IMS SECURITIES, INC.DBA IMS FINANCIAL ADVISORS, INC
CRD #35567 SEC #801-57308 HOUSTON, TX 713-266-2993
SEC Registered Broker-Dealer
Total AUM
$93.8M
Discretionary
$6.5M
Employees
5
Clients
51
Accounts
130
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| D'AMATO, DARLA GAMMON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| D'AMATO, DARLA GAMMON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMMON, CHRISTOPHER DAVID | I | CHIEF FINANCIAL OFFICER, COMPLIANCE OFFICE | NA | Control |
| GAMMON, CHRISTOPHER DAVID | I | CHIEF FINANCIAL OFFICER, COMPLIANCE OFFICE | NA | Control |
| GAMMON, CHRISTOPHER DAVID | I | CHIEF FINANCIAL OFFICER, VP-OPTIONS | NA | Control |
| GAMMON, CHRISTOPHER DAVID | I | CHIEF FINANCIAL OFFICER, VP-OPTIONS | NA | Control |
| GAMMON, CHRISTOPHER DAVID | I | CHIEF FINANCIAL OFFICER, VP-OPTIONS, COMPLIANCE OFFICER | NA | Control |
| GAMMON, CHRISTOPHER DAVID | I | CHIEF FINANCIAL OFFICER, VP-OPTIONS, COMPLIANCE OFFICER | NA | Control |
| LATOR, NED FRANKLIN | I | V.P. OPTIONS | NA | Control |
| LATOR, NED FRANKLIN | I | V.P. OPTIONS | NA | Control |
| PARR, DAVID LAWTON | I | MANAGER - FUTURES DEPARTMENT | NA | |
| PARR, DAVID LAWTON | I | MANAGER - FUTURES DEPARTMENT | NA | |
| WADSWORTH, JACKIE DIVONO | I | PRESIDENT, CHEIF COMPLIANCE OFFICER | E | Control |
| WADSWORTH, JACKIE DIVONO | I | PRESIDENT, CHEIF COMPLIANCE OFFICER | E | Control |
| WADSWORTH, JACKIE DIVONO | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, COMPLIANCE OFFICER | E | Control |
| WADSWORTH, JACKIE DIVONO | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, COMPLIANCE OFFICER | E | Control |
| WADSWORTH, JACKIE DIVONO | I | PRESIDENT, CHEIF COMPLIANCE OFFICER | E | Control |
| WADSWORTH, JACKIE DIVONO | I | PRESIDENT, CHEIF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 26, 2002 REGISTERED
Notice Filings (7)
AL AZ CA FL NE NV TX
Address
1500 CITY WEST BLVD, SUITE 500HOUSTON, TX 77042
USA
Phone: 713-266-2993