PERFORMANCE TRUST CAPITAL PARTNERS, LLC
CRD #36155 SEC #801-72427 CHICAGO, IL 312-521-1000
SEC Registered Broker-Dealer Disclosures
Total AUM
$301.7M
Discretionary
$0
Employees
357
Clients
--
Accounts
2
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2023
- Branch Offices
- 1
- LEI
- 549300F8NR5Q23JRIY74
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERG, RICHARD SCOTT | I | CEO | NA | Control |
| BERG, RICHARD SCOTT | I | CEO | NA | Control |
| BERG, RICHARD SCOTT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BERG, RICHARD SCOTT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BERG, RICHARD SCOTT | I | CEO | NA | Control |
| BERG, RICHARD SCOTT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BERG, RICHARD SCOTT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BERG, RICHARD SCOTT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BERG, RICHARD SCOTT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BERG, RICHARD SCOTT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BERG, RICHARD SCOTT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BERG, RICHARD SCOTT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BERG, RICHARD SCOTT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BERG, RICHARD SCOTT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BERG, RICHARD SCOTT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BERG, RICHARD SCOTT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BERG, RICHARD SCOTT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BERG, RICHARD SCOTT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BERG, RICHARD SCOTT | I | BOARD MEMBER | NA | Control |
| BERG, RICHARD SCOTT | I | BOARD MEMBER | NA | Control |
| BERG, RICHARD SCOTT | I | BOARD MEMBER | NA | Control |
| BERG, RICHARD SCOTT | I | BOARD MEMBER | NA | Control |
| BERG, RICHARD SCOTT | I | BOARD MEMBER | NA | Control |
| BERG, RICHARD SCOTT | I | BOARD MEMBER | NA | Control |
| BROPHY, JOHN | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | |
| BROPHY, JOHN | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | |
| BROPHY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROWN, ERIC PAUL | I | MANAGING DIRECTOR - INSTITUTIONAL GROUP | NA | Control |
| BROWN, ERIC PAUL | I | MANAGING DIRECTOR - INSTITUTIONAL GROUP | NA | Control |
| BROWN, ERIC PAUL | I | MANAGING DIRECTOR - INSTITUTIONAL GROUP | NA | Control |
| BROWN, ERIC PAUL | I | SENIOR MANAGING DIRECTOR - INSTITUTIONAL GROUP | NA | Control |
| BROWN, ERIC PAUL | I | SENIOR MANAGING DIRECTOR - INSTITUTIONAL GROUP | NA | Control |
| BROWN, ERIC PAUL | I | SENIOR MANAGING DIRECTOR - INSTITUTIONAL GROUP | NA | Control |
| BROWN, ERIC PAUL | I | SENIOR MANAGING DIRECTOR - INSTITUTIONAL GROUP | NA | Control |
| BROWN, ERIC PAUL | I | PRESIDENT - INSTITUTIONAL GROUP / BOARD MEMBER | NA | Control |
| BROWN, ERIC PAUL | I | PRESIDENT - INSTITUTIONAL GROUP / BOARD MEMBER | NA | Control |
| BROWN, ERIC PAUL | I | PRESIDENT - INSTITUTIONAL GROUP / BOARD MEMBER | NA | Control |
| BROWN, ERIC PAUL | I | PRESIDENT - INSTITUTIONAL GROUP / BOARD MEMBER | NA | Control |
| BROWN, ERIC PAUL | I | PRESIDENT - INSTITUTIONAL GROUP / BOARD MEMBER | NA | Control |
| BROWN, ERIC PAUL | I | PRESIDENT - INSTITUTIONAL GROUP / BOARD MEMBER | NA | Control |
| CARVER, JASON MATTHEW | I | CHIEF FINANCIAL OFFICER | NA | |
| CARVER, JASON MATTHEW | I | CHIEF FINANCIAL OFFICER | NA | |
| CARVER, JASON MATTHEW | I | CHIEF FINANCIAL OFFICER | NA | |
| CARVER, JASON MATTHEW | I | CHIEF FINANCIAL OFFICER | NA | |
| DEPALO, ANTHONY JAMES | I | MANAGING DIRECTOR | NA | Control |
| DEPALO, ANTHONY JAMES | I | MANAGING DIRECTOR | NA | Control |
| DEPALO, ANTHONY JAMES | I | MANAGING DIRECTOR | NA | Control |
| DOBOSH, LAURENCE | I | GENERAL COUNSEL | NA | |
| DOBOSH, LAURENCE | I | GENERAL COUNSEL | NA | |
| DOBOSH, LAURENCE | I | GENERAL COUNSEL | NA | |
| ELDER, JASON ALAN | I | MANAGING DIRECTOR | NA | Control |
| ELDER, JASON ALAN | I | MANAGING DIRECTOR | NA | Control |
| ELDER, JASON ALAN | I | MANAGING DIRECTOR | NA | Control |
| ELDER, JASON ALAN | I | MANAGING DIRECTOR | NA | Control |
| ELDER, JASON ALAN | I | MANAGING DIRECTOR | NA | Control |
| ELDER, JASON ALAN | I | MANAGING DIRECTOR | NA | Control |
| ELDER, JASON ALAN | I | MANAGING DIRECTOR | NA | Control |
| ELDER, JASON ALAN | I | MANAGING DIRECTOR | NA | Control |
| ELDER, JASON ALAN | I | MANAGING DIRECTOR | NA | Control |
| ELDER, JASON ALAN | I | MANAGING DIRECTOR | NA | Control |
| ELDER, JASON ALAN | I | MANAGING DIRECTOR | NA | Control |
| ELDER, JASON ALAN | I | MANAGING DIRECTOR | NA | Control |
| ELDER, JASON ALAN | I | MANAGING DIRECTOR | NA | Control |
| ELDER, JASON ALAN | I | MANAGING DIRECTOR | NA | Control |
| ELDER, JASON ALAN | I | MANAGING DIRECTOR | NA | Control |
| ELDER, JASON ALAN | I | BOARD MEMBER | NA | Control |
| ELDER, JASON ALAN | I | BOARD MEMBER | NA | Control |
| ELDER, JASON ALAN | I | BOARD MEMBER | NA | Control |
| ELDER, JASON ALAN | I | BOARD MEMBER | NA | Control |
| ELDER, JASON ALAN | I | BOARD MEMBER | NA | Control |
| ELDER, JASON ALAN | I | BOARD MEMBER | NA | Control |
| GAZDA, RYAN M | I | CONTROLLER (FINOP) | NA | |
| GAZDA, RYAN M | I | CONTROLLER (FINOP) | NA | |
| GAZDA, RYAN M | I | CONTROLLER (FINOP) | NA | |
| GAZDA, RYAN M | I | CONTROLLER (FINOP) | NA | |
| GAZDA, RYAN M | I | CONTROLLER (FINOP) | NA | |
| GAZDA, RYAN M | I | CONTROLLER (FINOP) | NA | |
| GAZDA, RYAN M | I | CONTROLLER (FINOP) | NA | |
| GAZDA, RYAN M | I | CHIEF FINANCIAL OFFICER | NA | |
| GAZDA, RYAN M | I | CHIEF FINANCIAL OFFICER | NA | |
| GAZDA, RYAN M | I | CHIEF FINANCIAL OFFICER | NA | |
| GAZDA, RYAN M | I | CHIEF FINANCIAL OFFICER | NA | |
| GAZDA, RYAN M | I | CHIEF FINANCIAL OFFICER | NA | |
| GAZDA, RYAN M | I | CHIEF FINANCIAL OFFICER | NA | |
| GILL, UMRAI SINGH | I | MANAGING DIRECTOR | NA | Control |
| GILL, UMRAI SINGH | I | MANAGING DIRECTOR | NA | Control |
| GILL, UMRAI SINGH | I | MANAGING DIRECTOR | NA | Control |
| GILL, UMRAI SINGH | I | MANAGING DIRECTOR | NA | Control |
| GILL, UMRAI SINGH | I | BOARD MEMBER | NA | Control |
| GILL, UMRAI SINGH | I | BOARD MEMBER | NA | Control |
| GILL, UMRAI SINGH | I | BOARD MEMBER | NA | Control |
| GILL, UMRAI SINGH | I | BOARD MEMBER | NA | Control |
| GILL, UMRAI SINGH | I | BOARD MEMBER | NA | Control |
| GILL, UMRAI SINGH | I | BOARD MEMBER | NA | Control |
| GOBBERDIEL, DAVID GEORGE | I | HEAD OF FINANCIAL INSTITUTIONS GROUP | NA | Control |
| GOBBERDIEL, DAVID GEORGE | I | HEAD OF FINANCIAL INSTITUTIONS GROUP | NA | Control |
| GOBBERDIEL, DAVID GEORGE | I | HEAD OF FINANCIAL INSTITUTIONS GROUP | NA | Control |
| GOBBERDIEL, DAVID GEORGE | I | HEAD OF FINANCIAL INSTITUTIONS GROUP | NA | Control |
| HAMILTON, JOE MARTIN | I | INTERIM GENERAL COUNSEL | NA | |
| HAMILTON, JOE MARTIN | I | INTERIM GENERAL COUNSEL | NA | |
| HAMILTON, JOE MARTIN | I | INTERIM GENERAL COUNSEL | NA | |
| HOWLAND, DAVID ROBERTS | I | MANAGING DIRECTOR | NA | Control |
| HOWLAND, DAVID ROBERTS | I | MANAGING DIRECTOR | NA | Control |
| HOWLAND, DAVID ROBERTS | I | MANAGING DIRECTOR | NA | Control |
| HOWLAND, DAVID ROBERTS | I | MANAGING DIRECTOR | NA | Control |
| HOWLAND, DAVID ROBERTS | I | MANAGING DIRECTOR | NA | Control |
| HOWLAND, DAVID ROBERTS | I | MANAGING DIRECTOR | NA | Control |
| HOWLAND, DAVID ROBERTS | I | MANAGING DIRECTOR | NA | Control |
| HOWLAND, DAVID ROBERTS | I | MANAGING DIRECTOR | NA | Control |
| HOWLAND, DAVID ROBERTS | I | MANAGING DIRECTOR | NA | Control |
| HOWLAND, DAVID ROBERTS | I | MANAGING DIRECTOR | NA | Control |
| JOHNSON, CRAIG STEPHEN | I | DIRECTOR OF TRADING/SALES MANAGER | NA | |
| JOHNSON, CRAIG STEPHEN | I | DIRECTOR OF TRADING/SALES MANAGER | NA | |
| JOHNSON, CRAIG STEPHEN | I | DIRECTOR OF TRADING/SALES MANAGER | NA | |
| JOHNSON, CRAIG STEPHEN | I | DIRECTOR OF TRADING/SALES MANAGER | NA | |
| JOHNSON, CRAIG STEPHEN | I | EXECUTIVE SALES MANAGER | NA | Control |
| JOHNSON, CRAIG STEPHEN | I | EXECUTIVE SALES MANAGER | NA | Control |
| JOHNSON, CRAIG STEPHEN | I | EXECUTIVE SALES MANAGER | NA | Control |
| JOHNSON, CRAIG STEPHEN | I | MANAGING DIRECTOR - SALES & TRADING | NA | |
| JOHNSON, CRAIG STEPHEN | I | MANAGING DIRECTOR - SALES & TRADING | NA | |
| JOHNSON, CRAIG STEPHEN | I | MANAGING DIRECTOR - SALES & TRADING | NA | |
| JOHNSON, CRAIG STEPHEN | I | MANAGING DIRECTOR - TRADE DESK | NA | Control |
| JOHNSON, CRAIG STEPHEN | I | MANAGING DIRECTOR - TRADE DESK | NA | Control |
| JOHNSON, CRAIG STEPHEN | I | MANAGING DIRECTOR - TRADE DESK | NA | Control |
| JOHNSON, CRAIG STEPHEN | I | MANAGING DIRECTOR - TRADE DESK | NA | Control |
| JOHNSON, CRAIG STEPHEN | I | MANAGING DIRECTOR - TRADE DESK | NA | Control |
| JOHNSON, CRAIG STEPHEN | I | MANAGING DIRECTOR - TRADE DESK | NA | Control |
| JOHNSON, CRAIG STEPHEN | I | MANAGING DIRECTOR - TRADE DESK | NA | Control |
| JOHNSON, CRAIG STEPHEN | I | MANAGING DIRECTOR - TRADE DESK | NA | Control |
| JOHNSON, CRAIG STEPHEN | I | MANAGING DIRECTOR - TRADE DESK | NA | Control |
| JOHNSON, CRAIG STEPHEN | I | MANAGING DIRECTOR - TRADE DESK | NA | Control |
| JOHNSON, ZACHARY ROBERT | I | BOARD MEMBER | NA | Control |
| JOHNSON, ZACHARY ROBERT | I | BOARD MEMBER | NA | Control |
| JOHNSON, ZACHARY ROBERT | I | BOARD MEMBER | NA | Control |
| JOHNSON, ZACHARY ROBERT | I | BOARD MEMBER | NA | Control |
| JOHNSON, ZACHARY ROBERT | I | BOARD MEMBER | NA | Control |
| JOHNSON, ZACHARY ROBERT | I | BOARD MEMBER | NA | Control |
| KELLY, MICHAEL JOSEPH | I | BOARD MEMBER | NA | Control |
| KELLY, MICHAEL JOSEPH | I | BOARD MEMBER | NA | Control |
| KELLY, MICHAEL JOSEPH | I | BOARD MEMBER | NA | Control |
| KELLY, MICHAEL JOSEPH | I | BOARD MEMBER | NA | Control |
| KELLY, MICHAEL JOSEPH | I | BOARD MEMBER | NA | Control |
| KELLY, MICHAEL JOSEPH | I | BOARD MEMBER | NA | Control |
| LORENTSEN, JAMES VARLAND | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | |
| LORENTSEN, JAMES VARLAND | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | |
| LORENTSEN, JAMES VARLAND | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | |
| LORENTSEN, JAMES VARLAND | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | |
| LORENTSEN, JAMES VARLAND | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | |
| LORENTSEN, JAMES VARLAND | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | |
| LORENTSEN, JAMES VARLAND | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | |
| LORENTSEN, JAMES VARLAND | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | |
| LORENTSEN, JAMES VARLAND | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | |
| LORENTSEN, JAMES VARLAND | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | |
| LORENTSEN, JAMES VARLAND | I | TREASURER | NA | |
| LORENTSEN, JAMES VARLAND | I | TREASURER | NA | |
| LORENTSEN, JAMES VARLAND | I | TREASURER | NA | |
| LORENTSEN, JAMES VARLAND | I | TREASURER | NA | |
| LOVE, KRISTIN M | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | |
| LOVE, KRISTIN M | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | |
| LOVE, KRISTIN M | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | |
| MATSON, JAMES HOWARD | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| MATSON, JAMES HOWARD | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| MATSON, JAMES HOWARD | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| MATSON, JAMES HOWARD | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| NUSSBAUM, PHILIP MARK | I | CHAIRPERSON/SENIOR VICE PRESIDENT/SECRETARY | NA | Control |
| NUSSBAUM, PHILIP MARK | I | CHAIRPERSON/SENIOR VICE PRESIDENT/SECRETARY | NA | Control |
| NUSSBAUM, PHILIP MARK | I | CHAIRPERSON/SENIOR VICE PRESIDENT/SECRETARY | NA | Control |
| NUSSBAUM, PHILIP MARK | I | CHAIRPERSON/SENIOR VICE PRESIDENT/SECRETARY | NA | Control |
| NUSSBAUM, PHILIP MARK | I | CHAIRPERSON/SENIOR VICE PRESIDENT/SECRETARY | NA | Control |
| NUSSBAUM, PHILIP MARK | I | CHAIRPERSON/SENIOR VICE PRESIDENT/SECRETARY | NA | Control |
| NUSSBAUM, PHILIP MARK | I | CHAIRPERSON/SENIOR VICE PRESIDENT/SECRETARY | NA | Control |
| NUSSBAUM, PHILIP MARK | I | CHAIRPERSON/SENIOR VICE PRESIDENT/SECRETARY | NA | Control |
| NUSSBAUM, PHILIP MARK | I | CHAIRPERSON | NA | Control |
| NUSSBAUM, PHILIP MARK | I | CHAIRPERSON | NA | Control |
| NUSSBAUM, PHILIP MARK | I | CHAIRPERSON | NA | Control |
| NUSSBAUM, PHILIP MARK | I | CHAIRPERSON | NA | Control |
| NUSSBAUM, PHILIP MARK | I | CHAIRPERSON | NA | Control |
| NUSSBAUM, PHILIP MARK | I | CHAIRPERSON | NA | Control |
| NUSSBAUM, PHILIP MARK | I | CHAIRPERSON | NA | Control |
| NUSSBAUM, PHILIP MARK | I | CHAIRPERSON | NA | Control |
| NUSSBAUM, PHILIP MARK | I | CHAIRPERSON | NA | Control |
| NUSSBAUM, PHILIP MARK | I | CHAIRPERSON | NA | Control |
| SALUTRIC, DAVID RAYMOND | I | CHIEF OPERATING OFFICER | NA | Control |
| SALUTRIC, DAVID RAYMOND | I | CHIEF OPERATING OFFICER | NA | Control |
| SALUTRIC, DAVID RAYMOND | I | CHIEF OPERATING OFFICER | NA | Control |
| SALUTRIC, DAVID RAYMOND | I | CHIEF OPERATING OFFICER | NA | Control |
| SHAH, CHIRAG | I | DIRECTOR OF TRADING | NA | |
| SHAH, CHIRAG | I | DIRECTOR OF TRADING | NA | |
| SHAH, CHIRAG | I | DIRECTOR OF TRADING | NA | |
| SHAH, CHIRAG | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SHAH, CHIRAG | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SHAH, CHIRAG | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SHAH, CHIRAG | I | PRESIDENT | NA | Control |
| SHAH, CHIRAG | I | PRESIDENT | NA | Control |
| SHAH, CHIRAG | I | PRESIDENT | NA | Control |
| SHAH, CHIRAG | I | PRESIDENT | NA | Control |
| SHAH, CHIRAG | I | CEO AND PRESIDENT / BOARD MEMBER | NA | Control |
| SHAH, CHIRAG | I | CEO AND PRESIDENT / BOARD MEMBER | NA | Control |
| SHAH, CHIRAG | I | CEO AND PRESIDENT / BOARD MEMBER | NA | Control |
| SHAH, CHIRAG | I | CEO AND PRESIDENT / BOARD MEMBER | NA | Control |
| SHAH, CHIRAG | I | CEO AND PRESIDENT / BOARD MEMBER | NA | Control |
| SHAH, CHIRAG | I | CEO AND PRESIDENT / BOARD MEMBER | NA | Control |
| THILL, EDWARD PAUL | I | VICE PRESIDENT FINANCE (FINOP) | NA | |
| WILDING, DAVID FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILDING, DAVID FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILDING, DAVID FLOYD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | |
| WILDING, DAVID FLOYD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | |
| WILDING, DAVID FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILDING, DAVID FLOYD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | |
| WILDING, DAVID FLOYD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | |
| WILDING, DAVID FLOYD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | |
| WILDING, DAVID FLOYD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | |
| WILDING, DAVID FLOYD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | |
| WILDING, DAVID FLOYD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | |
| WILDING, DAVID FLOYD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | |
| WILDING, DAVID FLOYD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | |
| WILDING, DAVID FLOYD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | |
| WILDING, DAVID FLOYD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | |
| WILDING, DAVID FLOYD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | |
| WILDING, DAVID FLOYD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | |
| WILDING, DAVID FLOYD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | |
| PT FINANCIAL COMPANIES LLC | DE | MANAGING MEMBER | E | Control |
| PT FINANCIAL COMPANIES LLC | DE | MANAGING MEMBER | E | Control |
| PT FINANCIAL COMPANIES LLC | DE | MANAGING MEMBER | E | Control |
| PT FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| PT FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| PT FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| PT FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| PT FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| PT FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| PT FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| PT FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| PT FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| PT FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| PT FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| PT FINANCIAL, LLC | DE | MEMBER | E | |
| PT FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| PT FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| PT FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| PT FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| PT FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| PT FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| PT FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| PT FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| PT FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BATTLE, BRIAN JAMES | I | PT FINANCIAL, LLC | F | |
| BATTLE, BRIAN JAMES | I | PT FINANCIAL, LLC | F | |
| BATTLE, BRIAN JAMES | I | PT FINANCIAL, LLC | F | |
| BATTLE, BRIAN JAMES | I | PT FINANCIAL, LLC | F | |
| BODETT, MARK PHILIP | I | PT FINANCIAL, LLC | F | |
| BODETT, MARK PHILIP | I | PT FINANCIAL, LLC | F | |
| BODETT, MARK PHILIP | I | PT FINANCIAL, LLC | F | |
| BODETT, MARK PHILIP | I | PT FINANCIAL, LLC | F | |
| BONGA, BRADLEY DALE | I | PT FINANCIAL, LLC | F | |
| BONGA, BRUCE ANDREW | I | PT FINANCIAL, LLC | F | |
| BROWN, ERIC PAUL | I | PT FINANCIAL, LLC | F | |
| CARNEY, CHRISTOPHER JOSEPH | I | PT FINANCIAL, LLC | F | |
| CARNEY, CHRISTOPHER JOSEPH | I | PT FINANCIAL, LLC | F | |
| CARNEY, CHRISTOPHER JOSEPH | I | PT FINANCIAL, LLC | F | |
| CARNEY, CHRISTOPHER JOSEPH | I | PT FINANCIAL, LLC | F | |
| DEPALO, ANTHONY JAMES | I | PT FINANCIAL, LLC | F | |
| ELDER, JASON ALAN | I | PT FINANCIAL, LLC | F | |
| ELDER, JASON ALAN | I | PT FINANCIAL, LLC | F | |
| ELDER, JASON ALAN | I | PT FINANCIAL, LLC | F | Control |
| ELDER, JASON ALAN | I | PT FINANCIAL, LLC | F | |
| FRITZ, KURT ALLEN | I | PT FINANCIAL, LLC | F | |
| FRITZ, KURT ALLEN | I | PT FINANCIAL, LLC | F | |
| FRITZ, KURT ALLEN | I | PT FINANCIAL, LLC | F | |
| FRITZ, KURT ALLEN | I | PT FINANCIAL, LLC | F | |
| GIDEON MANAGEMENT, LLC | DE | PT FINANCIAL, LLC | F | |
| GILBERT, DAVID WILLIAM | I | PT FINANCIAL, LLC | F | |
| GILL, UMRAI SINGH | I | PT FINANCIAL, LLC | F | |
| GILL, UMRAI SINGH | I | PT FINANCIAL, LLC | F | |
| GILL, UMRAI SINGH | I | PT FINANCIAL, LLC | F | |
| GILL, UMRAI SINGH | I | PT FINANCIAL, LLC | F | |
| GREATBANC TRUST COMPANY | DE | MISSION DRIVEN EMPLOYEE STOCK OWNERSHIP TRUST | F | Control |
| GREATBANC TRUST COMPANY | DE | MISSION DRIVEN EMPLOYEE STOCK OWNERSHIP TRUST | F | Control |
| HIXSON, ANDREW JOHN | I | PT FINANCIAL, LLC | F | |
| HIXSON, ANDREW JOHN | I | PT FINANCIAL, LLC | F | |
| HIXSON, ANDREW JOHN | I | PT FINANCIAL, LLC | F | |
| HIXSON, ANDREW JOHN | I | PT FINANCIAL, LLC | F | |
| HOWLAND, DAVID ROBERTS | I | PT FINANCIAL, LLC | F | |
| HOWLAND, DAVID ROBERTS | I | PT FINANCIAL, LLC | F | |
| HOWLAND, DAVID ROBERTS | I | PT FINANCIAL, LLC | F | |
| HOWLAND, DAVID ROBERTS | I | PT FINANCIAL, LLC | F | |
| JOHNSON, CRAIG STEPHEN | I | PT FINANCIAL, LLC | F | |
| JOHNSON, CRAIG STEPHEN | I | PT FINANCIAL, LLC | F | |
| JOHNSON, CRAIG STEPHEN | I | PT FINANCIAL, LLC | F | |
| JOHNSON, CRAIG STEPHEN | I | PT FINANCIAL, LLC | F | |
| JOHNSON, ZACHARY ROBERT | I | PT FINANCIAL, LLC | F | |
| JONES, CHRISTOPHER JOHN | I | PT FINANCIAL, LLC | F | |
| JONES, CHRISTOPHER JOHN | I | PT FINANCIAL, LLC | F | |
| JONES, CHRISTOPHER JOHN | I | PT FINANCIAL, LLC | F | |
| JONES, CHRISTOPHER JOHN | I | PT FINANCIAL, LLC | F | |
| KANGAS, PAUL SCOTT | I | PT FINANCIAL, LLC | F | |
| LORENTSEN, JAMES VARLAND | I | PT FINANCIAL, LLC | F | |
| LORENTSEN, JAMES VARLAND | I | PT FINANCIAL, LLC | F | |
| LORENTSEN, JAMES VARLAND | I | PT FINANCIAL, LLC | F | |
| LORENTSEN, JAMES VARLAND | I | PT FINANCIAL, LLC | F | |
| MATSON, JAMES HOWARD | I | PT FINANCIAL, LLC | F | |
| MATSON, JAMES HOWARD | I | PT FINANCIAL, LLC | F | |
| MATSON, JAMES HOWARD | I | PT FINANCIAL, LLC | F | Control |
| MATSON, JAMES HOWARD | I | PT FINANCIAL, LLC | F | |
| MICAH 68, LLC | DE | PT FINANCIAL, LLC | F | |
| MICAH 68, LLC | DE | PT FINANCIAL, LLC | F | |
| MICAH 68, LLC | DE | PT FINANCIAL, LLC | F | |
| MICAH 68, LLC | DE | PT FINANCIAL, LLC | F | |
| RAPHAEL, DAVID VICTOR | I | PT FINANCIAL, LLC | F | |
| RAPHAEL, DAVID VICTOR | I | PT FINANCIAL, LLC | F | |
| RAPHAEL, DAVID VICTOR | I | PT FINANCIAL, LLC | F | |
| RAPHAEL, DAVID VICTOR | I | PT FINANCIAL, LLC | F | |
| ROTH, STEPHEN LEON | I | PT FINANCIAL, LLC | F | |
| SHAH, CHIRAG | I | PT FINANCIAL, LLC | F | |
| SINCLAIR, STEPHEN JOHN | I | PT FINANCIAL, LLC | F | |
| SINCLAIR, STEPHEN JOHN | I | PT FINANCIAL, LLC | F | |
| SINCLAIR, STEPHEN JOHN | I | PT FINANCIAL, LLC | F | |
| SINCLAIR, STEPHEN JOHN | I | PT FINANCIAL, LLC | F | |
| THILL, EDWARD PAUL | I | PT FINANCIAL, LLC | F | |
| THORSON, CHADWICK KACY | I | PT FINANCIAL, LLC | F | |
| TILLERY, RYAN WHITAKER | I | PT FINANCIAL, LLC | F | |
| WESTON, JEFFREY JOHN | I | PT FINANCIAL, LLC | F | |
| WILDING, DAVID FLOYD | I | PT FINANCIAL, LLC | F | |
| WILDING, DOUGLAS GERARD | I | PT FINANCIAL, LLC | F | |
| WILDING, DOUGLAS GERARD | I | PT FINANCIAL, LLC | F | |
| WILDING, DOUGLAS GERARD | I | PT FINANCIAL, LLC | F | |
| WILDING, DOUGLAS GERARD | I | PT FINANCIAL, LLC | F | |
| BERG, RICHARD SCOTT | I | GIDEON MANAGEMENT, LLC | E | Control |
| BERG, RICHARD SCOTT | I | GIDEON MANAGEMENT, LLC | E | Control |
| BERG, RICHARD SCOTT | I | GIDEON MANAGEMENT, LLC | E | Control |
| BERG, RICHARD SCOTT | I | GIDEON MANAGEMENT, LLC | E | Control |
| MISSION DRIVEN EMPLOYEE STOCK OWNERSHIP TRUST | DE | PT FINANCIAL HOLDINGS, INC. | E | Control |
| MISSION DRIVEN EMPLOYEE STOCK OWNERSHIP TRUST | DE | PT FINANCIAL HOLDINGS, INC. | E | Control |
| MISSION DRIVEN EMPLOYEE STOCK OWNERSHIP TRUST | DE | PT FINANCIAL HOLDINGS, INC. | E | Control |
| NUSSBAUM, PHILIP MARK | I | MICAH 68, LLC | E | Control |
| NUSSBAUM, PHILIP MARK | I | MICAH 68, LLC | E | Control |
| NUSSBAUM, PHILIP MARK | I | MICAH 68, LLC | E | Control |
| NUSSBAUM, PHILIP MARK | I | MICAH 68, LLC | E | Control |
| PT FINANCIAL HOLDINGS, INC. | DE | PT FINANCIAL COMPANIES LLC | E | Control |
| PT FINANCIAL HOLDINGS, INC. | DE | PT FINANCIAL COMPANIES LLC | E | Control |
| PT FINANCIAL HOLDINGS, INC. | DE | PT FINANCIAL COMPANIES LLC | E | Control |
| GIDEON MANAGEMENT, LLC | DE | PT FINANCIAL, LLC | C | |
| GIDEON MANAGEMENT, LLC | DE | PT FINANCIAL, LLC | C | |
| GIDEON MANAGEMENT, LLC | DE | PT FINANCIAL, LLC | C |
Registrations
Federal
IA
Mar 31, 2023 REGISTERED
Notice Filings (1)
IL
Address
500 W. MADISONSUITE 450
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United States
Phone: 312-521-1000