CAPITAL SECURITIES OF AMERICA, INC.
CRD #36405 SEC #801-64177 HARTVILLE, OH 330-877-7710
SEC Registered Broker-Dealer
Total AUM
$71.9M
Discretionary
$36.9M
Employees
51
Clients
101
Accounts
284
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Mar 2, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HAUSENBAUER, GREG MARK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAUSENBAUER, GREG MARK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAUSENBAUER, GREG MARK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAUSENBAUER, GREG MARK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAUSENBAUER, GREG MARK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAUSENBAUER, GREG MARK | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOHNEY, BRIAN EUGENE | I | SROP, COO, CFO, CROP | NA | Control |
| MOHNEY, BRIAN EUGENE | I | SROP, COO, CFO, CROP | NA | Control |
| MOHNEY, BRIAN EUGENE | I | SROP, COO, CFO, CROP | NA | Control |
| MOHNEY, BRIAN EUGENE | I | SROP, COO, CFO, CROP | NA | Control |
| MOHNEY, BRIAN EUGENE | I | SROP, COO, CFO, CROP | NA | Control |
| MOHNEY, BRIAN EUGENE | I | SROP, COO, CFO, CROP | NA | Control |
| MOHNEY, BRIAN EUGENE | I | SROP, COO | NA | Control |
| CLINE, JERRY LEE | I | PRESIDENT | C | Control |
| CLINE, JERRY LEE | I | SECRETARY | C | Control |
| CLINE, JERRY LEE | I | PRESIDENT | C | Control |
| CLINE, JERRY LEE | I | SECRETARY | C | Control |
| CLINE, JERRY LEE | I | PRESIDENT | C | Control |
| CLINE, JERRY LEE | I | SECRETARY | C | Control |
| CLINE, JERRY LEE | I | PRESIDENT | C | Control |
| CLINE, JERRY LEE | I | SECRETARY | C | Control |
| CLINE, JERRY LEE | I | PRESIDENT | C | Control |
| CLINE, JERRY LEE | I | SECRETARY | C | Control |
| CLINE, JERRY LEE | I | PRESIDENT | C | Control |
| CLINE, JERRY LEE | I | SECRETARY | C | Control |
| CLINE, JERRY LEE | I | PRESIDENT, CFO | C | Control |
| CLINE, JERRY LEE | I | SECRETARY | C | Control |
| CLINE, JERRY LEE | I | CCO | C | Control |
| MACONACHY, JOHN WEBBER | I | DIRECTOR/SHAREHOLDER | B | |
| MACONACHY, JOHN WEBBER | I | DIRECTOR/SHAREHOLDER | B | |
| MACONACHY, JOHN WEBBER | I | DIRECTOR/SHAREHOLDER | B | |
| MACONACHY, JOHN WEBBER | I | DIRECTOR/SHAREHOLDER | B | |
| MACONACHY, JOHN WEBBER | I | DIRECTOR/SHAREHOLDER | B | |
| MACONACHY, JOHN WEBBER | I | DIRECTOR/SHAREHOLDER | B | |
| MACONACHY, JOHN WEBBER | I | DIRECTOR/SHAREHOLDER | B | |
| STRADLEY, GEORGE E | I | DIRECTOR/SHAREHOLDER | B | |
| STRADLEY, GEORGE E | I | DIRECTOR/SHAREHOLDER | B | |
| STRADLEY, GEORGE E | I | DIRECTOR/SHAREHOLDER | B | |
| STRADLEY, GEORGE E | I | DIRECTOR/SHAREHOLDER | B | |
| STRADLEY, GEORGE E | I | DIRECTOR/SHAREHOLDER | B | |
| STRADLEY, GEORGE E | I | DIRECTOR/SHAREHOLDER | B | |
| STRADLEY, GEORGE E | I | DIRECTOR/SHAREHOLDER | B | |
| ERB, ELLIS | I | SHAREHOLDER | A | |
| ERB, ELLIS | I | SHAREHOLDER | A | |
| ERB, ELLIS | I | SHAREHOLDER | A | |
| ERB, ELLIS | I | SHAREHOLDER | A | |
| ERB, ELLIS | I | SHAREHOLDER | A | |
| ERB, ELLIS | I | SHAREHOLDER | A | |
| ERB, ELLIS | I | SHAREHOLDER | A |
Registrations
Federal
IA
Mar 2, 2007 REGISTERED
Notice Filings (16)
AZ CA CO FL GA KY NJ NV NY OH OR PA TN TX VA WV
Address
150 GRAND TRUNK AVEHARTVILLE, OH 44632
USA
Phone: 330-877-7710