GREAT AMERICAN ADVISORS, INC.
CRD #36451 SEC #801-68927 CINCINNATI, OH 800-216-3354
SEC Registered Broker-Dealer Disclosures
Total AUM
$20.6M
Discretionary
$20.6M
Employees
6
Clients
0
Accounts
16
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRENNAN, MILISSA MARIE | I | CHIEF COMPLIANCE OFFICER/ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | NA | Control |
| BRENNAN, MILISSA MARIE | I | CHIEF COMPLIANCE OFFICER/ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | NA | Control |
| BRENNAN, MILISSA MARIE | I | CHIEF COMPLIANCE OFFICER/ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | NA | Control |
| BRENNAN, MILISSA MARIE | I | CHIEF COMPLIANCE OFFICER/ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | NA | Control |
| BRENNAN, MILISSA MARIE | I | CHIEF COMPLIANCE OFFICER/ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | NA | Control |
| BRENNAN, MILISSA MARIE | I | CHIEF COMPLIANCE OFFICER/ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | NA | Control |
| BRENNAN, MILISSA MARIE | I | CHIEF COMPLIANCE OFFICER/ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | NA | Control |
| BRENNAN, MILISSA MARIE | I | CHIEF COMPLIANCE OFFICER/ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | NA | Control |
| GIRMANN, DAVID ANDREW | I | CHIEF MARKETING OFFICER | NA | Control |
| HENDERSON, JAMES LEE | I | CEO/PRESIDENT/GP/CROP/DIR | NA | Control |
| HENDERSON, JAMES LEE | I | CEO/PRESIDENT/GP/DIR | NA | Control |
| HENDERSON, JAMES LEE | I | CEO/PRESIDENT/GP/DIR | NA | Control |
| HENDERSON, JAMES LEE | I | CEO/PRESIDENT/GP/DIR | NA | Control |
| HENDERSON, JAMES LEE | I | CEO/PRESIDENT/GP/DIR | NA | Control |
| HENDERSON, JAMES LEE | I | CEO/PRESIDENT/GP/DIR | NA | Control |
| HENDERSON, JAMES LEE | I | CEO/PRESIDENT/GP/DIR | NA | Control |
| HENDERSON, JAMES LEE | I | CEO/PRESIDENT/GP/DIR | NA | Control |
| HENDERSON, JAMES LEE | I | CEO/PRESIDENT/GP/DIR | NA | Control |
| MCVEY, JAMES THOMAS | I | CHIEF MARKETING OFFICER/DIR | NA | Control |
| MIHAL, SHAWN MICHAEL | I | CHIEF COMPLIANCE OFFICER/ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | NA | Control |
| MIHAL, SHAWN MICHAEL | I | CHIEF COMPLIANCE OFFICER/ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | NA | Control |
| MUETHING, MARK FRANCIS | I | CLO/VP/DIR/SEC | NA | Control |
| MUETHING, MARK FRANCIS | I | CLO/VP/DIR/SEC | NA | Control |
| MUETHING, MARK FRANCIS | I | CLO/VP/DIR/SEC | NA | Control |
| MUETHING, MARK FRANCIS | I | CLO/VP/DIR/SEC | NA | Control |
| MUETHING, MARK FRANCIS | I | CLO/VP/DIR/SEC | NA | Control |
| MUETHING, MARK FRANCIS | I | CLO/VP/DIR/SEC | NA | Control |
| MUETHING, MARK FRANCIS | I | CLO/VP/DIR/SEC | NA | Control |
| MUETHING, MARK FRANCIS | I | CLO/VP/DIR/SEC | NA | Control |
| MUETHING, MARK FRANCIS | I | CLO/VP/DIR/SEC | NA | Control |
| MUETHING, MARK FRANCIS | I | CLO/VP/DIR/SEC | NA | Control |
| MUETHING, MARK FRANCIS | I | CLO/VP/DIR/SEC | NA | Control |
| MUETHING, MARK FRANCIS | I | CLO/VP/DIR/SEC | NA | Control |
| MUETHING, MARK FRANCIS | I | CLO/VP/DIR/SEC | NA | Control |
| MUETHING, MARK FRANCIS | I | CLO/VP/DIR/SEC | NA | Control |
| NERONE, PETER JAMES | I | VICE PRESIDENT/GP/MP/OP/ROP/CT | NA | Control |
| NERONE, PETER JAMES | I | VICE PRESIDENT/GP/MP/CT | NA | Control |
| NERONE, PETER JAMES | I | VICE PRESIDENT/GP/MP/CT | NA | Control |
| NERONE, PETER JAMES | I | VICE PRESIDENT/GP/MP/CT | NA | Control |
| NERONE, PETER JAMES | I | VICE PRESIDENT/GP/MP/CT | NA | Control |
| NERONE, PETER JAMES | I | PRESIDENT/CEO/GP/MP/CT | NA | Control |
| NERONE, PETER JAMES | I | VICE PRESIDENT/GP/MP/CT | NA | Control |
| NERONE, PETER JAMES | I | VICE PRESIDENT/GP/MP/CT | NA | Control |
| NERONE, PETER JAMES | I | VICE PRESIDENT/GP/MP/CT | NA | Control |
| NERONE, PETER JAMES | I | VICE PRESIDENT/GP/MP/CT | NA | Control |
| NERONE, PETER JAMES | I | PRESIDENT/CEO/CCO/AML OFFICER/GP/MP/CT | NA | Control |
| NERONE, PETER JAMES | I | PRESIDENT/CEO/CCO/AML OFFICER/GP/MP/CT | NA | Control |
| NERONE, PETER JAMES | I | PRESIDENT/CEO/CCO/AML OFFICER/GP/MP/CT | NA | Control |
| NERONE, PETER JAMES | I | PRESIDENT/CEO/CCO/AML OFFICER/GP/MP/CT | NA | Control |
| OHLIN, PAUL ROBERT | I | TREASURER/FINOP | NA | Control |
| OHLIN, PAUL ROBERT | I | TREASURER/FINOP | NA | Control |
| OHLIN, PAUL ROBERT | I | TREASURER/FINOP | NA | Control |
| PURDON, ATHENA MARIE | I | TREASURER/FIN OP | NA | Control |
| PURDON, ATHENA MARIE | I | TREASURER/FIN OP | NA | Control |
| PURDON, ATHENA MARIE | I | ASSITANT TREASURER/FIN OP | NA | Control |
| PURDON, ATHENA MARIE | I | TREASURER/FIN OP | NA | Control |
| PURDON, ATHENA MARIE | I | TREASURER/FIN OP | NA | Control |
| PURDON, ATHENA MARIE | I | TREASURER/FIN OP | NA | Control |
| PURDON, ATHENA MARIE | I | TREASURER/FIN OP | NA | Control |
| PURDON, ATHENA MARIE | I | TREASURER/FIN OP | NA | Control |
| PURDON, ATHENA MARIE | I | TREASURER/FIN OP | NA | Control |
| PURDON, ATHENA MARIE | I | TREASURER/FIN OP | NA | Control |
| PURDON, ATHENA MARIE | I | TREASURER/FIN OP | NA | Control |
| GREAT AMERICAN FINANCIAL RESOURCES, INC. | DE | SHAREHOLDER | E | Control |
| GREAT AMERICAN FINANCIAL RESOURCES, INC. | DE | SHAREHOLDER | E | Control |
| GREAT AMERICAN FINANCIAL RESOURCES, INC. | DE | SHAREHOLDER | E | Control |
| GREAT AMERICAN FINANCIAL RESOURCES, INC. | DE | SHAREHOLDER | E | Control |
| GREAT AMERICAN FINANCIAL RESOURCES, INC. | DE | SHAREHOLDER | E | Control |
| GREAT AMERICAN FINANCIAL RESOURCES, INC. | DE | SHAREHOLDER | E | Control |
| GREAT AMERICAN FINANCIAL RESOURCES, INC. | DE | SHAREHOLDER | E | Control |
| GREAT AMERICAN FINANCIAL RESOURCES, INC. | DE | SHAREHOLDER | E | Control |
| GREAT AMERICAN FINANCIAL RESOURCES, INC. | DE | SHAREHOLDER | E | Control |
| GREAT AMERICAN FINANCIAL RESOURCES, INC. | DE | SHAREHOLDER | E | Control |
| GREAT AMERICAN FINANCIAL RESOURCES, INC. | DE | SHAREHOLDER | E | Control |
| GREAT AMERICAN FINANCIAL RESOURCES, INC. | DE | SHAREHOLDER | E | Control |
| GREAT AMERICAN FINANCIAL RESOURCES, INC. | DE | SHAREHOLDER | E | Control |
| GREAT AMERICAN FINANCIAL RESOURCES, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AFC HOLDING COMPANY | DE | AMERICAN FINANCIAL CORPORATION | E | Control |
| AFC HOLDING COMPANY | DE | AMERICAN FINANCIAL CORPORATION | E | Control |
| AFC HOLDING COMPANY | DE | AMERICAN FINANCIAL CORPORATION | E | Control |
| AFC HOLDING COMPANY | DE | AMERICAN FINANCIAL CORPORATION | E | Control |
| AFC HOLDING COMPANY | DE | AMERICAN FINANCIAL CORPORATION | E | Control |
| AFC HOLDING COMPANY | DE | AMERICAN FINANCIAL CORPORATION | E | Control |
| AFC HOLDING COMPANY | DE | AMERICAN FINANCIAL CORPORATION | E | Control |
| AFC HOLDING COMPANY | DE | AMERICAN FINANCIAL CORPORATION | E | Control |
| AFC HOLDING COMPANY | DE | AMERICAN FINANCIAL CORPORATION | E | Control |
| AFC HOLDING COMPANY | DE | AMERICAN FINANCIAL CORPORATION | E | Control |
| AFC HOLDING COMPANY | DE | AMERICAN FINANCIAL CORPORATION | E | Control |
| AFC HOLDING COMPANY | DE | AMERICAN FINANCIAL CORPORATION | E | Control |
| AFC HOLDING COMPANY | DE | AMERICAN FINANCIAL CORPORATION | E | Control |
| AFC HOLDING COMPANY | DE | AMERICAN FINANCIAL CORPORATION | E | Control |
| AMERICAN FINANCIAL CORPORATION | DE | GREAT AMERICAN INSURANCE COMPANY | E | Control |
| AMERICAN FINANCIAL CORPORATION | DE | GREAT AMERICAN INSURANCE COMPANY | E | Control |
| AMERICAN FINANCIAL CORPORATION | DE | GREAT AMERICAN INSURANCE COMPANY | E | Control |
| AMERICAN FINANCIAL CORPORATION | DE | GREAT AMERICAN INSURANCE COMPANY | E | Control |
| AMERICAN FINANCIAL CORPORATION | DE | GREAT AMERICAN INSURANCE COMPANY | E | Control |
| AMERICAN FINANCIAL CORPORATION | DE | GREAT AMERICAN INSURANCE COMPANY | E | Control |
| AMERICAN FINANCIAL CORPORATION | DE | GREAT AMERICAN INSURANCE COMPANY | E | Control |
| AMERICAN FINANCIAL CORPORATION | DE | GREAT AMERICAN INSURANCE COMPANY | E | Control |
| AMERICAN FINANCIAL CORPORATION | DE | GREAT AMERICAN INSURANCE COMPANY | E | Control |
| AMERICAN FINANCIAL CORPORATION | DE | GREAT AMERICAN INSURANCE COMPANY | E | Control |
| AMERICAN FINANCIAL CORPORATION | DE | GREAT AMERICAN INSURANCE COMPANY | E | Control |
| AMERICAN FINANCIAL CORPORATION | DE | GREAT AMERICAN INSURANCE COMPANY | E | Control |
| AMERICAN FINANCIAL CORPORATION | DE | GREAT AMERICAN INSURANCE COMPANY | E | Control |
| AMERICAN FINANCIAL CORPORATION | DE | GREAT AMERICAN INSURANCE COMPANY | E | Control |
| AMERICAN FINANCIAL GROUP | DE | AFC HOLDING COMPANY | E | Control |
| AMERICAN FINANCIAL GROUP | DE | AFC HOLDING COMPANY | E | Control |
| AMERICAN FINANCIAL GROUP | DE | AFC HOLDING COMPANY | E | Control |
| AMERICAN FINANCIAL GROUP | DE | AFC HOLDING COMPANY | E | Control |
| AMERICAN FINANCIAL GROUP | DE | AFC HOLDING COMPANY | E | Control |
| AMERICAN FINANCIAL GROUP | DE | AFC HOLDING COMPANY | E | Control |
| AMERICAN FINANCIAL GROUP | DE | AFC HOLDING COMPANY | E | Control |
| AMERICAN FINANCIAL GROUP | DE | AFC HOLDING COMPANY | E | Control |
| AMERICAN FINANCIAL GROUP | DE | AFC HOLDING COMPANY | E | Control |
| AMERICAN FINANCIAL GROUP | DE | AFC HOLDING COMPANY | E | Control |
| AMERICAN FINANCIAL GROUP | DE | AFC HOLDING COMPANY | E | Control |
| AMERICAN FINANCIAL GROUP | DE | AFC HOLDING COMPANY | E | Control |
| AMERICAN FINANCIAL GROUP | DE | AFC HOLDING COMPANY | E | Control |
| AMERICAN FINANCIAL GROUP | DE | AFC HOLDING COMPANY | E | Control |
| GREAT AMERICAN INSURANCE COMPANY | DE | GREAT AMERICAN FINANCIAL RESOURCES, INC. | E | Control |
| GREAT AMERICAN INSURANCE COMPANY | DE | GREAT AMERICAN FINANCIAL RESOURCES, INC. | E | Control |
| GREAT AMERICAN INSURANCE COMPANY | DE | GREAT AMERICAN FINANCIAL RESOURCES, INC. | E | Control |
| GREAT AMERICAN INSURANCE COMPANY | DE | GREAT AMERICAN FINANCIAL RESOURCES, INC. | E | Control |
| GREAT AMERICAN INSURANCE COMPANY | DE | GREAT AMERICAN FINANCIAL RESOURCES, INC. | E | Control |
| GREAT AMERICAN INSURANCE COMPANY | DE | GREAT AMERICAN FINANCIAL RESOURCES, INC. | E | Control |
| GREAT AMERICAN INSURANCE COMPANY | DE | GREAT AMERICAN FINANCIAL RESOURCES, INC. | E | Control |
| GREAT AMERICAN INSURANCE COMPANY | DE | GREAT AMERICAN FINANCIAL RESOURCES, INC. | E | Control |
| GREAT AMERICAN INSURANCE COMPANY | DE | GREAT AMERICAN FINANCIAL RESOURCES, INC. | E | Control |
| GREAT AMERICAN INSURANCE COMPANY | DE | GREAT AMERICAN FINANCIAL RESOURCES, INC. | E | Control |
| GREAT AMERICAN INSURANCE COMPANY | DE | GREAT AMERICAN FINANCIAL RESOURCES, INC. | E | Control |
| GREAT AMERICAN INSURANCE COMPANY | DE | GREAT AMERICAN FINANCIAL RESOURCES, INC. | E | Control |
| GREAT AMERICAN INSURANCE COMPANY | DE | GREAT AMERICAN FINANCIAL RESOURCES, INC. | E | Control |
| GREAT AMERICAN INSURANCE COMPANY | DE | GREAT AMERICAN FINANCIAL RESOURCES, INC. | E | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (48)
AL AR AZ CA CO CT DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
GREAT AMERICAN TOWER301 E FOURTH STREET
CINCINNATI, OH 45202
United States
Phone: 800-216-3354