$995.8M
Non-Disc.$2.6B
Employees722
Clients25
DateJan 2024
Total AUM$2.8B
Discretionary$875.6M
Non-Disc.$1.9B
Employees764
Clients5,973
DateNov 2023
Total AUM$2.8B
Discretionary$875.6M
Non-Disc.$1.9B
Employees764
Clients5,973
DateNov 2023
Total AUM$2.8B
Discretionary$875.6M
Non-Disc.$1.9B
Employees764
Clients5,973
DateAug 2023
Total AUM$2.8B
Discretionary$875.6M
Non-Disc.$1.9B
Employees764
Clients5,973
DateAug 2023
Total AUM$2.8B
Discretionary$875.6M
Non-Disc.$1.9B
Employees764
Clients5,973
DateJul 2023
Total AUM$2.8B
Discretionary$875.6M
Non-Disc.$1.9B
Employees764
Clients5,973
DateMar 2023
Total AUM$2.8B
Discretionary$875.6M
Non-Disc.$1.9B
Employees764
Clients5,973
DateJan 2023
Total AUM$2.8B
Discretionary$910.9M
Non-Disc.$1.9B
Employees775
Clients5,953
DateNov 2022
Total AUM$2.8B
Discretionary$910.9M
Non-Disc.$1.9B
Employees775
Clients5,953
DateMay 2022
Total AUM$2.8B
Discretionary$910.9M
Non-Disc.$1.9B
Employees775
Clients5,953
DateMay 2022
Total AUM$2.8B
Discretionary$910.9M
Non-Disc.$1.9B
Employees775
Clients5,953
DateApr 2022
Total AUM$2.8B
Discretionary$910.9M
Non-Disc.$1.9B
Employees775
Clients5,953
DateMar 2022
Total AUM$2.8B
Discretionary$910.9M
Non-Disc.$1.9B
Employees775
Clients5,953
DateNov 2021
Total AUM$2.5B
Discretionary$884.8M
Non-Disc.$1.7B
Employees803
Clients4,599
DateJul 2021
Total AUM$2.5B
Discretionary$884.8M
Non-Disc.$1.7B
Employees803
Clients4,599
DateApr 2021
Total AUM$2.5B
Discretionary$884.8M
Non-Disc.$1.7B
Employees803
Clients4,599
DateMar 2021
Total AUM$2.5B
Discretionary$884.8M
Non-Disc.$1.7B
Employees803
Clients4,599
DateMar 2021
Total AUM$1.7B
Discretionary$615.3M
Non-Disc.$1.1B
Employees860
Clients4,172
DateJan 2021
Total AUM$1.7B
Discretionary$615.3M
Non-Disc.$1.1B
Employees860
Clients4,172
DateDec 2020
Total AUM$1.7B
Discretionary$615.3M
Non-Disc.$1.1B
Employees860
Clients4,172
DateJun 2020
Total AUM$1.7B
Discretionary$615.3M
Non-Disc.$1.1B
Employees860
Clients4,172
DateMar 2020
Total AUM$1.7B
Discretionary$615.3M
Non-Disc.$1.1B
Employees860
Clients4,172
DateMar 2020
Total AUM$1.4B
Discretionary$475.2M
Non-Disc.$880.3M
Employees867
Clients3,188
DateApr 2019
Total AUM$1.4B
Discretionary$475.2M
Non-Disc.$880.3M
Employees867
Clients3,188
DateApr 2019
Total AUM$1.4B
Discretionary$475.2M
Non-Disc.$880.3M
Employees867
Clients3,188
DateMar 2019
Total AUM$1.4B
Discretionary$475.2M
Non-Disc.$880.3M
Employees867
Clients3,188
DateMar 2019
Total AUM$1.1B
Discretionary$475.5M
Non-Disc.$587.9M
Employees850
Clients6,759
DateAug 2018
Total AUM$1.1B
Discretionary$475.5M
Non-Disc.$587.9M
Employees850
Clients6,759
DateJul 2018
Total AUM$1.1B
Discretionary$475.5M
Non-Disc.$587.9M
Employees850
Clients6,759
DateMar 2018
Total AUM$1.1B
Discretionary$475.5M
Non-Disc.$587.9M
Employees850
Clients6,759
DateJun 2017
Total AUM$849.8M
Discretionary$364.5M
Non-Disc.$485.3M
Employees850
Clients5,500
DateApr 2017
Total AUM$849.8M
Discretionary$364.5M
Non-Disc.$485.3M
Employees850
Clients5,500
DateMar 2017
Total AUM$1.2B
Discretionary$364.5M
Non-Disc.$826.5M
Employees850
Clients5,500
DateJan 2017
Total AUM$579.9M
Discretionary$232.3M
Non-Disc.$347.6M
Employees620
Clients4,100
DateOct 2016
Total AUM$579.9M
Discretionary$232.3M
Non-Disc.$347.6M
Employees620
Clients4,100
DateMar 2016
Total AUM$579.9M
Discretionary$232.3M
Non-Disc.$347.6M
Employees620
Clients4,100
DateMar 2016
Total AUM$790.1M
Discretionary$149.1M
Non-Disc.$641M
Employees600
Clients3,900
DateMar 2016
Total AUM$790.1M
Discretionary$149.1M
Non-Disc.$641M
Employees600
Clients3,900
DateJan 2016
Total AUM$790.1M
Discretionary$149.1M
Non-Disc.$641M
Employees600
Clients3,900
DateNov 2015
Total AUM$790.1M
Discretionary$149.1M
Non-Disc.$641M
Employees600
Clients3,900
DateOct 2015
Total AUM$790.1M
Discretionary$149.1M
Non-Disc.$641M
Employees600
Clients3,900
DateJun 2015
Total AUM$790.1M
Discretionary$149.1M
Non-Disc.$641M
Employees600
Clients3,900
DateMar 2015
Total AUM$790.1M
Discretionary$149.1M
Non-Disc.$641M
Employees600
Clients3,900
DateJan 2015
Total AUM$727.2M
Discretionary$133.8M
Non-Disc.$593.4M
Employees560
Clients3,000
DateMay 2014
Total AUM$727.2M
Discretionary$133.8M
Non-Disc.$593.4M
Employees560
Clients3,000
DateApr 2014
Total AUM$727.2M
Discretionary$133.8M
Non-Disc.$593.4M
Employees560
Clients3,000
DateMar 2014
Total AUM$458.1M
Discretionary$34.2M
Non-Disc.$423.9M
Employees460
Clients2,300
DateNov 2013
Total AUM$458.1M
Discretionary$34.2M
Non-Disc.$423.9M
Employees460
Clients2,300
DateNov 2013
Total AUM$458.1M
Discretionary$34.2M
Non-Disc.$423.9M
Employees460
Clients2,300
DateJun 2013
Total AUM$458.1M
Discretionary$34.2M
Non-Disc.$423.9M
Employees460
Clients2,300
DateMar 2013
Total AUM$458.1M
Discretionary$34.2M
Non-Disc.$423.9M
Employees460
Clients2,300
DateDec 2012
Total AUM$370.6M
Discretionary$26.1M
Non-Disc.$344.5M
Employees440
Clients1,900
DateApr 2012
Total AUM$370.6M
Discretionary$26.1M
Non-Disc.$344.5M
Employees251
Clients1,900
DateMar 2012
Total AUM$370.6M
Discretionary$26.1M
Non-Disc.$344.5M
Employees251
Clients1,900
DateAug 2011
Total AUM$311.4M
Discretionary$33.6M
Non-Disc.$277.8M
Employees251
Clients--
DateApr 2011
Total AUM$311.4M
Discretionary$33.6M
Non-Disc.$277.8M
Employees251
Clients--
DateApr 2011
Total AUM$311.4M
Discretionary$33.6M
Non-Disc.$277.8M
Employees251
Clients--
DateApr 2011
Total AUM$311.4M
Discretionary$33.6M
Non-Disc.$277.8M
Employees251
Clients--
DateMar 2011
Total AUM$311.4M
Discretionary$33.6M
Non-Disc.$277.8M
Employees251
Clients--
DateMar 2011
Total AUM$284.1M
Discretionary$32.6M
Non-Disc.$251.6M
Employees251
Clients--
DateMar 2011
Total AUM$284.1M
Discretionary$32.6M
Non-Disc.$251.6M
Employees251
Clients--
DateFeb 2011
Total AUM$284.1M
Discretionary$32.6M
Non-Disc.$251.6M
Employees251
Clients--
DateFeb 2011
Total AUM$284.1M
Discretionary$32.6M
Non-Disc.$251.6M
Employees251
Clients--
DateJan 2011
Total AUM$284.1M
Discretionary$32.6M
Non-Disc.$251.6M
Employees251
Clients--
DateJan 2011
Total AUM$284.1M
Discretionary$32.6M
Non-Disc.$251.6M
Employees251
Clients--
DateJan 2011
Total AUM$284.1M
Discretionary$32.6M
Non-Disc.$251.6M
Employees251
Clients--
DateOct 2010
Total AUM$284.1M
Discretionary$32.6M
Non-Disc.$251.6M
Employees251
Clients--
DateOct 2010
Total AUM$187.6M
Discretionary$30.4M
Non-Disc.$157.2M
Employees251
Clients--
DateMar 2010
Total AUM$187.6M
Discretionary$30.4M
Non-Disc.$157.2M
Employees251
Clients--
DateSep 2009
Total AUM$187.6M
Discretionary$30.4M
Non-Disc.$157.2M
Employees251
Clients--
DateSep 2009
Total AUM$111.7M
Discretionary$44.2M
Non-Disc.$67.5M
Employees251
Clients--
DateJun 2009
Total AUM$111.7M
Discretionary$44.2M
Non-Disc.$67.5M
Employees251
Clients--
DateMar 2009
Total AUM$111.7M
Discretionary$44.2M
Non-Disc.$67.5M
Employees251
Clients--
DateFeb 2008
Total AUM$82.5M
Discretionary$51.7M
Non-Disc.$30.7M
Employees51
Clients--
DateJan 2008
Total AUM$82.5M
Discretionary$51.7M
Non-Disc.$30.7M
Employees51
Clients--
DateDec 2007
Total AUM$82.5M
Discretionary$51.7M
Non-Disc.$30.7M
Employees51
Clients--
DateNov 2007
Total AUM$82.5M
Discretionary$51.7M
Non-Disc.$30.7M
Employees51
Clients--
DateOct 2007
Total AUM$82.5M
Discretionary$51.7M
Non-Disc.$30.7M
Employees51
Clients--
DateSep 2007
Total AUM$82.5M
Discretionary$51.7M
Non-Disc.$30.7M
Employees51
Clients--
DateSep 2007
Total AUM$43.7M
Discretionary$29.7M
Non-Disc.$14M
Employees51
Clients--
DateSep 2007
Total AUM$43.7M
Discretionary$29.7M
Non-Disc.$14M
Employees51
Clients--
DateSep 2007
Total AUM$43.7M
Discretionary$29.7M
Non-Disc.$14M
Employees51
Clients--
DateAug 2007
Total AUM$43.7M
Discretionary$29.7M
Non-Disc.$14M
Employees51
Clients--
DateAug 2007
Total AUM$43.7M
Discretionary$29.7M
Non-Disc.$14M
Employees51
Clients--
DateAug 2007
Total AUM$43.7M
Discretionary$29.7M
Non-Disc.$14M
Employees51
Clients--
DateAug 2007
Total AUM$43.7M
Discretionary$29.7M
Non-Disc.$14M
Employees51
Clients--
DateJun 2007
Total AUM$43.7M
Discretionary$29.7M
Non-Disc.$14M
Employees51
Clients--
DateJun 2007
Total AUM$43.7M
Discretionary$29.7M
Non-Disc.$14M
Employees51
Clients--
DateMay 2007
Total AUM$43.7M
Discretionary$29.7M
Non-Disc.$14M
Employees51
Clients--
DateMay 2007
Total AUM$43.7M
Discretionary$29.7M
Non-Disc.$14M
Employees51
Clients--
DateMay 2007
Total AUM$43.7M
Discretionary$29.7M
Non-Disc.$14M
Employees51
Clients--
DateApr 2007
Total AUM$43.7M
Discretionary$29.7M
Non-Disc.$14M
Employees51
Clients--
DateApr 2007
Total AUM$43.7M
Discretionary$29.7M
Non-Disc.$14M
Employees51
Clients--
DateMar 2007
Total AUM$43.7M
Discretionary$29.7M
Non-Disc.$14M
Employees51
Clients--
DateMar 2007
Total AUM$43.7M
Discretionary$29.7M
Non-Disc.$14M
Employees51
Clients--
DateMar 2007
Total AUM$43.7M
Discretionary$29.7M
Non-Disc.$14M
Employees51
Clients--
DateFeb 2007
Total AUM$43.7M
Discretionary$29.7M
Non-Disc.$14M
Employees51
Clients--
DateJan 2007
Total AUM$43.7M
Discretionary$29.7M
Non-Disc.$14M
Employees51
Clients--
DateJan 2007
Total AUM$43.7M
Discretionary$29.7M
Non-Disc.$14M
Employees51
Clients--
DateDec 2006
Total AUM$43.7M
Discretionary$29.7M
Non-Disc.$14M
Employees51
Clients--
DateNov 2006
Total AUM$43.7M
Discretionary$29.7M
Non-Disc.$14M
Employees51
Clients--