PHILLIPS AND COMPANY ADVISORS, LLC
Legal name: PHILLIPS & COMPANY
CRD #35800 SEC #801-63879 PORTLAND, OR 503-224-0858
SEC Registered Broker-Dealer
Total AUM
$218.3M
Discretionary
$21.3M
Employees
11
Clients
0
Accounts
1,658
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Nov 2013 | $753.8M | $104.3M | $649.5M | 22 | 1,900 |
| Sep 2013 | $753.8M | $104.3M | $649.5M | 22 | 1,900 |
| Oct 2012 | $530.4M | $26.8M | $503.5M | 11 | 1,700 |
| Aug 2012 | $298.3M | $21.3M | $277M | 11 | 1,700 |
| May 2012 | $218.3M | $21.3M | $197M | 11 | 1,700 |
| Nov 2011 | $81M | $11.3M | $69.7M | 11 | 1,500 |
| Feb 2011 | $49.2M | $2.3M | $46.9M | -- | -- |
| Sep 2010 | $49.2M | $2.3M | $46.9M | -- | -- |
| Sep 2009 | $23.9M | $260K | $23.6M | -- | -- |
DateNov 2013
Total AUM$753.8M
Discretionary$104.3M
Non-Disc.$649.5M
Employees22
Clients1,900
DateSep 2013
Total AUM$753.8M
Discretionary$104.3M
Non-Disc.$649.5M
Employees22
Clients1,900
DateOct 2012
Total AUM$530.4M
Discretionary$26.8M
Non-Disc.$503.5M
Employees11
Clients1,700
DateAug 2012
Total AUM$298.3M
Discretionary$21.3M
Non-Disc.$277M
Employees11
Clients1,700
DateMay 2012
Total AUM$218.3M
Discretionary$21.3M
Non-Disc.$197M
Employees11
Clients1,700
DateNov 2011
Total AUM$81M
Discretionary$11.3M
Non-Disc.$69.7M
Employees11
Clients1,500
DateFeb 2011
Total AUM$49.2M
Discretionary$2.3M
Non-Disc.$46.9M
Employees--
Clients--
DateSep 2010
Total AUM$49.2M
Discretionary$2.3M
Non-Disc.$46.9M
Employees--
Clients--
DateSep 2009
Total AUM$23.9M
Discretionary$260K
Non-Disc.$23.6M
Employees--
Clients--