UNITED SECURITIES ALLIANCE, INC.
CRD #36487 SEC #801-61692 GREENWOOD VILLAGE, CO 303-792-0500
SEC Registered Broker-Dealer
Total AUM
$156M
Discretionary
$0
Employees
--
Clients
51
Accounts
1,150
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Sep 2009 | $43.8M | $43.8M | $0 | -- | -- |
| May 2009 | $43.8M | $43.8M | $0 | -- | -- |
| Mar 2008 | $100M | $100M | $0 | -- | -- |
| Jan 2008 | $150M | $150M | $0 | -- | -- |
| Dec 2007 | $150M | $150M | $0 | -- | -- |
| Nov 2007 | $150M | $150M | $0 | -- | -- |
| Sep 2007 | $150M | $150M | $0 | -- | -- |
| Sep 2007 | $150M | $150M | $0 | -- | -- |
| Jun 2007 | $86M | $0 | $86M | 10 | -- |
| Apr 2007 | $86M | $0 | $86M | 10 | -- |
| Apr 2007 | $86M | $0 | $86M | 10 | -- |
| Mar 2007 | $156M | $0 | $156M | -- | -- |
| Mar 2007 | $156M | $0 | $156M | -- | -- |
| Mar 2007 | $156M | $0 | $156M | -- | -- |
| Mar 2007 | $156M | $0 | $156M | -- | -- |
| Mar 2007 | $156M | $0 | $156M | -- | -- |
| Feb 2007 | $156M | $0 | $156M | -- | -- |
| Jan 2006 | $100M | $0 | $100M | -- | -- |
| Jan 2006 | $100M | $0 | $100M | -- | -- |
| Nov 2005 | $100M | $0 | $100M | -- | -- |
| Oct 2005 | $100M | $0 | $100M | -- | -- |
| Jan 2005 | $44.6M | $0 | $44.6M | -- | -- |
| Jan 2005 | $40M | $40M | $0 | 5 | -- |
| Jul 2004 | $40M | $40M | $0 | 5 | -- |
| Jun 2004 | $40M | $40M | $0 | 5 | -- |
| Apr 2004 | $40M | $40M | $0 | 5 | -- |
| Apr 2004 | $40M | $40M | $0 | 5 | -- |
| Jan 2004 | $40M | $40M | $0 | 5 | -- |
| Jan 2004 | $40M | $40M | $0 | 5 | -- |
| Dec 2003 | $28.5M | $0 | $28.5M | 5 | -- |
| Dec 2003 | $28.5M | $0 | $28.5M | 5 | -- |
| Oct 2003 | $28.5M | $0 | $28.5M | 5 | -- |
DateSep 2009
Total AUM$43.8M
Discretionary$43.8M
Non-Disc.$0
Employees--
Clients--
DateMay 2009
Total AUM$43.8M
Discretionary$43.8M
Non-Disc.$0
Employees--
Clients--
DateMar 2008
Total AUM$100M
Discretionary$100M
Non-Disc.$0
Employees--
Clients--
DateJan 2008
Total AUM$150M
Discretionary$150M
Non-Disc.$0
Employees--
Clients--
DateDec 2007
Total AUM$150M
Discretionary$150M
Non-Disc.$0
Employees--
Clients--
DateNov 2007
Total AUM$150M
Discretionary$150M
Non-Disc.$0
Employees--
Clients--
DateSep 2007
Total AUM$150M
Discretionary$150M
Non-Disc.$0
Employees--
Clients--
DateSep 2007
Total AUM$150M
Discretionary$150M
Non-Disc.$0
Employees--
Clients--
DateJun 2007
Total AUM$86M
Discretionary$0
Non-Disc.$86M
Employees10
Clients--
DateApr 2007
Total AUM$86M
Discretionary$0
Non-Disc.$86M
Employees10
Clients--
DateApr 2007
Total AUM$86M
Discretionary$0
Non-Disc.$86M
Employees10
Clients--
DateMar 2007
Total AUM$156M
Discretionary$0
Non-Disc.$156M
Employees--
Clients--
DateMar 2007
Total AUM$156M
Discretionary$0
Non-Disc.$156M
Employees--
Clients--
DateMar 2007
Total AUM$156M
Discretionary$0
Non-Disc.$156M
Employees--
Clients--
DateMar 2007
Total AUM$156M
Discretionary$0
Non-Disc.$156M
Employees--
Clients--
DateMar 2007
Total AUM$156M
Discretionary$0
Non-Disc.$156M
Employees--
Clients--
DateFeb 2007
Total AUM$156M
Discretionary$0
Non-Disc.$156M
Employees--
Clients--
DateJan 2006
Total AUM$100M
Discretionary$0
Non-Disc.$100M
Employees--
Clients--
DateJan 2006
Total AUM$100M
Discretionary$0
Non-Disc.$100M
Employees--
Clients--
DateNov 2005
Total AUM$100M
Discretionary$0
Non-Disc.$100M
Employees--
Clients--
DateOct 2005
Total AUM$100M
Discretionary$0
Non-Disc.$100M
Employees--
Clients--
DateJan 2005
Total AUM$44.6M
Discretionary$0
Non-Disc.$44.6M
Employees--
Clients--
DateJan 2005
Total AUM$40M
Discretionary$40M
Non-Disc.$0
Employees5
Clients--
DateJul 2004
Total AUM$40M
Discretionary$40M
Non-Disc.$0
Employees5
Clients--
DateJun 2004
Total AUM$40M
Discretionary$40M
Non-Disc.$0
Employees5
Clients--
DateApr 2004
Total AUM$40M
Discretionary$40M
Non-Disc.$0
Employees5
Clients--
DateApr 2004
Total AUM$40M
Discretionary$40M
Non-Disc.$0
Employees5
Clients--
DateJan 2004
Total AUM$40M
Discretionary$40M
Non-Disc.$0
Employees5
Clients--
DateJan 2004
Total AUM$40M
Discretionary$40M
Non-Disc.$0
Employees5
Clients--
DateDec 2003
Total AUM$28.5M
Discretionary$0
Non-Disc.$28.5M
Employees5
Clients--
DateDec 2003
Total AUM$28.5M
Discretionary$0
Non-Disc.$28.5M
Employees5
Clients--
DateOct 2003
Total AUM$28.5M
Discretionary$0
Non-Disc.$28.5M
Employees5
Clients--